IN THE HIGH COURT OF JUSTICE
CK001793
QUEEN’S BENCH DIVISION
UNROBED
IN THE MATTER OF an application by Terence Patrick Ewing under section 42(3) of the Supreme Court Act 1981 as amended by section 24 of the Prosecution of Offences Act 1985
AND IN THE MATTER OF an application by Terence Patrick Ewing for leave to institute an action against the Commissioner of Police for the Metropolis in the Clerkenwell County Court for trespass to land and/or conversion and/or trespass to goods and/or negligence and/or breach of duty and/or statutory duty arising out of a search of and seizure of property at 45F Highbury New Park London N5 and wrongful and/or unlawful imprisonment arising thereat and at Leman Street Police Station on 20 and 21 April 1994 and thereafter the detention of a motor vehicle and detention and disposal of chattels and subsequently for wrongful arrest and imprisonment at Bethnal Green Police Station on 14 June 1994
___________________________________________________________________
SKELETON ARGUMENT OF TERENCE PATRICK EWING
FOR PRELIMINARY APPLICATION FOR LEAVE UNDER
SECTION 42(3) OF THE SUPREME COURT ACT 1981
___________________________________________________________________
TIME ESTIMATE: 1 day
For Court use only
Date filed
Name of court High Court of Justice
Queen’s Bench Division
Case or Claim number CK001793 in the Clerkenwell County Court
High Court Ref: CK001793
The Applicant is the Claimant in the Clerkenwell County Court
Name Terence Patrick Ewing
Address 29B Howitt Road
London
NW3 4LT
The Applicant applies for leave to institute the action in the Clerkenwell County Court under section 42(3) of the Supreme Court Act 1981 as a result of a "Civil Proceedings Order" under section 42(1) of the Supreme Court Act 1981 dated 21 December 1989 as amended on 12 February 1990.
DETAILS OF CASE
1. The Applicant was made subject of a "Civil Proceedings Order" under section 42(1) of the Supreme Court Act 1981 by the Divisional Court dated 21 December 1989. The Order was subsequently amended under the slip rule on 12 February 1990.
2. As a result of that Order the Applicant needs leave from the High Court to institute any civil proceedings or to continue with any such proceedings that were ongoing before the making of the Order or to make applications in any civil proceedings whether instituted by him or another, see section 42(1A)(a)(b)(c) Supreme Court Act 1981.
3. The Applicant therefore seeks such leave to institute the present action against the Commissioner of Police for the Metropolis in the Clerkenwell County Court action no. CK001793 and to make all necessary and consequential applications for the proper conduct of that action to trial.
4. The Applicant has to show that his action is "not an abuse of the process of the court" and that "there are reasonable grounds" under section 42(3) of the Supreme Court Act 1981.
5. The Applicant contends that the action is "not an abuse of the process of the court" as an action for trespass to land and conversion and trespass to goods and wrongful and unlawful imprisonment and detention and arrest etc., are causes of actions known to the law.
6. The Applicant also contends that these causes of action also simultaneously raise issues of alleged breaches of the Convention for Protection of Human Rights and Fundamental Freedoms, which are of importance in relation to its incorporation into English law in Schedule 1 Human Rights Act 1998 on 2 October 2000.
7. The Applicant further contends that in all the circumstances of this case where factual issues have to be determined at trial, the common law remedies in private law are the correct remedies to pursue in all of the circumstances of the present case.
8. The Applicant contends that the issue of whether "there are reasonable grounds for instituting the action", is clearly apparent from the draft Particulars of Claim and the supporting documentation exhibited to his Witness Statement dated 31 May 2000, along with his Skeleton Argument dealing with the merits and principles of law applicable to his action.
9. The facts relating to the action again appear from the draft Particulars of Claim and Witness Statement, and are summarised in "Details of Case" in his accompanying Skeleton Argument relating to the merits of the action.
10. The Applicant accordingly seeks leave to institute the action and make all necessary applications in it up to and including the trial under section 42(3) of the Supreme Court Act 1981.
The Applicant will rely on the following arguments at the hearing of the application.
LIST OF ISSUES
APPLICATIONS UNDER SECTION 42(3) SUPREME COURT ACT 1981 TO INSTITUTE OR CONTINUE "CIVIL PROCEEDINGS" OR MAKE APPLICATIONS IN THEM
APPLICATION SUBJECT TO HUMAN RIGHTS ACT 1998
1. What extent does Human Rights Act 1998 govern present application?
"PERMISSION" OR "LEAVE" FOR SECTION 42(3) SUPREME COURT ACT 1981 APPLICATIONS
1. Whether applications under section 42(3) Supreme Court Act 1981 to institute or continue "civil proceedings", or make applications in them should be dealt with as applications for "permission" or "leave"?
2. Whether Direction 7.2, 7, 9(1) and (2) Practice Direction relating to requirement to obtain "permission" ultra vires of section 42(3) Supreme Court Act 1981, and Civil Procedure Act 1997?
WHETHER PARTY AGAINST WHOM PROCEEDINGS SOUGHT TO BE INSTITUTED OR CONTINUED HAVE ANY LOCUS STANDII IN APPLICATIONS UNDER SECTION 42(3) SUPREME COURT ACT 1981
1. Whether Direction 7.7 Practice Direction unlawfully allows third parties against whom "civil proceedings" sought to be instituted or continued or an application made in them under section 42(3) Supreme Court Act 1981, locus standii to intervene in such applications?
2. Whether Direction 7.9(1) and (2) Practice Direction where an Order made under section 42(3) Supreme Court Act 1981, permitting "civil proceedings" to be instituted or continued against third parties or an application to be made in such proceedings unlawfully allows them to set aside such Orders?
3. Whether Direction 7.7 and 9(1) and (2) Practice Direction, ultra vires of section 42(3) Supreme Court Act 1981 and Civil Procedure Act 1997?
WHETHER APPLICATIONS UNDER SECTION 42(3) SUPREME COURT ACT 1981 TO INSTITUTE OR CONTINUE CIVIL PROCEEDINGS OR MAKE APPLICATIONS IN THEM SHOULD BE DEALT WITH IN OPEN COURT OR IN CHAMBERS
1. Whether Direction 7.6(1) and/or (3) Practice Direction denies constitutional right of access to a public court to applicants making applications under section 42(3) Supreme Court Act 1981 in breach of article 6(1) Convention for the Protection of Human Rights and Fundamental Freedoms as now enacted in Schedule 1 Human Rights Act 1998?
2. Whether hearing of an application for leave under section 42(3) of the Supreme Court Act 1981 is "a determination" of "civil rights" in itself requiring a "public hearing" under article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms as now enacted in Schedule 1 Human Rights Act 1998?
APPLICATION OF PRINCIPLES OF CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS TO GRANTING OF LEAVE UNDER SECTION 42(3) SUPREME COURT ACT 1981
1. Whether judge in chambers should automatically grant leave under section 42(3) Supreme Court Act 1981 in present case in order to comply with articles 5(5) and 13 Convention for the Protection of Human Rights and Fundamental Freedoms where action to be instituted relates to alleged trespass to land and goods and chattels contrary to articles 8(1) and article 1 Protocol 1 Convention for the Protection of Human Rights and Fundamental Freedoms and wrongful and unlawful detention and arrest and imprisonment contrary to articles 5(1)(c) and (2) Convention for the Protection of Human Rights and Fundamental Freedoms as now enacted in Schedule 1 Human Rights Act 1998?
TEST OF "REASONABLE GROUNDS" UNDER SECTION 42(3) SUPREME COURT ACT 1981
1. What is correct legal test as to whether proposed "civil proceedings" have "reasonable grounds" under section 42(3) of the Supreme Court Act 1981?
RETROSPECTIVE GRANTING OF LEAVE UNDER SECTION 42(3) SUPREME COURT ACT 1981
1. Whether court may grant leave under section 42(3) Supreme Court Act 1981 retrospectively regarding current application for leave to institute action in Clerkenwell County Court?
PROPOSITIONS OF LAW
APPLICATION SUBJECT TO HUMAN RIGHTS ACT 1998
1. Human Rights Act 1998 which came into force on 2 October 2000 governs conduct of present application under section 42(3) Supreme Court Act 1981.
2. See section 2(1)(a) Human Rights Act 1998 for taking into account judgments and decisions of European Court of Human Rights, and section 2(1)(c) Human Rights Act 1998 for taking into account decisions of former European Commission of Human Rights.
3. All legislation must now be "read and given effect in a way which is compatible with the Convention rights", see section 3(1) Human Rights Act 1998.
4. Meaning of phrase "leave" in section 42(3) Supreme Court Act 1981, must therefore be interpreted in manner compatible with convention rights in this application.
5. If court not able to do so, may grant declaration of incompatibility under section 4(1) and (2) Human Rights Act 1998.
6. This provision may be especially applicable to section 42(4) Supreme Court Act 1981 which may infringe schedule 1 article 6(1) Human Rights Act 1998 by denying very essence of right of access to court for any review of adverse decision of High Court.
7. In respect of conduct and outcome of any applications under section 42(3) Supreme Court Act 1981, it is now unlawful for court as a "public authority", "to act in a way which is incompatible with a Convention right".
APPLICATIONS UNDER SECTION 42(3) SUPREME COURT ACT 1981 TO INSTITUTE OR CONTINUE CIVIL PROCEEDINGS OR MAKE APPLICATIONS IN THEM
PROVISIONS AND SCOPE OF SECTION 42 SUPREME COURT ACT 1981 RELATING TO MAKING OF "CIVIL PROCEEDINGS ORDER"
1. Power to have person made subject to "Civil Proceedings Order" set out in section 42(1) Supreme Court Act 1981.
2. See section 42(1) Supreme Court Act 1981, which provides,
"42.––(1) If, on an application made by the Attorney General under this section, the High Court is satisfied that any person has habitually and persistently and without reasonable ground––
(a) instituted vexatious civil proceedings, whether in the High Court or any inferior court, and whether against the same person or against different persons; or
(b) made vexatious applications in any civil proceedings, whether in the High Court or any inferior court, and whether instituted by him or another; or"
------------------------------------------------------------------------
"the court may, after hearing that person or giving him an opportunity of being heard, make a civil proceedings order,"---------------------------------------------------------------------------------------
3. Definition of scope of "Civil Proceedings Order" set out in section 42(1A) Supreme Court Act 1981.
4. See section 42(1A) Supreme Court Act 1981, which provides,
"(1A) In this section––
"civil proceedings order" means an order that––
(a) no civil proceedings shall without the leave of the High Court be instituted in any court by the person against whom the order is made;
(b) any civil proceedings instituted by him in any court before the making of the order shall not be continued by him without the leave of the High Court; and
(c) no application (other than one for leave under this section) shall be made by him, in any civil proceedings instituted in any court by any person, without the leave of the High Court;"
------------------------------------------------------------------------
5. Present "Civil Proceedings Order" against Applicant, indeterminate in duration under section 42(2) Supreme Court Act 1981.
6. See section 42(2) Supreme Court Act 1981, which provides,
"(2) An order under subsection (1) may provide that it is to cease to have effect at the end of a specified period, but shall otherwise remain in force indefinitely."
7. Provisions for seeking "leave" to institute or continue with "civil proceedings" or make applications in them once "Civil Proceedings Order" made against a person, set out in section 42(3) Supreme Court Act 1981.
8. See section 42(3) Supreme Court Act 1981, which provides,
"(3) Leave for the institution or continuance of, or for the making of an application in, any civil proceedings by a person who is the subject of an order for the time being in force under subsection (1) shall not be given unless the High Court is satisfied that the proceedings or application are not an abuse of the process of the court in question and that there are reasonable grounds for the proceedings or application."
9. Additional to application for leave to institute substantive action in County Court, Applicant also seeks leave to make all necessary applications for proper conduct of substantive action if granted such leave.
10. This necessary to save Applicant from having to come back to court to seek leave, each time he needs to make interlocutory applications which are necessary for smooth running of conduct of action in County Court.
11. However, formal leave may be unnecessary as leave for making such applications may be inferred from grant of leave to institute main action.
12. See Johnson -v- Valks (2000) 1 All ER 450, per Walker LJ at page 455 paras A-B,
-------------------------------------------------------------------------------"It is no doubt arguable that if Moses J did address his mind to this point, he can hardly have intended that every single interlocutory application made by Mr Johnson in the county court proceedings (for instance, for permission to amend his pleadings) should have to be solemnly sanctioned in advance by a High Court judge."-----------------------------------------------------------------------------------------------------------------
13. See further concurring dicta in Johnson -v- Valks (2000) 1 All ER 450, per Sir Richard Scott V-C at page 456 para B,
-------------------------------------------------------------------------------
"It seems to me that once he received from Moses J the authority to bring the proceedings, as he did, he ought to be under no further inhibition with regard to the proceedings than any other litigant, up to appeal."
14. Conceded that such ancillary leave only valid however until after trial of main action, as to seek leave to seek permission to appeal etc., separate leave necessary under section 42(3) Supreme Court Act 1981.
15. See Attorney General -v- Jones (1990) 2 All ER 636 and Henry J Garratt & Co -v- Ewing (1991) 4 All ER 891, both considered and approved in Johnson -v- Valks (2000) 1 All ER 450.
VALIDITY OF CIVIL PROCEDURE RULES 1998 AND PRACTICE DIRECTIONS MADE THEREUNDER
STATUTORY PROVISIONS RELATING TO CIVIL PROCEDURE RULES 1998 AND RELATED PRACTICE DIRECTIONS
1. General authority for making "Civil Procedure Rules" and related "Practice Directions" in High Court authorised by Civil Procedure Act 1997.
2. Specific rule making power to make "Civil Procedure Rules", set out in section 1 Civil Procedure Act 1997, "Civil Procedure Rules".
3. See section 1 Civil Procedure Act 1997, which provides,
"1.––(1) There are to be rules of court (to be called "Civil Procedure Rules") governing the practice and procedure to be followed in––
(a) -----------------------------------------------------------------
(b) the High Court, and
(c) -----------------------------------------------------------------
(2) Schedule 1 (which makes further provision about the extent of the power to make Civil Procedure Rules) is to have effect.
(3) The power to make Civil Procedure Rules is to be exercised with a view to securing that the civil justice system is accessible, fair and efficient."
4. General scope of any such "Civil Procedure Rules" and definitions of "enactment" and "practice directions", set out in section 9(1) and (2) Civil Procedure Act 1997, "Interpretation".
5. See section 9(1) and (2) Civil Procedure Act 1997, which provides,
‘9.––(1) A court the practice and procedure of which is governed by Civil Procedure Rules is referred to in this Act as being "within the scope" of the rules; and references to a court outside the scope of the rules are to be read accordingly.
(2) In this Act––
"enactment" includes an enactment contained in subordinate legislation (within the meaning of the Interpretation Act 1978), and
"practice directions" means directions as to the practice and procedure of any court within the scope of Civil Procedure Rules.’
6. Further provisions as to scope of any "Civil Procedure Rules" set out fully in Schedule 1 Civil Procedure Act 1997.
7. Schedule 1, para 1 Civil Procedure Act 1997, "Matters dealt with by the former rules.", gives powers to make new rules regarding matters that were previously covered by former County Court Rules 1981 as amended and Rules of the Supreme Court 1965 as amended.
8. See Schedule 1, para 1 Civil Procedure Act 1997, which provides,
"1. Among the matters which Civil Procedure Rules may be made about are any matters which were governed by the former Rules of the Supreme Court or the former county court rules (that is, the Rules of the Supreme Court (Revision) 1965 and the County Court Rules 1981)."
9. Schedule 1, para 5 Civil Procedure Act 1997, "Application of other rules", gives powers to include other rules of court into "Civil Procedure Rules" outside specific scope of them.
10. This has already been done regarding including certain provisions of redundant Supreme Court Rules 1965 for Habeas Corpus, Judicial Review and Appeals etc. into Civil Procedure Rules 1998 Part 8.
11. See Schedule 1, para 5 Civil Procedure Act 1997, which provides,
"5 .––(1) Civil Procedure Rules may apply any rules of court which relate to a court which is outside the scope of Civil Procedure Rules.
(2) Any rules of court, not made by the Civil Procedure Rule Committee, which apply to proceedings of a particular kind in a court within the scope of Civil Procedure Rules may be applied by Civil Procedure Rules to other proceedings in such a court.
(3) In this paragraph "rules of court" includes any provision governing the practice and procedure of a court which is made by or under an enactment.
(4) Where Civil Procedure Rules may be made by applying other rules, the other rules may be applied––
(a) to any extent,
(b) with or without modification, and
(c) as amended from time to time."
12. For specific power and scope to make "practice directions", see Schedule 1, para 6 Civil Procedure Act 1997, "Practice Directions", which provides,
"6. Civil Procedure Rules may, instead of providing for any matter, refer to provision made or to be made about that matter by directions."
13. Schedule 1, para 7 Civil Procedure Act 1997, "Different provision for different cases etc.", gives powers to make differing rules for different areas and cases and courts generally, and for specialised jurisdictions.
14. See Schedule 1, para 7 Civil Procedure Act 1997, which provides,
"7. The power to make Civil Procedure Rules includes power to make different provision for different cases or different areas, including different provision––
(a) for a specific court or specific division of a court, or
(b) for specific proceedings, or a specific jurisdiction, specified in the rules."
PARAGRAPH 7 PRACTICE DIRECTION - CIVIL PROCEDURE RULES 1998 - PERSONS SUBJECT TO CIVIL PROCEEDINGS ORDERS
1. Since coming into force of new Civil Procedure Rules 1998, a Practice Direction has been issued purportedly under Schedule 1, para 6 Civil Procedure Act 1997 ibid, regarding procedure for applications under section 42(3) Supreme Court Act 1981.
2. See paragraph 7 of Practice Direction relating to "Vexatious Litigants" which provides,
"7. Vexatious litigants
7.1 This Practice Direction applies where a "civil proceedings order" or an "all proceedings order" (as respectively defined under section 42(1A) of the Supreme Court Act, 1981) is in force against a person ("the litigant").
7.2 An application by the litigant for permission to begin or continue, or to make any application in, any civil proceedings shall be made by application notice issued in the High Court and signed by the litigant.
7.3 The application notice must state:
(1) the title and reference number of the proceedings in which the civil proceedings order or the all proceedings order as the case may be, was made,
(2) the full name of the litigant and his address,
(3) the order the applicant is seeking, and
(4) briefly, why the applicant is seeking the order.
7.4 The application notice must be filed together with any written evidence on which the litigant relies in support of his application.
7.5" -----------------------------------------------------------------------
"7.6 The application notice, together with any written evidence, will be placed before a High Court judge who may:
(1) without the attendance of the applicant make an order giving the permission sought;"
(2) --------------------------------------------------------------------
"(3) where the remedy sought, or the grounds advanced, substantially repeat those submitted in support of a previous application which has been refused, make an order dismissing the application without a hearing; or
"(4) in any case where (3) does not apply, give directions for the hearing of the application.
7.7 Directions given under paragraph 7. 6(4) may include an order that the application notice be served on the Attorney General and on any person against whom the litigant desires to bring the proceedings for which permission is being sought.
7.8 Any order made under paragraphs 6 or 7 will be served on the litigant at the address given in the application notice. CPR Part 6 will apply.
7.9 A person may apply to set aside the grant of permission if:
(1) the permission allowed the litigant to bring or continue proceedings against that person or to make any application against him, and
(2) the permission was granted other than at a hearing of which that person was given notice under paragraph 7.
7.10 Any application under paragraph 9 must be made in accordance with CPR Part 23."
nty Court Ruless) SUPREME COU
"PERMISSION" OR "LEAVE" FOR SECTION 42(3) SUPREME COURT ACT 1981 APPLICATIONS
1. Para 7.2, 7, 9(1) and (2) Practice Direction ibid, embodies concept of "permission" as opposed to "leave", and contended that this ultra vires of both section 42(3) Supreme Court Act 1981, and Civil Procedure Act 1997 and Civil Procedure Rules 1998.
2. Contended that where applications to Judge in Chambers made for leave under section 42(3) Supreme Court Act 1981, they should be dealt with and ordered as either refusals or grants of "leave" and not "permission" under Civil Procedure Rules 1998.
3. Section 42(3) Supreme Court Act 1981 still provides that "leave" must be obtained from the "High Court" for either the,
"institution or continuance of, or the making of an application in civil proceedings".
4. Contended that for "permission" to be substituted for "leave" in section 42(3) Supreme Court Act 1981, would require Parliament to amend that section which has not been done.
5. General power to make "Civil Procedure Rules" set out in section 1 Civil Procedure Act 1997 ibid, which authority for making Civil Procedure Rules 1998.
6. See Schedule 1, para 1 Civil Procedure Act 1997 ibid, for provision that "Civil Procedure Rules" may provide for matters previously in force in relation to previous "Rules of the Supreme Court (Revision) 1965", relating to conduct of procedure in High Court.
7. See also section 1(2) Civil Procedure Act 1997 ibid, for effect of any provisions contained in Schedule 1 of that Act.
8. Any replacements of "leave" by "permission" in Civil Procedure Rules 1998 under Schedule 1, para 1 Civil Procedure Act 1999 ibid, relate only where RSC 1965 themselves previously provided for "leave".
9. This actual case with applications previously for "leave" to apply for Judicial Review, see in particular Order 53 rule 3(1)(2) RSC 1965, and applications for leave to appeal to Court of Appeal, see in particular Order 59 rule 1B, 3(3), 4(3), and 14(2)(a) and (b) RSC 1965 as now amended and included in Schedule 1 Civil Procedure Rules 1998.
10. Also, no other rules of court that could be applied to section 42(3) Supreme Court Act 1981 under Schedule 1, para 5 Civil Procedure Act 1997 ibid.
11. Therefore, any amendments by Civil Procedure Rules 1998 replacing previous "leave" by "permission" in old Rules of the Supreme Court 1965 made part of Civil Procedure Rules 1998 in Schedule 1, cannot relate to any requirements for "leave" in section 42(3) Supreme Court Act 1981 as not amended by Civil Procedure Act 1997 per se.
12. See Schedule 2, para 1 Civil Procedure Act 1997, "Minor and Consequential Amendments" ibid, which specifically amended sections 18 and 84 and other provisions of Supreme Court Act 1981 but make no amendments to section 42 Supreme Court Act 1981 at all.
13. See also section 10 Civil Procedure Act 1997 ibid, for effect of any provisions contained in Schedule 2 of that Act.
14. Also no specific provisions to contrary relating to applications under section 42(3) Supreme Court Act 1981 contained in Civil Procedure Rules 1998 themselves.
15. However, if had been any such specific provision in Civil Procedure Rules 1998, would also have been ultra vires and unlawful in any event.
16. Contended that if not lawful for Civil Procedure Rules 1998 per se to alter section 42(3) Supreme Court Act 1981, this cannot be effected either by para 7 of Practice Direction, which made under Schedule 1, para 6 Civil Procedure Act 1997 ibid.
17. Any "Civil Procedure Rules" made under Schedule 1, para 6 Civil Procedure Act 1997 ibid, provide that substantive rules do not specifically provide regarding "any matter", then "directions" may do so.
18. However, contended that such "directions" cannot provide anything further than would be authorised by rules themselves, which cannot be ultra vires of Civil Procedure Act 1997.
19. This clearly provided for in definition contained in section 9(2) Civil Procedure Act 1997, ibid.
20. Therefore, any purported requirements in para 7.2, 7, 9(1) and (2) Practice Direction ibid, that "leave" be replaced by "permission" in section 42(3) Supreme Court Act 1981, thereby ultra vires of that Act and Civil Procedure Act 1997.
21. Contended therefore, that would not be lawful for court to either refuse or grant "permission" in this case and must grant either refusal or grant of "leave", as otherwise would render Order a nullity and unlawful.
22. In Jones -v- Vans Colina (1996) 1 WLR 1580, held that setting aside of previous grant of "leave" to Mr Jones under section 42(3) Supreme Court Act 1981 was nullity by Sir John Wood sitting as High Court Judge.
23. This because held that Ognall J had wrongly purported to set aside previous grants of leave under section 42(3) Supreme Court Act 1981 by Tuckey and Bell JJ, which ruling subsequently upheld as correct by Court of Appeal.
24. See in particular, Jones -v- Vans Colina (1996) 1 WLR 1580, per Nourse LJ at page 1583 paras D-F,
--------------------------------------------------------------------------------------------------------------------------------------------------------------"The defendant then issued a summons in the Queen’s Bench Division seeking to amend Ognall J.’s order by deleting the words "in the Torquay County Court," together with the relevant case number. That summons came before Sir John Wood on 13 December 1994, when the plaintiff submitted that Ognall J. had had no power to make the order he did, so that it was a nullity which could not be amended. Sir John Wood, being of the opinion that there was an arguable point on jurisdiction, adjourned the summons so that an amicus curiae could be instructed.
The matter came back before Sir John Wood in April 1995, when the amicus made submissions in support of the defendant. The judge’s view was that Ognall J. had had no power to set aside the leave given by Tuckey and Bell JJ., so that his order was a nullity, which he, Sir John Wood, had no power to amend."---------------------------------------------------------------------------------------------------------------------------------------------------
WHETHER PARTY AGAINST WHOM PROCEEDINGS SOUGHT TO BE INSTITUTED OR CONTINUED HAVE ANY LOCUS STANDII IN APPLICATIONS UNDER SECTION 42(3) SUPREME COURT ACT 1981
1. Direction 7.7 Practice Direction currently provides that notice of pending application may be ordered to be served on party in respect of which applicant desires to bring proceedings against.
2. Direction 7.9 also gives that party right to apply to set aside any grant of "permission" or "leave" as applicable, given without them being so notified regarding application.
3. Contended that this ultra vires of provisions of section 42 Supreme Court Act 1981 as such provisions either by rules of court or Practice Direction would require substantive amending legislation.
4. See Jones -v- Vans Colina (1996) 1 WLR 1580, where Court of Appeal held that opposing party did not have locus standii to apply to judge in chambers under then Order 32 rule 6 RSC 1965 to set aside an Order under section 42(3) Supreme Court Act 1981 granting "leave" to successful Applicant ex parte.
5. This was because held that opposing party was not a party to the application per se, and did not have any locus standii to appeal against such an Order either.
6. See Jones -v- Vans Colina (1996) 1 WLR 1580, per Nourse LJ at page 1584 para H to page 1585 para A,
-------------------------------------------------------------------------------"I approach the question in this way. The power expressed in Ord. 32, r. 6 can only apply to an order made in proceedings in which the person seeking to have it set aside is either a party or entitled to be made one. The court could not accede to an application made by a person who had no locus standii to make it. On an application under section 42(3) for leave to institute proceedings the proposed defendant is neither a party to the application nor is he entitled to be made one."
7. See further regarding intervenor position of HM Attorney-General to these applications in Jones -v- Vans Colina (1996) 1 WLR 1580, per Nourse LJ at page 1584 para H to page 1585 paras B-C,
"The Attorney-General was in a different position because it was he who had brought the proceedings in which the applicant had been declared a vexatious litigant. It was he, and only he, who had the locus standii to appear on the application; see also the observations of Brooke J. in In re C., The Times, 14 November 1989."
8. See further in Jones -v- Vans Colina (1996) 1 WLR 1580, per Nourse LJ at page 1584 para H to page 1586 paras B-C,
-------------------------------------------------------------------------------"Moreover, I believe that this conclusion is confirmed by a proper appreciation of section 42(4). That subsection provides that no appeal by a vexatious litigant shall lie from a decision refusing leave under subsection (3). Mr. Crowther submitted that that provision impliedly permitted an appeal by a defendant to the proceedings, on which footing he must equally be entitled to apply to set the leave aside. I do not agree. I think that section 42(4), by referring to an appeal only by the vexatious litigant, confirms that the proposed defendant is not entitled to be made a party to the application under section 42(3)."
9. Contended that even if present Civil Procedure Rules 1998 or Practice Directions were amended to permit opposing party to apply to set aside such grants of "permission" or "leave" as case may be under section 42(3) of the Supreme Court Act 1981, they would still be precluded from seeking "permission" to appeal such an Order or against any refusal to so set aside.
10. Therefore any grant of locus standii in section 42(3) Supreme Court Act 1981 applications still rendered nugatory, as any appeals by opposing parties incompetent and liable to be struck out in limine.
11. For principles applicable to striking out Notices of Appeal, see Burgess -v- Stafford Hotel Ltd (1990) 1 WLR 1216.
12. See in particular Burgess -v- Stafford Hotel Ltd (1990) 1 WLR 1216, per Glidewell LJ at page 1221 paras B-D, and 1222 paras C-D,
‘Mr Hamilton also argues that, albeit he must concede on the authorities that this court has an inherent jurisdiction, it does not derive its jurisdiction strictly from the Rules of the Supreme Court. He points out that although Ord. 59, r. 10(1) gives this court "all the powers and duties as to amendment and otherwise of the High Court," when one comes to look at Ord. 18, r. 19, which is the rule which gives the court the power to strike out pleadings, that rule cannot apply to a notice of appeal because a notice of appeal is not a pleading. For myself, I think that strictly that is a correct reading of the rules, and it is noticeable that Staughton L.J. in the extract from his judgment which I read did not say categorically that the application could be made under the combined effect of those two rules. Nevertheless, although I believe that to be a correct interpretation of the rules, I regard it also as a technicality because it seems to me that the inherent jurisdiction of the court would be exercised on precisely the same basis as if Ord. 18, r. 19 strictly applied to notices of appeal.’-------------------------------------------------------------------------------------------------------------------------------------------------------------------
PRACTICE DIRECTIONS MADE UNDER SCHEDULE 1 PARA 6 CIVIL PROCEDURE ACT 1999 BEING DECLARED ULTRA VIRES
1. Present Practice Direction cannot overturn for instance judgments of Court of Appeal made in R -v- Highbury Corner Magistrates’ court ex parte Ewing (1991) 3 All ER 192 or Jones -v- Vans Colina (1996) 1 WLR 1580, and if it effectively has had that effect, then made per incuriam.
2. For recent instant of Civil Procedure Rules 1998 being held to be ultra vires of Civil Procedure Act 1997, see General Mediterranean Holdings SA -v- Patel and anor (1999) 3 All ER 673.
3. Held that rule 48.7(3) Civil Procedure Rules 1998 dealing with disclosure of privileged documents in relation to wasted costs orders, was ultra vires in seeking to overrule Common Law principle of solicitor/client confidentiality, and this not intention and express purpose of Schedule 1, para 4 Civil Procedure Act 1997.
4. See in particular General Mediterranean Holdings -v- Patel (1999) 3 All ER 673, per Tolson J at pages 691 paragraphs F-J to page 692 paragraphs A-G,
"Ultra vires: conclusion
The argument advanced by Mr Kallipetis that the general words of para 4 of Sch 1 to the 1997 Act––‘Civil Procedure Rules may modify the rules of evidence as they apply to proceedings in any court within the scope of the rules’, confer a general power on the rule-making body to abrogate or limit a person’s right to legal confidentiality is to my mind quite unacceptable.
It falls foul of two principles. The first was stated by Lord Hoffmann in R v Secretary of State for the Home Dept, ex p Simms [1999] 3 All ER 400 at 412, [1999] 3 WLR 328 at 341 as follows:
‘Parliamentary sovereignty means that Parliament can, if it chooses, legislate contrary to fundamental principles of human rights. The Human Rights Act 1998 will not detract from this power. The constraints upon its exercise by parliament are ultimately political, not legal. But the principle of legality means that parliament must squarely confront what it is doing and accept the political cost. Fundamental rights cannot be overridden by general or ambiguous words. This is because there is too great a risk that the full implications of their unqualified meaning may have passed unnoticed in the democratic process. In the absence of express language or necessary implication to the contrary, the courts therefore presume that even the most general words were intended to be subject to the basic rights of the individual."
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"The second is similar. The presumption against Parliament intending to encroach on fundamental rights by general words applies still more strongly where the general words are merely delegating a power to legislate. In R v Secretary of State for the Home Dept, exp Leech [1993] 4 All ER 539 at 550, [1994] QB 198 at 211-212 Steyn LJ, delivering the judgment of the Court of Appeal, said:
‘Legal professional privilege is therefore based on an important auxiliary principle which serves to buttress the cardinal principles of unimpeded access to the court and to legal advice. It is not without significance that counsel could not refer us to a single instance where subordinate legislation was employed, let alone successfully employed, to abolish a common law privilege where the enabling legislation failed to authorise the abolition expressly. Parliament has frequently abolished the common law privilege against self-incrimination by primary legislation (see s 236 of the Insolvency Act 1986, s 2 of the Criminal Justice Act 1987 and s 72(1) of the Supreme Court Act 1981). When the provision for mutual disclosure of experts’ reports was introduced, it was feared, wrongly, we suggest, that such a provision might interfere with legal professional privilege. Accordingly, the necessary rule change was expressly authorised by s 2(3) of the Civil Evidence Act 1972. Subsequently, when the rule providing for exchange of witnesses’ statement was introduced, it was done by a simple rule change. It was then argued that the new rule was ultra vires in interfering with legal professional privilege. In Comfort Hotels Ltd v Wembley Stadium Ltd [1988] 3 All ER 53 at 57, [1988] 1 WLR 872 at 876 Hoffmann J dismissed this challenge on the grounds that a mere procedural change was involved which did not interfere with the privilege. He described the privilege as "a strong one" and it is clear from his judgment that he would have held the new rule ultra vires if it had interfered with legal professional privilege... It will be a rare case in which it could be held that such a fundamental right was by necessary implication abolished or limited by statute. It will, we suggest, be an even rarer case in which it could be held that a statute authorised by necessary implication the abolition or limitation of so fundamental a right by subordinate legislation.’
There is also a strong presumption against Parliament intending a statute to operate so as to impair an existing substantive right (see Bennion Statutory Interpretation (3rd edn, 1997), pp 235-242)."
5. Para 7.7-9 Practice Direction cannot grant rights of audience and locus standii to third parties which have already been held not to exist by Court of Appeal in Jones -v- Vans Colina (1996) 1 WLR 1580.
WHETHER APPLICATIONS UNDER SECTION 42(3) SUPREME COURT ACT 1981 TO INSTITUTE OR CONTINUE CIVIL PROCEEDINGS OR MAKE APPLICATIONS IN THEM SHOULD BE DEALT WITH IN OPEN COURT OR IN CHAMBERS
APPLICATION OF CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS
1. Contended that any hearing of an application for leave under section 42(3) Supreme Court Act 1981 if heard in chambers would contravenes article 6(1) Convention for the Protection of Human Rights and Fundamental Freedoms as incorporated in Schedule 1 Human Rights Act 1998.
2. Contended that such applications for leave under section 42(3) Supreme Court Act 1981 are themselves a "determination of"---"civil rights" as to whether "leave" is granted or refused, as right to obtain such "leave" to litigate regarding "determination of"----"civil rights" must be "civil right on its own per se.
3. This must be case, as section 42(3) Supreme Court Act 1981 itself requires judge to make judicial determination in both fact and law as to whether proposed or continued proceedings constitute,
"an abuse of the process of the court in question and that there are reasonable grounds for the proceedings".
4. Para 7 Practice Direction however leaves open whether judge in chambers should hold an oral hearing or in open court under para 7.6(4).
5. Clearly judge in chambers has full powers to order such hearings to take place in open court, as para 7.6(4) of Practice Direction is silent on particular issue of ensuing procedure.
6. Previous practice under Order 32 RSC 1965 was for such hearings to take place in chambers, see Re C (1989) Times Law Report 18 November 1989, per Brooke J.
7. Brooke J also held inter alia, that such applications under section 42(3) Supreme Court Act 1981 constituted separate proceedings from main proceedings sought to be instituted or continued.
8. Contended that this part of ruling legally correct, and in fact gives force to contention that such applications may be determinations of civil rights per se for purposes of article 6(1) Convention for the Protection of Human Rights and Fundamental Freedoms.
9. However, contended that Brooke J should have held that in all applications, judge in chambers should have exercised his powers under Order 32 rule 18 RSC 1965 as then in force, to direct that all such applications be heard in open court, along with delivery of judgment.
10. Order 32 RSC 1965 no longer applicable, due to being superseded by Civil Procedure Rules 1998, and so any observations regarding chambers hearings in Re C (1989) Times Law Report 18 November 1989 also no longer applicable.
11. Contended that judgment of Brooke J in any event would not be binding on any subsequent High Court judge if thought to have been decided on wrong principles if Order 32 RSC 1965 were still applicable.
12. See Police Authority for Huddersfield -v- Watson (1947) 1 KB 842, per Goddard CJ at page 848,
"Here, we are now one court and we are not considering a decision of a court of co-ordinate jurisdiction. We are considering a decision of this court. So far as the dictum of Grove J. is concerned, I can only say for myself that I think the modern practice, and the modern view of the subject, is that a judge of first instance, though he would always follow the decision of another judge of first instance, unless he is convinced the judgment is wrong, would follow it as a matter of judicial comity. He certainly is not bound to follow the decision of a judge of equal jurisdiction. He is only bound to follow the decisions which are binding on him, which, in the case of a judge of first instance, are the decisions of the Court of Appeal, the House of Lords and the Divisional Court."
13. Issue of holding hearings which determine "civil rights" of parties in public under article 6(1) Convention for the Protection of Human Rights and Fundamental Freedoms recently considered by European Court of Human Rights in Scarth -v- UK, Application no 33745/96 judgment 22 July 1999.
14. Held that in particular circumstances of that case, that holding of arbitration hearings in County Court under then Order 19 CCR 1981 in chambers breached article 6(1) of Convention.
15. Order 19 CCR 1981 now superseded by Civil Procedure Rules 1998 which provides for oral hearings in public, unless any of criteria set out in are applicable.
16. See judgment of European Court of Human Rights in Scarth -v UK and in particular paras 18-29,
"II. RELEVANT DOMESTIC LAW
18. Order 19, rule 3 (1), of the County Court Rules ("the Rules"), as in force at the relevant time, states that any proceedings in which the sum claimed or amount involved does not exceed GBP 1,000 shall be referred for arbitration.
19. Order 19, rule 7 (1), (3) and (4), of the Rules provides as follows:
"(1) Any proceedings referred to arbitration shall be dealt with in accordance with the following paragraphs of this rule unless the arbitrator otherwise orders.
(3) The hearing shall be informal and the strict rules of evidence shall not apply; unless the arbitrator orders otherwise, the hearing shall be held in private and evidence shall not be taken on oath.
(4) At the hearing the arbitrator may adopt any method of procedure which he may consider to be fair and which gives to each party an equal opportunity to have his case presented;..."
20. Order 19, rule 8 (1), of the Rules reads as follows:
"Where proceedings are referred to arbitration, the award of the arbitrator shall be final and may only be set aside ... on the ground that there has been misconduct by the arbitrator or that the arbitrator made an error of law."
21. ------------------------------------------------------------------------------------------------------------------------------------------------------
"22. Under the Civil Procedure Rules, which came into force on 26 April 1999, hearings, including those in small claims cases, are to be held in public. There is a discretion for the court to hold a hearing in private where:
(a) publicity would defeat the object of the hearing;
(b) it involves matters relating to national security;
(c) it involves confidential information (including information relating to personal financial matters) and publicity would damage that confidentiality;
(d) a private hearing is necessary to protect the interests of any child or person suffering from mental incapacity;
(e) it is a hearing of an application made without notice and it would be unjust to the respondent for there to be a public hearing;
(f) it involves non-contentious matters arising in the administration of trusts or in the administration of a deceased person’s estate;
(g) the court considers a private hearing to be necessary in the interests of justice."
"PROCEEDINGS BEFORE THE COMMISSION
23. Mr Scarth applied to the Commission on 2 February 1996. He alleged a violation of Article 6 § 1 of the Convention.
24. The Commission declared the application (no. 33745/96) partly admissible on 21 May 1998. In its report of 21 October 1998 (former Article 31), it expressed the unanimous opinion that there had been a violation of Article 6 § 1 of the Convention."
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"AS TO THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE CONVENTION
26. Article 6 § 1 of the Convention reads, so far as relevant, as follows:
"In the determination of his civil rights and obligations ..., everyone is entitled to a ... public hearing ... [T]he press and public may be excluded from all or part of the trial ... to the extent strictly necessary in the opinion of the court in special circumstances where publicity would prejudice the interests of justice."
27. The Government did not contest the opinion of the Commission on the allegations of breach of this provision (see paragraph 24 above)." -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
"29. The Court sees no reason to disagree with the conclusion reached by the Commission. It holds that the denial of a public hearing at first instance of Mr Scarth’s case was not compatible with Article 6 § 1 of the Convention."
17. This approved decision of European Commission of Human Rights in Scarth -v- UK Application No 33745/96, Report dated 21 October 1998, see paras 29-40,
‘B. Point at issue
29. The point at issue is whether the absence of a public hearing before the arbitrator in the present case constituted a violation of Article 6 para. 1 of the Convention.
C. As regards Article 6 para. 1 of the Convention
30. Article 6 para. 1 of the Convention provides, in its relevant parts, as follows:
"In the determination of his civil rights and obligations ... everyone is entitled to a ... public hearing ... [T]he press and public may be excluded from all or part of the trial ... to the extent strictly necessary in the opinion of the court in special circumstances where publicity would prejudice the interests of justice."
31. The applicant claims that, although he clearly requested a public hearing in the case, he was denied a hearing on the merits. He points out that the Court of Appeal hearing was no more than consideration of whether to grant leave to appeal.
32. The Government accept that Article 6 applies to the proceedings, but submit that the hearing of the arbitration in private was not in breach of Article 6 as exclusion of the public was necessary because a public hearing "would prejudice the interests of justice". They claim that small claims are referred to arbitration because such a procedure enables disputes to be resolved speedily, informally and inexpensively and that if proceedings were heard in public at a standard county court trial, a wealthier party would use the threat of an order for costs as a weapon against the poorer party. The arbitration procedure is in fact designed to promote equality of arms in relation to small claims which also do not involve any issues of public interest or importance.
33. The Government further submit that, in any event, the hearing before the Court of Appeal made good any shortcomings before the Arbitrator. They underline that the Court of Appeal considered all of the factual and legal points advanced by the applicant and rejected each of them as unsustainable.
34. The Commission first notes that the parties agree that Article 6 para. 1 applies to the present case, and it finds that it does.
35. The Commission recalls that the holding of court hearings in public constitutes a fundamental principle enshrined in paragraph 1 of Article 6. This public character protects litigants against the administration of justice in secret with no public scrutiny, and it is also one of the means by which confidence in the courts can be maintained. By rendering the administration of justice transparent, publicity contributes to the achievement of the aim of Article 6 para. 1, namely a fair trial, the guarantee of which is one of the fundamental principles of any democratic society, within the meaning of the Convention (Eur. Court HR, Werner v. Austria judgment of 24 November 1997, Reports 1997-VII, p. 2510, para. 45).
36. The final sentence of Article 6 para. 1 of the Convention permits the exclusion of public from all or part of a trial in certain defined cases. The final case listed is that exclusion of the public is permissible "to the extent strictly necessary in the opinion of the court in special circumstances where publicity would prejudice the interests of justice".
37. The Commission notes that the test set up by those words is strict, and comprises a number of elements: the exclusion must be "strictly necessary in the opinion of the court", and there must be "special circumstances where publicity would prejudice the interests of justice". The European Court has stated that only "exceptional circumstances" could justify dispensing with a public hearing (Eur. Court HR, Stallinger and Kuso v. Austria judgment of 23 April 1997, Reports 1997-II, p. 680, para. 51).
38. In the present case, it is clear from the note of District Judge Elliott that he did not consider the exclusion of the public to be necessary at all: the test he applied - the test he was required to apply by the County Court Rules - was in effect whether there were reasons for derogating from the ordinary position that, in small claims cases, hearings were not to be public. The case was, as he expressed it, "no different from the usual ‘run of the mill’ arbitration disputes heard in any county court".
39. The Commission agrees that there were no "special circumstances" in the present case which would prejudiced the interests of justice if the hearing before District Judge Elliott had been public. It is true that the Government point to a number of factors which can affect the interests of justice - the need to resolve disputes speedily and inexpensively in particular - but those factors cannot be used to hollow out the fundamental importance of the right to a public hearing enshrined in Article 6. The Commission would add that it is in any event not readily apparent why the granting of a public hearing to those who request one would necessarily add to the time or expense of litigation, as in the bulk of cases the relatively informal arbitration proceedings could simply be opened to the public.
40. Accordingly, the Commission considers that no "exceptional circumstances" have been made out, such as to justify the denial of a public hearing in the applicant’s case.’
18. Contended that principles applied in Scarth -v UK by both European Commission and Court of Human Rights have direct bearing on whether judge in chambers should order hearings of applications under section 42(3) Supreme Court Act 1981 in public under para 7.6(3) of Practice Direction.
19. Decision in Scarth -v- UK in any event mirrors common law rule that all proceedings should be held in public, see Scott -v- Scott (1913) AC 417.
20. Right to have enquiry in relation to Dr Shipman in public to comply with article 10(1) Convention for the Protection of Human Rights and Fundamental Freedoms, recently applied in R -v- Secretary of State for Health ex parte Wagstaff and anor DC transcript CO/1653/00 & CO/1757/00 20 July 2000, per Kennedy LJ.
21. See R -v- Secretary of State for Health ex parte Wagstaff and anor, per Kennedy LJ at pages 11-12,
------------------------------------------------------------------------‘But the reasons given as to why courts nearly always sit in public may be of some significance. They were spelt out in the Court of Appeal by Lord Woolf MR in R v Legal Aid Board ex parte Todner [1999] QB 966 at 977e -
"it is so important not to forget why proceedings are required to be subjected to the full glare of a public hearing. It is necessary because the public nature of proceedings deters inappropriate behaviour on the part of the court. It also maintains the public’s confidence in the administration of justice. It enables the public to know that justice is being administered impartially. It can result in evidence becoming available which would not become available if the proceedings are conducted behind closed doors or with one or more of the parties or witnesses identity concealed. It makes uninformed and inaccurate comment about the proceedings less likely."
In the recent case of R v General Medical Council ex parte Toth 23rd June 2000 unreported, Lightman J adopted a similar approach when reviewing the General Medical Council’s approach to complaints against medical practitioners. He found that the general principles underlying the relevant statute and procedural rules were that -
"(a) the public have an interest in the maintenance of standards in the investigation of complaints of serious professional misconduct against practitioners;
(b) public confidence in the GMC and the medical profession requires, and complainants have a legitimate expectation, that such complaints (in the absence of some special sufficient reason) will be publicly investigated by the PCC; and
(c) justice should in such cases be seen to be done. This must be most particularly the case where the practitioner continues to be registered and to practise."’
22. See further in R -v- Secretary of State for Health ex parte Wagstaff and anor, per Kennedy LJ at pages 15-17,
‘Article 10.
Both appellants, and especially Mr Browne on behalf of the media, placed considerable reliance on Article 10(1) of the European Convention on Human Rights which reads -
"Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers ........"
Mr Elvin also invites our attention to paragraph 2 of Article 10 which, so far as material, reads -
"The exercise of these freedoms ...... may be subject to such formalities, conditions, restrictions ...... as are prescribed by law and are necessary in a democratic society .... for the protection of health or morals, for the protection of the reputation or rights of others, for preventing the disclosure of information received in confidence ..."
It is recognised by everyone that when the Secretary of State made his decisions the Convention was not formally part of English law, and that is still the position today, but as Balcombe LJ said in Derbyshire County Council v Times Newspapers [1992] 1 QB 770 at 810 H "it has been stated on high authority that Article 10 is in effect the same as the English Common Law." One of the authorities to which he referred was Attorney General v Guardian Newspapers Ltd (No 2) [1990] 1 AC 109, a Spycatcher case, where Lord Goff said at 283 -
"The exercise of the right to freedom of expression under Article 10 may be subject to restrictions (as are prescribed by law and are necessary in a democratic society) ... It is established in the jurisprudence of the European Court of Human Rights that the word ‘necessary’ in this context implies the existence of a pressing social need, and that interference with freedom of expression should be no more than is proportionate to the legitimate aim pursued. I have no reason to believe that English law, as applied in the courts, leads to any different conclusion."
So freedom of expression is a fundamental right already recognised by English law, to be restricted only to the extent necessary to meet some pressing social need.
In R v Ministry of Defence ex parte Smith [1996] QB 517, a case about homosexuality in the armed forces, Sir Thomas Bingham MR at 554 e agreed with counsel’s formulation of the proper approach to the issue of irrationality, namely -
"The court may not interfere with the exercise of an administrative discretion on substantive grounds save where the court is satisfied that the decision is unreasonable in the sense that it is beyond the range of responses open to a reasonable decision-maker. But in judging whether the decision-maker has exceeded this margin of appreciation the human rights context is important. The more substantial the interference with human rights, the more the court will require by way of justification before it is satisfied that the decision is reasonable in the sense outlined above."
Similarly in R v Lord Saville ex parte ‘A’ [1999] 4 All ER 860 at 872 d Lord Woolf MR said -
"It is unreasonable to reach a decision which contravenes or could contravene human rights unless there are sufficiently significant countervailing considerations. In other words it is not open to the decision-maker to risk interfering with fundamental rights in the absence of compelling justification."
Mr Ullstein submitted to us that the decision that the Inquiry should receive evidence in private interfered with the families’ freedom of expression because without sufficient reason it curtailed their right to receive information from other witnesses, and to impart information to the Inquiry as a result.
In Leander v Sweden [1987] 9 EHRR 433 the European Court was concerned with an applicant who had been refused a job because of information on file which was said to indicate that he was a security risk. At 456 paragraph 74, dealing with Article 10 under the heading "Freedom to receive information" the court observed -
"The right to freedom to receive information basically prohibits a Government from restricting a person from receiving information that others wish or may be willing to impart to him."
That passage was relied upon by Mr Elvin for the Secretary of State, but we find it difficult to understand how it assists his case. On the face of it the Secretary of State is thereby prohibited, in the context of the present case, from restricting a family witness waiting to give evidence from receiving information that others who are currently giving evidence wish or may be willing to impart to him, namely an accurate account of what they are saying, not based simply on their own imperfect recollection after they have finished. Furthermore in Autronic AG v Switzerland [1990] 12 EHRR 485 the applicant was a company refused permission to receive uncoded TV programmes. The European Court at 499 said that Article 10 applies to profit making corporate bodies, and continued -
"Article 10 applies not only to the content of information but also to the means of transmission or reception since any restriction imposed on the means necessarily interferes with the right to receive and impart information."
So, on the face of it, the present prohibition on reporting would appear to be a breach of Article 10.
The same approach was adopted by the European Court in VDSO v Austria [1994] 20 EHRR 56 which concerned the refusal to distribute a particular magazine with military periodicals distributed free to soldiers. At page 80 paragraph 27 the European Court said -
"Such a practice was bound to have influence on the level of information imparted to members of the armed forces and, accordingly, engaged the responsibility of the respondent State under Article 10. Freedom of expression applies to servicemen just as it does to other persons within the jurisdiction of the Contracting States."
For the media Mr Browne pointed out that it too has a recognised right to receive and impart information without unnecessary interference by public authorities. In Attorney General v Guardian Newspapers [1990] 1 AC 109 Sir John Donaldson MR said in the Court of Appeal at 183 -
"The media are the eyes and ears of the general public, they act on behalf of the general public. Their right to know and their right to publish is neither more nor less than that of the general public. Indeed it is that of the general public for whom they are trustees. If the public interest in the safety of the realm, or other public interest, requires that there be no general dissemination of particular information, the media will be under a duty not to publish. This duty is owed to the public as much as to the confider."
Similarly in The Observer and the Guardian v UK [1991] 14 EHRR 153 the European Court at 191 set out major principles distilled from judgments in relation to Article 10 -
"(a) freedom of expression constitutes one of the essential foundations of a democratic society; subject to paragraph (2) of Article 10, it is applicable not only to ‘information’ or ‘ ideas’ that are favourably received or regarded as inoffensive or as a matter of indifference but also to those that offend, shock or disturb. Freedom of expression, as enshrined in Article 10, is subject to a number of exceptions which, however, must be narrowly interpreted and the necessity for any restrictions must be convincingly established.
(b) these principles are of particular importance as far as the press is concerned. Whilst it must not overstep the bounds set, inter alia, in the ‘interests of national security’ or for ‘maintaining the authority of the judiciary’ it is nevertheless incumbent upon it to impart information and ideas on matters of public interest. Not only does the press have the task of imparting such information and ideas: the public also have the right to receive them. Were it otherwise, the press would be unable to play its vital role of ‘public watchdog’."
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"No one doubts that there are circumstances when freedom to receive information or freedom of expression may have to be curtailed in the public interest. In a criminal trial information as to the identity of an informer, or as to the extent of his or her assistance, is an obvious example. The same may apply in relation to national security, medical records or disciplinary proceedings, but where these freedoms are to be curtailed the case for restriction must be strictly proved. Returning to the words of Lord Keith in the Derbyshire case there must be a pressing social need for the restriction and it must be no more than is proportionate to the legitimate aim pursued. Protection of vulnerable witnesses who may be otherwise unwilling to testify fully or at all may be a legitimate aim, but, as the applicants submit, politicians and those who work in the public service can reasonably be expected to stand up and be counted.
As we have said, Mr Elvin did place some reliance on Article 10(2), but we have difficulty understanding how that can be invoked in the circumstances of this case. The justification offered for the curtailment of the freedoms identified in Article 10(1) does not seem us to be persuasive and although, as Mr Ullstein concedes, those freedoms are not as fundamental as the right to life, which was under consideration in Ex parte ‘A’ they are important freedoms, curtailment of which is significant when examining the rationality of the decisions as a whole."
23. Applicant therefore contents that applications for leave under section 42(3) Supreme Court Act 1981 if heard in private would contravene article 10(1) Convention for the Protection of Human Rights and Fundamental Freedoms and that article as incorporated in schedule 1 Human Rights Act 1998, in absence of any "pressing social need" for such hearings to take place in chambers.
APPLICATION OF CIVIL PROCEDURE RULES 1998 AND RELATED PRACTICE DIRECTIONS
CIVIL PROCEDURE RULES 1998 - HEARINGS GENERALLY
1. Rule 39.2 Civil Procedure Rules 1998, now specifically provide for public hearings in the main as result of European Court ruling in Scarth -v- UK.
2. See rule 39.2 Civil Procedure Rules 1998, which provides,
"(1) The general rule is that a hearing is to be in public.
(2) The requirement for a hearing to be in public does not require the court to make special arrangements for accommodating members of the public.
(3) A hearing, or any part of it, maybe in private if––
(a) publicity would defeat the object of the hearing;
(b) it involves matters relating to national security;
(c) it involves confidential information (including information relating to personal financial matters) and publicity would damage that confidentiality;
(d) a private hearing is necessary to protect the interests of any child or patient;
(e) it is a hearing of an application made without notice and it would be unjust to any respondent for there to be a public hearing;
(f) it involves uncontentious matters arising in the administration of trusts or in the administration of a deceased person’s estate; or
(g) the court considers this to be necessary, in the interests of justice.
(4) The court may order that the identity of any party or witness must not be disclosed if it considers non-disclosure necessary in order to protect the interests of that party or witness."
3. Contended that non of criteria listed in rule 39.2(3)(a)-(g) Civil Procedure Rules 1998 are applicable to hearings of applications under section 42(3) Supreme Court Act 1981.
4. Clearly "not in interests of justice" for such hearings to take place in private, as this in breach of ruling in Scarth -v- UK, especially as hearing is "determination of civil rights" as to whether appropriate for leave to be granted.
PRACTICE DIRECTION - HEARINGS GENERALLY
1. Practice Direction Miscellaneous Provisions relating to Hearings which supplements rule 39.2 Civil Procedure Rules 1998, also mirror them in specifically providing for public hearings in the main as result of European Court ruling in Scarth -v- UK.
2. See in particular, Practice Direction Miscellaneous Provisions relating to Hearings, which provides,
"HEARINGS
1.1 In Part 39, reference to a hearing includes reference to the trial.
1.2 The general rule is that a hearing is to be in public.
1.3 Rule 39.2(3) sets out the type of proceedings which maybe dealt with in private.
1.4 The decision as to whether to hold a hearing in public or in private must be made by the judge conducting the hearing having regard to any representations which may have been made to him.
1.5 The hearings set out below shall in the first instance be listed by the court as hearings in private under rule 39.2(3)(c), namely:
(1) a claim by a mortgagee against one or more individuals for an order for possession of land,
(2) a claim by a landlord against one or more tenants or former tenants for the repossession of a dwelling house based on the non-payment of rent,
(3) an application to suspend a warrant of execution or a warrant of possession or to stay execution where the court is being invited to consider the ability of a party to make payments to another party,
(4) a redetermination under 14.13 or an application to vary or suspend the payment of a judgment debt by instalments,
(5) an application for a charging order (including an application to enforce a charging order), garnishee order, attachment of earnings order, administration order, or the appointment of a receiver,
(6) an oral examination,
(7) the determination of an assisted person’s liability for costs under regulation 127 of the Civil Legal Aid (General) Regulations 1989,
(8) an application for security for costs under Section 726(l) of the Companies Act 1985,
(9) proceedings brought under the Consumer Credit Act 1974, the Inheritance (Provision for Family and Dependants) Act 1975 or the Protection from Harassment Act 1997; and,
(10) an application by a trustee or personal representative for directions as to bringing or defending legal proceedings (see para l/PD/39)."
3. None of proceedings listed in paras 1.5(1)-(1) Practice Direction which are suitable for hearing in private under rule 39.2(3)(c) Civil Procedure Rules 1998 relate to hearings of applications under section 42(3) Supreme Court Act 1981 at all.
APPLICABILITY OF ARTICLES 5(1)(C) AND (2) AND (5), ARTICLE 8(1), ARTICLE 1 OF PROTOCOL 1 AND ARTICLES 5(5) AND 13 EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS
ARTICLE 5(1)(C) AND (2) EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS
1. Contended that detention during searches of Applicant’s home on 20 and 21 April 1994 were unlawful, due to illegality of those searches, as these were not lawfully carried out under section 18 Police and Criminal Evidence Act 1984 and also non compliance with B Code of Practice issued under that Act relating to such searches.
2. Applicant’s detention at his home and subsequent detention at Leman Street Police Station until his release on bail in early hours of 21 April 1994 was unlawful due to prolonged unlawful search resulting in undue length of his overall detention.
3. Accordingly, contended that those unlawful detentions gave rise to Applicant’s cause of action for wrongful and/or unlawful detention in the premises concerned during entries and searches as particularised in Amended Particulars of Claim.
4. This raises simultaneously raises breaches of article 5(1)(c) and (2) Convention for the Protection of Human Rights and Fundamental Freedoms as enacted in Schedule 1 Human Rights Act 1998, as Applicant was not detained "in accordance with a procedure prescribed by law:"
5. See article 5(1)(c) Convention for Protection of Human Rights and Fundamental Freedoms as enacted in Schedule 1 Human Rights Act 1998, which provides,
"1. Everyone has the right to liberty and security of person. No one shall be deprived of his liberty save in the following circumstances and in accordance with a procedure prescribed by law:"
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c. the lawful arrest or detention of a person effected for the purpose of bringing him before the competent legal authority on reasonable suspicion of having committed an offence"--------------------------------------------------------------------------------------------
"or fleeing after having done so."
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2. Everyone who is arrested shall be informed promptly, in a language which he understands, of the reasons for his arrest"------------------------------------------------------------------------------------
6. Also, Applicant’s arrest and detention at Bethnal Green Police Station on 14 June 1994 alleged to be unlawful under section 24 and 28(3) Police and Criminal Evidence Act 1984, as Applicant never lawfully bailed to appear at Police Station ab initio by any lawful custody officer.
7. Also alleged that no "reasonable grounds" of suspicion that Applicant had committed an offence under section 107(1)(c) Copyright Designs and Patents Act 1988, which not arrestable in any event, and Applicant not informed of reason for arrest as required by section 28(3) Police and Criminal Evidence Act 1984.
8. This raises simultaneously raises breach of article 5(1)(c) and (2) Convention for the Protection of Human Rights and Fundamental Freedoms, as Applicant "deprived of his liberty" at Bethnal Green Police Station in manner which not "lawful".
APPLICANT’S DETENTION NOT "IN ACCORDANCE WITH A PROCEDURE PRESCRIBED BY LAW" UNDER ARTICLE 5(1) EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS
1. Applicant’s detentions at Leman Street Police Station on 20 and 21 April 1994 and subsequent arrest and detention at Bethnal Green Police Station on 14 June 1994 did not comply with national law for reasons already set out.
2. European Court of Human Rights have laid down guidelines regarding essential prerequisite tests to be applied to phrase, "in accordance with a procedure prescribed by law" in article 5(1) Convention for the Protection of Human Rights and Fundamental Freedoms.
3. See Winterwerp -v- Netherlands of 23 October 1979 at para 44-46,
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"According to the Commission, Article 5 § 1(e), apart from making medical reports necessary, involves a simple reference back to domestic law without laying down any minimum procedural guarantees.
45. The Court for its part considers that the words ‘in accordance with a procedure prescribed by law’ essentially refer back to domestic law; they state the need for compliance with the relevant procedure under that law."
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"46. Whether the procedure prescribed by that Act was in fact respected in the applicant’s case, is a question that the Court has jurisdiction to examine. (see, for example, the above-mentioned De Wilde, Ooms and Versyp judgment, pp. 38-39, §§ 69-70, and the above-mentioned Engel and others judgment, p. 28, § 68 in fine). Whilst it is not normally the Court’s task to review the observance of domestic law by the national authorities, it is otherwise in relation to matters where, as here, the Convention refers directly back to that law; for, in such matters, disregard of the domestic law entails a breach of the Convention, with the consequence that the Court can and should exercise a certain power of review (see the decision of the Commission on the admissibility of Application no. 1169/61, X v. Federal Republic of Germany, Yearbook of the Convention, vol. 6, pp. 520-590, at p. 588)."
4. For further case in which test of "prescribed by law" must be measured by compliance with procedural measures in domestic law, see Van der Leer -v- Netherlands Series A No 170, at page 12 para 22,
‘In the Court’s view, the main issue to be determined in the present case is whether the disputed detention was "lawful", including whether it complied with "a procedure prescribed by law". The convention here refers back essentially to national law and lays down the obligation to conform to the substantive and procedural rules thereof,’--------------------------------------------------------------------------------------------------------------------------
ARTICLE 8(1) AND ARTICLE 1 OF PROTOCOL 1 EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS
1. Search of Applicant’s home and seizure and subsequent detention of some of his goods and chattels at his home on 20 April 1994 by police from Leman Street Police Station and Obscene Publications Squad was unlawful due to fact that was "fishing expedition" and in respect of Obscene Publications Squad was without Search Warrant under section 3(1) Obscene Publications Act 1959.
2. Also, Applicant’s motor vehicle and other goods and chattels unlawfully detained for longer than lawfully necessary prior to their return to Applicant by PC Avery at Leman Street Police Station on 10 May 1994.
3. In addition, some of Applicant’s goods and chattels such as Press Card and Identity Card from Sight and Sound College unlawfully destroyed and 51 cassette tapes in Applicant's prima facie lawful possession unlawfully given to Anti Piracy Unit of the British Phonographic Industry Limited without any lawful court order or authority.
4. Contended that searches of Applicant’s home themselves on 20 and 21 April 1994 were unlawful, as were not carried out under section 18 Police and Criminal Evidence Act 1984 and also non compliance with B Code of Practice issued under that Act relating to such searches.
5. Accordingly, contended that those unlawful searches gave rise to Applicant’s cause of action for trespass to land and/or wrongful interference with goods under Torts (Interference with Goods) Act 1977 as particularised in Particulars of Claim.
6. This raises simultaneously raises breaches of article 8(1) and article 1 Protocol 1 Convention for the Protection of Human Rights and Fundamental Freedoms, as applicant's home was searched not "in accordance with the law", and his goods converted and/or trespassed against without "conditions provided for by law".
7. See article 8(1)(2) Convention for Protection of Human Rights and Fundamental Freedoms as enacted in Schedule 1 Human Rights Act 1998, which provides,
"1. Everyone has the right to respect for his private and family life, his home and his correspondence liberty and security of person.
2. There shall be no interference by a public authority with the exercise of this right except such as in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others."
8. See also article 1 of Protocol 1 Convention for Protection of Human Rights and Fundamental Freedoms as enacted in Schedule 1 Human Rights Act 1998, which provides,
"Every natural or legal person is entitled to the peaceful enjoyment of his possessions. No one shall be deprived of his possessions except in the public interest and subject to the conditions provided for by law and by the general principles on international law."
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9. Breaches of Article 8(1) Convention for the Protection of Human Rights and Fundamental Freedoms recently considered by European Court of Human Rights in McLeod -v- UK (72/1997/865/1065 judgment 23 September 1998.
10. That case involved intrusive and unnecessary police entries to premises, notwithstanding that was lawful in domestic law under section 17 Police and Criminal Evidence Act 1984.
11. See McLeod -v- UK where court clearly held that conduct of searches was not "necessary in a democratic society" at paragraphs 36 to 37 and then paragraphs 49 to 58,
‘A. Alleged interference with the applicant’s right to respect for her private life and home
1. Existence of interference
36. It was not disputed that the entry of the police into the applicant’s home on 3 October 1989 constituted an interference with her right to respect for her private life and home. The Court sees no reason to hold otherwise.
2. Justification of the interference
37. Such interference breaches Article 8 unless it is "in accordance with the law", pursues one or more of the legitimate aims referred to in Article 8 § 2 and is, in addition, "necessary in a democratic society" to achieve the aim or aims in question.’
(a) ----------------------------------------------------------------------------------------------------------------------------------------------------------
‘(c) "Necessary in a democratic society"
49. The applicant contended that, since section 17(1)(e) of the 1984 Act enabled the police to enter private premises to save life or limb or prevent serious damage to property, the power of the police to enter private premises in circumstances other than when there was a risk of physical harm to persons or property was not "necessary in a democratic society".
Notwithstanding this contention she argued that, if the police chose to exercise their power of entry when there was no risk of physical injury or damage to property - which entailed a major infringement of the rights guaranteed under Article 8 of the Convention - the justification for the interference should be significant and indisputable. Furthermore, justification for the entry had to be made by reference to the degree of risk that existed at the time the police entered the property. In the present case, since there was no history of violence between the applicant and her ex-husband and the only person present at the house at the time of entry was her seventy-four-year-old mother, the risk of harm was minimal or non-existent. Weighing this against the seriousness of the interference, the actions of the police could not be regarded as proportionate. In addition, they demonstrated such a lack of impartiality as to render the exercise of the powers disproportionate to the aim pursued.
50. The Government claimed that, because there was a clear pressing social need to prevent disorder or crime, the power of the police to enter private premises without permission to prevent a breach of the peace was "necessary in a democratic society". With regard to the present case, they submitted that the interference was proportionate to the legitimate aim pursued, as demonstrated by the fact that the visit to the applicant’s home by her former husband to collect his possessions was made in the genuine, albeit mistaken, belief that she had agreed to the arrangement; the ex-husband’s solicitors feared that a breach of the peace might occur because of the history of the court proceedings between their client and the applicant; the police officers attended the applicant’s home not to assist in the removal of the property but to maintain the peace; they acted in a discreet and reasonable manner; and the applicant’s conduct on her return did call for their intervention.
51. The Commission, placing emphasis on the risk of disturbance that might have arisen if the applicant’s ex-husband and his party had gained access on their own, found that the measures taken by the police officers - who acted, in its opinion, with restraint throughout the incident - were not disproportionate to the legitimate aim pursued. Although the police officers had had limited possibilities of knowing the precise nature of private relations between the couple, they were under a duty to take seriously an indication from one party that trouble might arise.
52. The Court recalls that, according to its established case-law, the notion of necessity implies that the interference corresponds to a pressing social need and, in particular, that it is proportionate to the legitimate aim pursued (see, inter alia, the Olsson v. Sweden (no. 1) judgment of 24 March 1988, Series A no. 130, pp. 31-32, § 67).
53. The Court’s task accordingly consists in ascertaining whether, in the circumstances of the present case, the entry of the police into the applicant’s home struck a fair balance between the relevant interests, namely the applicant’s right to respect for her private life and home, on the one hand, and the prevention of disorder and crime, on the other.
54. The Court notes that on the morning of 3 October 1989, Mr McLeod’s solicitors, knowing the long and acrimonious history of the divorce proceedings, contacted the police requesting their attendance in order to avoid a breach of the peace occurring while their client’s property was being removed from the applicant’s home. Two police officers were instructed to attend. Upon arriving at the applicant’s home, the police officers were shown a copy of the list of property that was to be removed, but not the order accompanying it (see paragraph 12 above).
One of the police officers knocked at the door of the house and was told by the applicant’s mother that the applicant was not at home. Mr McLeod and his party entered the house and began removing the property. The police officers also entered the house, but did not participate in the removal of the property. One of them, however, checked that only items mentioned on the list were removed. When the applicant returned home, she became angry and demanded that the property that had been loaded into the van be put back into the house. One of the police officers intervened, insisting that the van be driven away and that any dispute should be left to the parties’ solicitors (see paragraphs 13 to 15 above).
55. The Court considers that, since Mr McLeod’s solicitors genuinely believed that a breach of the peace might occur when their client removed his property from the former matrimonial home, the police could not be faulted for responding to their request for assistance. In this regard, it notes that the domestic courts accepted that a situation that might begin as a domestic dispute could develop into a breach of the peace (see paragraph 18 above).
56. However, the Court observes that, notwithstanding the facts that the police were contacted in advance by Mr McLeod’s solicitors and that the solicitor’s clerk offered to return to his office and collect the court order (see paragraph 12 above), the police did not take any steps to verify whether Mr McLeod was entitled to enter her home on 3 October 1989 and remove his property. Sight of the court order would have indicated that it was for the applicant to deliver the property, and not for her former husband to collect it, and moreover that she had three more days in which to do so (see paragraph 11 above). Admittedly, the court order would not have enabled the police officers to ascertain the correctness of Mr McLeod’s genuinely held belief that an agreement had been made between himself and his ex-wife allowing him to remove his property from the former matrimonial home on 3 October 1989 - a belief that was communicated to the police officers upon their arrival (see paragraph 12 above). Nonetheless, given the circumstances of the interference, and the fact that the applicant was not present and that her mother lacked any knowledge of the agreement (see paragraph 13 above), the police should not have taken it for granted that an agreement had been reached superseding the relevant parts of the court order.
57. The Court considers further that, upon being informed that the applicant was not present, the police officers should not have entered her house, as it should have been clear to them that there was little or no risk of disorder or crime occurring. It notes in this regard that the police officers remained outside the property for some of the time, suggesting a belief on their part that a breach of the peace was not likely to occur in the absence of the applicant (see paragraph 14 above). The fact that an altercation did occur upon her return (see paragraph 15 above) is, in its opinion, immaterial in ascertaining whether the police officers were justified in entering the property initially.
58. For the above reasons, the Court finds that the means employed by the police officers were disproportionate to the legitimate aim pursued. Accordingly, there has been a violation of Article 8 of the Convention.’
APPLICABILITY OF ARTICLES 5(5) AND 13 EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS TO APPLICATIONS FOR LEAVE UNDER SECTION 42(3) SUPREME COURT ACT 1981
1. Contended that where judge in chambers refuses leave under section 42(3) Supreme Court Act 1981 to pursue "civil proceedings" which simultaneously raise alleged breaches of Article 5, 8 and Protocol 1 Convention for the Protection of Human Rights and Fundamental Freedoms relating to unlawful detention and arrest, unlawful searches and interference with property etc., with remedies in domestic law for wrongful arrest and/or unlawful imprisonment, trespass to land and wrongful interference with goods, court breaches Articles 5(5) and 13 Convention for the Protection of Human Rights and Fundamental Freedoms.
2. See Article 5(5) Convention for the Protection of Human Rights and Fundamental Freedoms as enacted in Schedule 1 Human Rights Act 1998, which provides :-
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"5. Everyone who has been the victim of arrest or detention in contravention of the provisions of this article shall have an enforceable right to compensation."
3. Contended that article 5(5) guarantees absolute right to "an enforceable right to compensation" where it has been established that rights under article 5 Convention for the Protection of Human Rights and Fundamental Freedoms have been breached relating to wrongful arrest and/or unlawful imprisonment.
4. Also contended that where judge in chambers refuses leave under section 42(3) Supreme Court Act 1981 to pursue "civil proceedings" which simultaneously raise alleged breaches of European Convention with remedies in domestic law, court denies an "effective remedy" under article 13 Convention for the Protection of Human Rights and Fundamental Freedoms.
5. See article 13 Convention for the Protection of Human Rights and Fundamental Freedoms which provides :-
"Everyone whose rights and freedoms as set forth in this Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity."
6. Breaches of article 5(5) Convention for the Protection of Human Rights and Fundamental Freedoms would seem to merge and overlap in appropriate circumstances regarding wrongful arrest and/or unlawful imprisonment with simultaneous article 13 breaches.
7. Contended that cause of action in present case simultaneously raises breaches of article 5(1)(c) and (2), article 8(1) and article 1 of Protocol 1 Convention for the Protection of Human Rights and Fundamental Freedoms as enacted in Schedule 1 Human Rights Act 1998.
8. Applicant had his home unlawfully searched by police from Leman Street Police Station and the Obscene Publications Squad and his correspondence, goods and chattels unlawfully interfered with not in accordance with the "conditions provided for by law" and was unlawfully arrested and detained at Bethnal Green Police Station.
9. Further contended that in order to establish that breach of article 13 has occurred, only has to be proved that alleged breaches which were being claimed were prima facie arguable, see Boyle and Rice -v- UK Series A No 131 19 EHRR and Case of Platform "Arzte für das Leben". Any other interpretation of article would render it meaningless.
10. Contended that Applicant is attempting to prima facie argue that the searches or part of them of his home were unlawful as was the seizure and subsequent detention of a number of his goods and chattels by police for non-compliance with the various provisions of section 18 Police and Criminal Evidence Act 1984 and the B Code of Practice issued under that Act relating to such searches.
11. Same applied to his detention at Bethnal Green Police as was unlawful in breach of sections 24 and 28 Police and Criminal Evidence Act 1984.
12. This alleged due to not lawfully being bailed to attend that police station by the custody officer and being arrested without being informed of the reason in breach of section 28(3) Police and Criminal Evidence Act 1984.
LACK OF "EFFECTIVE REMEDY" UNDER EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS
1. Contended that article 13 Convention for the Protection of Human Rights and Fundamental Freedoms guarantees absolute right to an "effective remedy" where it has been established that rights under European Convention have been breached.
2. See Klass and ors Series A No 28 at page 32 paras 62 and 64,
"62. In the applicants’ view, the Contracting States are obliged under Article 13 to provide an effective remedy for any alleged breach of the Convention; any other interpretation of this provision would render it meaningless. On the other hand, both the Government and the Commission consider that there is no basis for the application of Article 13 unless a right guaranteed by another Article of the Convention has been violated."
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"64. Article 13 states that any individual whose Convention rights and freedoms "are violated" is to have an effective remedy before a national authority even where "the violation has been committed" by persons in an official capacity. This provision, read literally, seems to say that a person is entitled to a national remedy only if a "violation" has occurred. However, a person cannot establish a "violation" before a national authority unless he is first able to lodge with such an authority a complaint to that effect. Consequently, as the minority in the Commission stated, it cannot be a prerequisite for the application of Article 13 that the Convention be in fact violated. In the Court’s view, Article 13 requires that where an individual considers himself to have been prejudiced by a measure allegedly in breach of the Convention, he should have a remedy before a national authority in order both to have his claim decided and, if appropriate, to obtain redress. Thus, Article 13 must be interpreted as guaranteeing an "effective remedy before a national authority" to everyone who claims that his rights and freedoms under the Convention have been violated."
3. These principles further approved of by European Court of Human Rights in Silver and ors -v- UK Series A No 61, at page 42, James -v- UK Series A 98, at page 47, and Lithgow and ors Series A No 102, at page 74.
4. For full statement of principles applicable to article 13 Convention for the Protection of Human Rights and Fundamental Freedoms, see Silver and ors -v- UK Series A No 61 at para 113,
"113. The principles that emerge from the Court’s jurisprudence on the interpretation of Article 13 include the following:
(a) where an individual has an arguable claim to be the victim of a violation of the rights set forth in the Convention, he should have a remedy before a national authority in order both to have his claim decided and, if appropriate, to obtain redress (see the above-mentioned Klass and others judgment, Series A no. 28, p. 29, para. 64);
(b) the authority referred to in Article 13 may not necessarily be a judicial authority but, if it is not, its powers and the guarantees which it affords are relevant in determining whether the remedy before it is effective (ibid., p. 30, para. 67);
(c) although no single remedy may itself entirely satisfy the requirements of Article 13, the aggregate of remedies provided for under domestic law may do so (see, mutates mutandis, the above-mentioned X v. the United Kingdom judgment, Series A no. 46, p. 26, para. 60, and the Van Droogenbroeck judgment of 24 June 1982, Series A no. 50, p. 32, para. 56);
(d) neither Article 13 nor the Convention in general lays down for the Contracting States any given manner for ensuring within their internal law the effective implementation of any of the provisions of the Convention - for example, by incorporating the Convention into domestic law (see the Swedish Engine Drivers' Union judgment of 6 February 1976, Series A no. 20, p. 18, para. 50).
It follows from the last-mentioned principle that the application of Article 13 in a given case will depend upon the manner in which the Contracting State concerned has chosen to discharge its obligation under Article 1 directly to secure to anyone within its jurisdiction the rights and freedoms set out in section I (see the above-mentioned Ireland v. the United Kingdom judgment, Series A no. 25, p. 91, para. 239)."
5. Article 13 of Convention applied by European Court of Human Rights in Chahal -v- UK (1997) 27 EHRR 493, where Mr Chahal had raised possible violation of article 3 of Convention regarding possible "torture or inhuman or degrading punishment" in event that he were deported to India.
6. Although Mr Chahal raised no specific complaint in his application that he had already been the victim of such conduct in Gt. Britain, the court held that he had not had an "effective remedy" under article 13 to raise his fears under article 3 of Convention relating to his challenge of decision of Secretary of State to deport him, both in respect of Advisory Panel, and ensuing Judicial Review proceedings, due to evidence being suppressed against Mr Chahal due to his security risk status.
7. See Chahal -v- UK (1997) 27 EHRR 493 at para 145,
"The Court observes that Article 13 guarantees the availability at national level of a remedy to enforce the substance of the Convention rights and freedoms in whatever form they might happen to be secured in the domestic legal order. The effect of this Article is thus to require the provision of a domestic remedy allowing the competent national authority both to deal with the substance of the relevant Convention complaint and to grant appropriate relief, although Contracting States are afforded some discretion as to the manner in which they conform to their obligations mentioned in paragraph 73 above, p. 39, § 122).
Moreover, it is recalled that in certain circumstances the aggregate of remedies provided by national law may satisfy the requirements of Article 13 (see, inter alia, the above mentioned Leander judgment, p. 30 § 77)."
8. As a direct result of this case, Parliament has subsequently passed the Special Immigration Appeals Commission Act 1997, in order to grant an "effective" appeals remedy.
9. This principle was again applied in Halford -v- UK (73/1996/692/884) judgment of 25 June l997 concerning a lack of an "effective remedy" relating to monitoring of an Assistant Chief Constable’s telephone calls from police headquarters.
10. See Halford -v- UK at paras 64 to 65,
‘64. The Court recalls that the effect of Article 13 is to require the provision of a remedy at national level allowing the competent domestic authority both to deal with the substance of the relevant Convention complaint and to grant appropriate relief, although Contracting States are afforded some discretion as to the manner in which they conform to their obligations under this provision (see the Chahal v. the United Kingdom judgment of 15 November 1996, Reports 1996-..., p § 145). However, such a remedy is only required in respect of grievances which can be regarded as "arguable" in terms of the Convention.’
----------------------------------------------------------------------------"However, as the Government have conceded in relation to Article 8 of the Convention (see paragraph 50 above), there was no provision in domestic law to regulate interceptions of telephone calls made on internal communications systems operated by public authorities, such as the Merseyside Police. The applicant was therefore unable to seek relief at national level in relation to her complaint concerning her office telephones."
11. Also see Mentes and Others v. Turkey (581199616771867) judgment of 28 November 1997, where the same principle was reiterated regarding a lack of an "effective remedy" in relation to the actions of the security service.
12. See Mentes and Others v. Turkey at para 89,
‘89. The Court reiterates that Article 13 guarantees the availability at the national level of a remedy to enforce the substance of the Convention rights and freedoms in whatever form they might happen to be secured in the domestic legal order. The effect of this Article is thus to require the provision of a domestic remedy allowing the "competent national authority" both to deal with the substance of the relevant Convention complaint and to grant appropriate relief, although Contracting States are afforded some discretion as to the manner in which they conform to their obligations under this provision. The remedy must be "effective" in practice as well as in law, in particular in the sense that its exercise must not be unjustifiably hindered by the acts or omissions of the authorities of the respondent State (see the Aksoy judgment cited above, p. 2286, § 95, and the above-mentioned Aydin judgment, pp. 1895-96, § 103).’
13. Similar principles were also applied by the European Commission in Govell -v- UK Application No 27237/95 14 January 1998 relating to unauthorised police surveillance devices via a drilled hole in the wall it held that the Police Complaints Authority were held not to be an "effective remedy" under Article 13, especially as their members were appointed by the Secretary of State, and that the surveillance was "not authorised by law".
14. See Govell -v- UK at paras 66 to 70,
"66. The applicant argues that he was denied an effective remedy in relation to his complaints. The only body to which he could complain about the police surveillance was the Police Complaints Authority (PCA). When the PCA received his complaint they remitted it to the local police authority which itself oversaw the investigation. Thus, in the applicant’s case, the Chief Constable of West Yorkshire was effectively asked to investigate whether one of his officers had properly applied to the Acting Chief Constable of West Yorkshire when requesting authorization to carry out the surveillance operation. The applicant argues that the investigation was therefore insufficiently impartial.
67. The Government contend that the PCA provide a sufficiently independent means of investigation. They note that the PCA has powers to refer charges of criminal offences to the Director of Public Prosecutions and to prefer disciplinary charges.
68. The Commission notes that complaints only have to be referred to the PCA in circumstances where they contain allegations that the relevant conduct resulted in death or serious injury or where the complaint is of a type specified by the Secretary of State. In other circumstances the Chief Constable of the area will decide whether or not he is the appropriate authority to decide the case. If he concludes that he is the correct authority then the standard procedure is to appoint a member of his own force to carry out the investigation. Although the PCA can require that a complaint is submitted to them for consideration under section 8 of the 1984 Act, the extent to which the PCA oversee the decision-making process undertaken by the Chief Constable in determining if he is the appropriate authority is unclear. If the Chief Constable does determine that he is the appropriate authority then the standard procedure is for him to appoint an officer from his own force or from another force, to investigate the complaint.
69. The Commission also notes the important role played by the Secretary of State in appointing, remunerating and, in certain circumstances, dismissing members of the PCA. In particular, the Commission notes that under section 105(4) of the Act the PCA are to have regard to any guidance given to them by the Secretary of State with respect to the withdrawal or preferring of disciplinary charges and criminal proceedings.
70. The Commission finds that the system of investigation of complaints does not meet the requisite standards of independence needed to constitute sufficient protection against the abuse of authority and thus provide an effective remedy within the meaning of Article 13. The Commission accordingly finds that there has been a violation of Article 13 of the Convention."
15. As in the case of Chahal -v- UK, Parliament has placed police surveillance under statutory provision in Part III of the Police Act 1997.
16. See also recent decision of European Court illustrating importance of Article 13 in Smith and O’Grady -v- UK Application Nos 33985/96 and 33986/96 regarding lack of effective remedy by Judicial Review to Armed Services ban.
17. See Smith and O’Grady -v- UK at paras 131 to 138,
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"131. The applicants submitted that Article 13 contained two minimum requirements. First, the relevant national authority had to have jurisdiction to examine the substance of an individual’s complaint by reference to the Convention or other corresponding provisions of national law and, secondly, that authority had to have jurisdiction to grant a remedy if it accepted that the individual’s complaint was well-founded. Moreover, the precise scope of the obligations under Article 13 would depend on the nature of the individual’s complaint. The context of the present case was the application of a blanket policy which interfered with the Article 8 rights of a minority group and not an assessment of an individual extradition or expulsion in the context of Article 3 as in the Soering and Vilvarajah cases (Soering v. the United Kingdom judgment of 7 July 1989, Series A no. 161, and the Vilvarajah and Others judgment cited above)."
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"135. The Court recalls that Article 13 guarantees the availability of a remedy at national level to enforce the substance of Convention rights and freedoms in whatever form they may happen to be secured in the domestic legal order. Thus, its effect is to require the provision of a domestic remedy allowing the competent national authority both to deal with the substance of the relevant Convention complaint and to grant appropriate relief. However, Article 13 does not go so far as to require incorporation of the Convention or a particular form of remedy, Contracting States being afforded a margin of appreciation in conforming with their obligations under this provision. Nor does the effectiveness of a remedy for the purposes of Article 13 depend on the certainty of a favourable outcome for the applicant (see the Vilvarajah and Others judgment cited above, p. 39, § 122)."
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"138. In such circumstances, the Court considers it clear that, even assuming that the essential complaints of the applicants before this Court were before and considered by the domestic courts, the threshold at which the High Court and the Court of Appeal could find the Ministry of Defence policy irrational was placed so high that it effectively excluded any consideration by the domestic courts of the question of whether the interference with the applicants’ rights answered a pressing social need or was proportionate to the national security and public order aims pursued, principles which lie at the heart of the Court’s analysis of complaints under Article 8 of the Convention.
The present applications can be contrasted with the cases of Soering and Vilvarajah cited above. In those cases, the Court found that the test applied by the domestic courts in applications for judicial review of decisions by the Secretary of State in extradition and expulsion matters coincided with the Court’s own approach under Article 3 of the Convention.
139. In such circumstances, the Court finds that the applicants had no effective remedy in relation to the violation of their right to respect for their private lives guaranteed by Article 8 of the Convention. Accordingly, there has been a violation of Article 13 of the Convention."
18. Finally, see latest landmark ruling of European Court in Khan -v- UK Application no. 35394/97 12 May 2000.
19. Again held that Police Complaints Authority, along with discretion of criminal court to exclude evidence under section 78 Police and Criminal Evidence Act 1984 regarding obtaining and admissibility of incriminating tape recordings which held by court to be breach of article 8(1) as not "authorised by law" at time, not an "effective remedy" under article 13.
20. See Khan -v- UK at paras 41 to 47,
"41. The applicant also alleges a breach of Article 13 of the Convention on the ground that the courts should have taken into account that the evidence had been obtained in breach of the Convention."---------------------------------------------------------------------------------------------------------------------------------------------
"42. The applicant submits that, according to domestic law, a breach of Article 8 does not satisfy the requirements for exclusion under section 78 of PACE, even if the evidence so obtained is the only evidence in the case. Section 78 is therefore not capable of affording a remedy which is practical and effective, as required by Article 13.
In connection with the Government’s claim that the Police Complaints Authority provides a second remedy, the applicant again refers to the findings of the European Commission of Human Rights in Govell v. the United Kingdom (§§ 68-70) and submits that, given the Commission’s finding of a breach of Article 13 in those circumstances, the Court must also find a breach of the Article in the present case."
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‘44. The Court recalls that Article 13 guarantees the availability of a remedy at national level to enforce the substance of Convention rights and freedoms in whatever form they may happen to be secured in the domestic legal order. Thus, its effect is to require the provision of a domestic remedy allowing the competent national authority both to deal with the substance of the relevant Convention complaint and to grant appropriate relief, without, however, requiring incorporation of the Convention (see Smith and Grady v. the United Kingdom, nos. 33985/96 and 33986/96, § 135, ECHR 1999). In the present case, the Article 13 claim must be taken to be an allegation that the applicant did not have an effective remedy in respect of his claims under Article 8 of the Convention. The Court would note at the outset that the courts in the criminal proceedings were not capable of providing a remedy because, although they could consider questions of the fairness of admitting the evidence in the criminal proceedings, it was not open to them to deal with the substance of the Convention complaint that the interference with the applicant’s right to respect for his private life was not "in accordance with the law"; still less was it open to them to grant appropriate relief in connection with the complaint.
45. As regards the various other avenues open to the applicant in respect of the Article 8 complaint, the Court observes, again with the Commission in the case of Govell, that complaints only have to be referred to the Police Complaints Authority in circumstances where they contain allegations that the relevant conduct resulted in death or serious injury or where the complaint is of a type specified by the Secretary of State. In other circumstances the Chief Constable of the area will decide whether or not he is the appropriate authority to decide the case. If he concludes that he is the correct authority, then the standard procedure is to appoint a member of his own force to carry out the investigation. Although the Police Complaints Authority can require a complaint to be submitted to it for consideration under section 87 of PACE, the extent to which the Police Complaints Authority oversees the decision-making process undertaken by the Chief Constable in determining if he is the appropriate authority is unclear (Govell, § 68).
46. The Court also notes the important role played by the Secretary of State in appointing, remunerating and, in certain circumstances, dismissing members of the Police Complaints Authority. In particular, the Court observes that under section 105(4) of the Act the Police Complaints Authority is to have regard to any guidance given to it by the Secretary of State with respect to the withdrawal or preferring of disciplinary charges and criminal proceedings (Govell, § 69).
47. Accordingly, the Court finds that the system of investigation of complaints does not meet the requisite standards of independence needed to constitute sufficient protection against the abuse of authority and thus provide an effective remedy within the meaning of Article 13. There has therefore been a violation of Article 13 of the Convention.’
21. As result of this case and Govell -v- UK, Secretary of State for Home Department has indicated that there will be legislation setting up a completely new Police Complaints body that remedies present perceived lack of independence held to exist at present by this judgment.
22. Article 8 of Universal Declaration of Human Rights 1966 also provides,
"Everyone has the right to an effective remedy by the competent national tribunals for acts violating the fundamental rights granted him by the constitution or by the law."
23. The provisions of Article 8 of Universal Declaration provide for right to an "effective remedy" in relation to any alleged breaches of not only rights conferred by the Universal Declaration itself, but by any breach of rights granted in domestic law in its entirety.
24. Applicant contends that if "Civil Proceedings Order" had not been made against him, he would have had perfectly adequate remedies in domestic law in pursuing his action in respect of alleged unlawful searches of his premises and seizure of his goods and chattels and his alleged unlawful detention relating to challenging any alleged breaches of European Convention perpetrated against him by officials of state, and this can only be remedied now by appropriate grant of leave under section 42(3) Supreme Court Act 1981 in this case.
25. Applicant precluded from appealing against any Orders made under section 42(3) Supreme Court Act 1981 to Court of Appeal, as prohibited under section 42(4) Supreme Court Act 1981.
26. Also unable to make fresh applications to Court of Appeal for such leaves under Order 59 rule 14(3) RSC 1965, see Ex parte Ewing (No 2) (1994) 1 WLR 1553.
APPLICATIONS FOR LEAVE UNDER SECTION 42(3) SUPREME COURT ACT 1981 WHERE ALLEGED VIOLATIONS OF EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS
1. Applicant contends that in order to comply with article 13 Convention for the Protection of Human Rights and Fundamental Freedoms, judge in chambers must grant leave under section 42(3) Supreme Court Act 1981 in all cases where "civil proceedings" or "application" made, which simultaneously raise alleged breaches of European Convention.
2. Contended that in these cases court has no discretion in matter at all, and application for leave under section 42(3) Supreme Court Act 1981 mere formality.
3. Alternatively if discretion under section 42(3) Supreme Court Act 1981 still retained, then European Convention for Protection of Human Rights and Fundamental Freedoms may be relevant to exercise of that discretion and also to proportionality of any refusals.
4. See in particular Tolstoy -v- UK (1995) 20 EHRR 442, referred to in Attorney-General -v- Price (1997) CO/3390/96 19 March 1997 Crown Office List transcript, per Brooke LJ at page para,
-------------------------------------------------------------------------------"The guiding principles were recently restated by the European Court of Human Rights in paragraph 59 of its judgment in Tolstoy Miloslavsky v United Kingdom (1995) 20 EHRR 442 in the following terms:
"The Court reiterates that the right of access secured by Article 6(1) may be subject to limitation in the form of regulation by the State. In this respect the State enjoys a certain margin of appreciation. However, the Court must be satisfied, firstly, that the limitations applied do not restrict or reduce the access left to the individual in such a way or to such an extent that the very essence of the right is impaired. Secondly, a restriction must pursue a legitimate aim and there must be a reasonable relationship of proportionality between the means employed and the aim sought to be achieved."
5. Test of reasonable proportionality applied in relation to reduction of libel damages under section 8(1) Courts and Legal Services Act 1990 by Court of Appeal in Rantzen -v- Mirror Group Newspapers (1993) 4 All ER 975.
6. Held that principles of article 10(1) Convention for Protection of Human Rights and Fundamental Freedoms applicable to exercise of discretion in domestic law although not part of it, see Rantzen -v- Mirror Group Newspapers (1993) 4 All ER 975, per Neill LJ at pages 992 to 997, and in particular at page 993 paras B-C,
-------------------------------------------------------------------------------"It is also clear that art 10 may be used when the court is contemplating how a discretion is to be exercised. Thus in A-G v Guardian Newspapers Ltd [1987] 3 All ER 316 at 355, [1987] 1 WLR 1248 at 1296 Lord Templeman referred to art 10 when considering whether the interference with the freedom of expression which the grant of an interlocutory injunction would entail was ‘necessary in a democratic society’ for any of the purposes specified in para (2) of art 10."
7. Principles of Rantzen -v- Mirror Group Newspapers (1993) 4 All ER 975 approved of and applied by Court of Appeal in John -v- MGN Ltd (1996) 2 All ER 35, per Bingham MR at page 58 para J, in light of subsequent judgment of European Court in Tolstoy -v- UK (1995) 20 EHRR 442.
8. However, conceded that judge in chambers must firstly satisfy himself that there exists prima facie breach of rights under European Convention such as in present case that Applicant alleging that his home unlawfully searched and his goods and chattels unlawfully interfered with and seized and detained, and that his arrest and subsequent detention at Bethnal Green Station was unlawful.
9. Conceded that judge should be satisfied of this in all cases before granting such leave to comply with article 13 of Convention, and that such prima facie breaches apply to present case.
10. Conceded that judge in chambers not under duty to simply grant leave if proposed "civil proceedings" do not raise prima facie issues of breach of rights under European Convention, but are falsely dressed up as such to obtain leave under section 42(3) Supreme Court Act 1981 and article 13 European Convention.
11. Appellant seeks declaration from court that in all cases where proposed "civil proceedings" allege prima facie genuine breaches of European Convention, judge in chambers must grant leave under section 42(3) Supreme Court Act 1981 in order to comply with article 13 European Convention.
GENERAL APPLICABILITY OF EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS AND UNIVERSAL DECLARATION OF HUMAN RIGHTS 1948 AND THE INTERNATIONAL COVENANT ON CIVIL AND POLITICAL RIGHTS 1966
EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS
1. Applicant contends that refusal of leave under section 42(3) Supreme Court Act 1981 in present case would of itself contravene article 6(1) Convention for the Protection of Human Rights and Fundamental Freedoms per se.
2. Article 6(1) Convention for the Protection of Human Rights and Fundamental Freedoms also provides,
"In the determination of his civil rights and obligations"--------------------------------------------------------------------------------------------------------------------------------------------
"everyone is entitled to a fair and public hearing within a reasonable time by an independent and impartial tribunal established by law. Judgment shall be pronounced publicly"---------------------------------------------------------------------------------------------------------------------------------------------------------------
3. Applicant further contends that refusal of leave under section 42(3) Supreme Court Act 1981 in present case would of itself also contravene article 10(1)(2) Convention for the Protection of Human Rights and Fundamental Freedoms per se.
4. See article 10(1)(2) for the Protection of Human Rights and Fundamental Freedoms which provides,
"(1) Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers."----------------------------------------------------------------------------------------------------
"(2) The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, for the prevention of disorder or crime, for the protection of health or morals, for the protection of the reputation or rights of others, for the preventing the disclosure of information received in confidence, or for maintaining the authority and impartiality of the judiciary."
5. Contended that refusal of leave would prohibit "freedom of expression" by receiving and imparting information and ideas regarding illegal search of Applicant’s home and unlawful interference with his goods and chattels and his unlawful arrest and detention at Bethnal Green Police Station.
6. European Court of Human Rights in Goodwin -v- UK (16/1994/463/544 have recently reviewed article 10(1) of Convention regarding whether a measure in question was "necessary in a democratic society."
7. Importance of concept of "freedom of expression" under article 10(1) of Convention again re-emphasised, and approved in Goodwin -v- UK at para 39,
"The Court recalls that freedom of expression constitutes one of the essential foundations of a democratic society and that the safeguards to be afforded to the press of particular importance (see, as a recent authority, the Jersild v. Denmark judgment of 23 September 1994, Series A no. 298, p 23, 31."
8. See also further in Goodwin -v- UK at para 40,
"As a matter of general principle, the "necessity" for any restriction on freedom of expression must be convincingly established (see the Sunday Times v. the United Kingdom (no. 2) judgment of 26 November 1991, Series A no. 217, pp. 28-29, § 50, for a statement of the major principles governing the "necessity" test). Admittedly, it is in the first place for the national authorities to assess whether there is a "pressing social need" for the restriction and, in making their assessment, they enjoy a certain margin of appreciation. In the present context, however, the national margin of appreciation is circumscribed by the interest of democratic society in ensuring and maintaining a free press. Similarly, that interest will weigh heavily in the balance in determining, as must be done under paragraph 2 of Article 10, whether the restriction was proportionate to the legitimate aim pursued. In sum, limitations on the confidentiality of journalistic sources call for the most careful scrutiny by the Court.
The Court’s task, in exercising its supervisory function, is not to take the place of the national authorities but rather to review under Article 10 the decisions they have taken pursuant to their power of appreciation. In so doing, the Court must look at the "interference" complained of in the light of the case as a whole and determine whether the reasons adduced by the national authorities to justify it are "relevant and sufficient."
9. Applicant contends that provisions of these articles of Convention for the Protection of Human Rights and Fundamental Freedoms therefore relevant to granting of leave to Applicant in present case under section 42(3) Supreme Court Act 1981.
TEST OF "REASONABLE GROUNDS" UNDER SECTION 42(3) SUPREME COURT ACT 1981
1. Test set out by Court of Appeal in Becker -v- Teale (1971) 1 WLR 1475, per Edmond Davies LJ at page 1476 para C that grant of leave to "a vexatious litigant is a jurisdiction which should be very carefully and sparingly exercised", too severe a test.
2. Remarks of Edmond Davies LJ obita dicta and not binding on High Court in any event, see Leeds Industrial Co-operative Society -v- Slack (1924) AC 864, Flower -v- Ebbw Vale Steel, Iron & Coal Co Ltd (1934) 2 KB 132 at page 154 and Tees Conservancy Commissioners -v- James (1935) Ch 544 at page 559.
3. Test as applied in Becker -v- Teale (1971) 1 WLR 1475 read into section 51 Supreme Court of Judicature (Consolidation) Act 1925 words and provisions which not provided for, see for full principles Cross Statutory Interpretation Third Edition by Bell and Engle at pages 15 -18.
4. See for exposition of full principle Sussex Peerage Case (1844) 11 Cl & Fin 85, per Tindal CJ at page 143 and Mitchell -v- Troup (1766) Park 227, per Parker CB at page 233.
5. See also Thompson -v- Good & Co (1910) AC 409, per Lord Mersey at page 420,
"it is a strong thing to read into an Act of Parliament words which are not there, and in the absence of clear necessity it is a wrong thing to do."
6. See further in Vickers, Sons and Maxim Ltd -v- Evans (1910) AC 444, per Lord Loreburn at page 445,
"We are not entitled to read words into an Act of Parliament unless clear reason for it is to be found within the four corners of the Act itself."
7. See also Re a Debtor (No 340 of 1992) the Debtor -v- First National Commercial Bank plc and another (1994) 3 All ER 269, per Aldous J at page 275 para D,
"I conclude that the appeal should be allowed and the petition should be dismissed. I am conscious that my decision may present difficulties in the way of the respondents recovering money which, according to the judgment is owed. However I believe that it would be wrong to massage the law to assist them in the way suggested."
8. In any event, whether observations regarding granting of leave in Becker -v- Teale (1971) 1 WLR 1475 obita dicta or ratio decidendi, case decided under previous provisions of section 51 Supreme Court of Judicature (Consolidation) Act 1925, which used phrase "prima facie" and not "reasonable grounds" as provided for in section 42(3) Supreme Court Act 1981.
9. Becker -v- Teale (1971) 1 WLR 1475 therefore construction of different phrase to "reasonable grounds" in previous legislation, and therefore not authority for interpretation of "reasonable grounds" in any event.
10. Therefore follows that provisions of section 42(3) Supreme Court Act 1981 should be construed afresh without fetters of Becker -v- Teale (1971) 1 WLR 1475 at all.
11. Original provisions of section 1 Vexatious Actions Act 1896 and section 1 Vexatious Actions (Scotland) Act 1898 which was in identical terms and was brought into force in Scotland separately did not use phrase "reasonable grounds" but phrase "prima facie".
12. This remained language for grant of leave when Vexatious Actions Act 1896 repealed and provisions then incorporated in section 51 Supreme Court of Judicature (Consolidation) Act 1925.
13. This not amended by sections 1 and 2 Supreme Court of Judicature (Amendment) Act 1959, which only prohibited right of appeal from refusals of leave and incorporated need for obtaining leave to continue with legal proceedings commenced prior to making of Order.
14. Section 1 Vexatious Actions (Scotland) Act 1898 still remains in force in original terms apart from amendment made by section 19 Law Reform (Miscellaneous Provisions) (Scotland) Act 1980, which again only prohibited right of appeal from refusals of leave.
15. Section 51 Supreme Court of Judicature (Consolidation) Act 1925 repealed by Supreme Court Act 1981 and its provisions then incorporated into section 42 of that Act.
16. Section 42(3) Supreme Court Act 1981 uses for first time phrase "reasonable grounds" in place of "prima facie" in pre-existing legislation.
17. Vexatious restraint legislation in Northern Ireland also still uses phrase "prima facie" and not "reasonable grounds" in section 32(1) Judicature (Northern Ireland) Act 1978.
18. Legislation there only enacted in 1978 and no prior legislation as Vexatious Actions Act 1896 specifically excluded Ireland under section 2(1) of that Act.
19. Becker -v- Teale (1971) 1 WLR 1475 in any event in direct conflict with later decisions of Court of Appeal in Rohrberg -v- Charkin Times Law Report 30 January 1985, CA transcript 85/15 and HM Attorney General -v- Cutler CA transcript 87/1268 5 November 1997, which relates to grant of leave under section 42(3) Supreme Court Act 1981 and phrase "reasonable grounds".
20. Other even later decisions of Court of Appeal in Attorney-General -v- Landau CA transcript 95/879 10 July 1995 and R -v- London Legal Aid Area Committee ex parte Ewing CA transcript 96/1458 30 October 1996 again in conflict with Becker -v- Teale (1971) 1 WLR 1475.
21. See Rohrberg -v- Charkin CA transcript 85/15 24 January 1985, per Donaldson MR page 2 para B,
--------------------------------------------------------------------------------------------------------------------------------------------------------------"and in each such case, if there are any grounds for bringing the proceedings, the High Court will give leave for proceedings to be brought."
22. See HM Attorney General -v- Cutler, CA transcript 87/1268 5 November 1987, per Woolf LJ at page 5 paras F-G,
"If the court on such an application was satisfied that the proceedings were proper Mr Cutler would, of course, obtain leave to bring any proceedings and there was no question of his being shut out from coming to the court."
23. See also ruling of Divisional Court in Attorney-General -v- Blackstone DC transcript, CO/2064/94 19 December 1994, per Henry LJ at page 6 para F,
"Mr Blackstone, if this Order were to be made against him, is entitled to access to the courts, but before he troubles the citizens of this country with actions he will have to satisfy, if the Order is made, a judge that there is an arguable case for the actions that he proposes to bring."
24. See also Attorney-General -v- Landau CA transcript 95/87910 July 1995, per Simon Brown LJ at page 7 paras B-C,
"One may, perhaps, pause and wonder whether in truth the restriction that a section 42 order imposes on the respondent is indeed so very drastic. After all, it is not everyone who is entitled to obtain free of charge the opinion of a High Court judge on whether one’s prospective litigation has any sensible prospect of success and is worth pursuing."
25. See also ruling of Divisional Court in Attorney-General -v- Collins DC transcript CO/2492/96 2 August 1996, per Schiemann LJ at page 4,
--------------------------------------------------------------------------"He must understand, and I think he does understand, that the order as such does not inhibit him from taking part or taking a particular step in any particular proceedings. What the order provides is that before doing that in any particular proceedings he must obtain the leave of the single judge. That single judge will be able to focus on those particular proceedings and Mr Collins will then be able to try and satisfy him that what he is seeking to do in those particular proceedings is a perfectly sensible thing for him to try and do. If he can do so then he will get leave to do just that."
26. See further in ruling of Divisional Court in Attorney-General -v- Collins DC transcript CO/2492/96 9 December 1996, per Collins J at page 9,
"Mr Collins is of course perfectly entitled to make application to a High Court Judge if he feels there is any specific matter which he can properly litigate, and any such application will in due course, if made, be considered by a judge on its merits."
27. See also approval of test for grant of leave by Court of Appeal in R -v- London Legal Aid Area Committee ex parte Ewing CA transcript 96/1458 30 October 1996, per Brooke LJ at page 3 paras A- B,
"I should add by way of completeness that Mr Ewing was granted leave, pursuant to section 42 of the Supreme Court Act 1981, by two more High Court judges to apply for leave to apply for judicial review and then to appeal to this court from the judgment of Turner J who himself granted leave to appeal. All those grants of leave were made on the basis that the appeal or application was properly arguable and/or alternatively had a reasonable prospect of success."
28. See further in ruling of Divisional Court in Attorney-General -v- Low DC transcript CO/1970/96 14 January 1998, per Schiemann LJ at page 6,
"Mr Low, although we are grateful to you for the care in which you have answered your case, you have lost it. What that means is, you can start cases, but only if you get the leave of a High Court judge, that is what the Act provides. Some would say, although you may not agree, this is actually an advantage: you get free advice from a high court judge who ought to know what he is doing."----------------------------------------------------------------------------------------------------------------------------------------------
"If you feel that it is essential to litigate something as opposed to writing to your MP, then you will have to try and put down in clear and intelligible form which you may not be able to do. It is like me with plumbing, I explained that to you earlier. Try and show what are the facts you allege, then the judge will be able to see, supposing those facts are true, if there a cause of action, do you see?"
29. See further in ruling of Divisional Court in Attorney-General -v- Vidler DC transcript CO/3053/97 30 March 1998, per Scott-Baker LJ at page 6,
--------------------------------------------------------------------------------"It is right that I should mention, lest there be any doubt about it, that in the unlikely event that Mr Vidler has a meritorious claim against any party (it seems to me most unlikely that he will have one against his employers or the union or anybody connected with them), then he is entitled to apply to a High Court judge for leave to commence proceedings. I am not encouraging him to do so, but he has that escape route to avoid any possible injustice."
30. For further approval of test for grant of leave by Court of Appeal, albeit 2 judge court, see Attorney-General -v- Harilabidis CA transcript LTA/986094/4 2 November 1998,, per Woolf MR LJ at pages 2-3,
"The final point I would make in relation to Mr Haralabidis’ application is that I fully acknowledge that an order made under section 42 of the Supreme Court Act 1981 does interfere with Mr Haralabidis’ normal rights as a citizen to bring proceedings. It is a partial interference with those rights because he can always obtain leave to bring proceedings if a court is satisfied that it is appropriate for him to do so."----------------------------------------
31. See also in ruling of Divisional Court in Attorney-General -v- Richards DC transcript CO/2147/97 3 November 1998, per Collins J at page 5,
"I should add that the effect of making this order is not to shut Miss Richards out from any genuine action that she may have in the future. She will, of course, be entitled to seek leave from a judge to bring proceedings, and will undoubtedly be permitted to bring any proceedings which are not themselves vexatious. Thus the effect of this order is not to shut her out wholly from bringing proceedings, merely to prevent her from bringing proceedings which ought not to be brought."---------------------------------------------------------------------------------------------
32. See further concurring judgment in ruling of Divisional Court in Attorney-General -v- Richards, per Bingham CJ at pages 5-6,
-------------------------------------------------------------------------------"I add emphasis simply to the last point which my Lord has made. The effect of this order is not to debar Miss Richards from instituting or continuing or making any application in any civil proceedings, but to debar her from taking any of those steps without the leave of the High Court. It is open to Miss Richards to seek leave and if she does so on proper grounds, leave will be granted. But Miss Richards must understand that leave will not be granted if the matter which she seeks to raise is one which has already been the subject of a conclusive judicial ruling, since the law does not permit the same issue to be re-litigated time after time. As a litigant with some knowledge of the law Miss Richards will, I am sure, understand the principle which underlies this rule.
In the result therefore, Miss Richards is not shut out from using the courts, but she must obtain the leave of the High Court. To obtain leave she will have to show that she has an arguable cause of action which has not been the subject of previous adjudication."------------------------------------------------------------
33. Finally, see recent judgment in ruling of Divisional Court in Attorney-General -v- Oakes, DC transcript CO/1860/99 15 February 2000, per Klevan J at pages 8-9 para 39,
"39. I add this. By making a civil proceedings order Mr Oakes is not prevented absolutely from continuing or instituting civil proceedings. He must first obtain the permission of the High Court before so doing and satisfy the court that the proceedings or applications are not an abuse of the process of the court and that there are reasonable grounds for the proceedings or applications."
34. See further concurring judgment in ruling of Divisional Court in Attorney-General -v- Oakes regarding "threshold" test under section 42(3) Supreme Court Act 1981, reiterating and clarifying previous dicta in Attorney-General -v- Richards, per Bingham CJ at pages 9-10 paras 42-43,
"42. The court is mindful that any step which restricts an individual’s ordinary right of access to the court is a serious step not to be taken lightly.
43. Under subsection (3) of that section leave for the institution or continuance of, or for the making of an application in, any civil proceedings by a person who is the subject of an existing civil proceedings order is not to be given unless the High Court is satisfied that the proceedings or application are not an abuse of the process of the court in question and that there are reasonable grounds for the proceedings or application. Mr Oakes objects to an order because he says that in practice leave under subsection (3) is never given. It may very well be that leave is very rarely given, but if leave is refused it is because the High Court is not satisfied that the proceedings or application in question are not an abuse of the process of the court or that there are reasonable grounds for the proceedings or application. That is not a high threshold to cross. If Mr Oakes can show an arguable and apparently bona fide claim which has not already been the subject directly or indirectly of previous proceedings before the court, there is no reason why he should not obtain leave."------------------------------------------------------------------------------------
35. This principle again repeated in Attorney-General -v- Barker DC transcript 16 February 2000, per Bingham CJ at para 2,
--------------------------------------------------------------------------------------------------------------------------------------------------------------"It is clear from section 42(3) that the making of an order operates not as an absolute bar to the bringing of further proceedings but as a filter."
36. Where two or more conflicting and equally binding decisions of Court of Appeal exist, lower court usually should follow latter decision which in this case HM Attorney-General -v- Cutler (1987), see CCC Films (London Ltd -v- Impact Quadrant films Ltd (1985) QB 16 and Precedent in English Law Fourth Edition by Cross and Harris at page 157-158.
37. Section 42(3) Supreme Court Act 1981 solely restricted to considering whether proposed "civil proceedings" are not "an abuse of the process of the court and have reasonable grounds".
38. "Reasonable grounds" in section 42(3) Supreme Court Act 1981 means should be only reasonably arguable case, and not 100% certainty of success.
39. Same test as for grant of Legal Aid under section 15(2) Legal Aid Act 1988, and regulation 34(1)(d) Legal Aid (General) Regulations 1989, see R -v- Legal Aid Area Committee ex parte Rondel (1967) 2 QB 482.
40. This clearly test approved of by Court of Appeal in Rohrberg -v- Charkin, HM Attorney General -v- Cutler, Attorney-General -v- Landau and R -v- London Legal Aid Area Committee ex parte Ewing, and not strict test applied in Becker -v- Teale (1971) 1 WLR 1475.
41. Contended that court must construe provisions of section 42(3) Supreme Court Act 1981 with reference to phrase "reasonable grounds" as it stands today, and that Parliament clearly intended to change law when enacted section 42(3) Supreme Court Act 1981 from previous provisions of section 51 Supreme Court of Judicature (Consolidation) Act 1925.
42. Contended that test for leave under section 42(3) Supreme Court Act 1981, similar also to that on preliminary perusal of application for grant of leave to move for Judicial Review.
43. See IRC -v- National Federation of Self Employed and Small Businesses (1982) AC 617, per Lord Diplock pages 642 para H to 643 para A,
"The whole purpose of requiring that leave should first be obtained to make the application for judicial review would be defeated if the Court were to go into the matter in any depth at that stage. If on a quick perusal of the material then available, the Court thinks that it discloses what might turn out to be an arguable case in favour of granting the relief claimed, it ought, in the exercise of a judicial discretion, to give him leave to apply for that relief."
44. In any event, phrase "an abuse of the process of the court" and "are reasonable grounds" in section 42(3) Supreme Court Act 1981 must now be "read and given effect in a way which is compatible with the Convention rights", see section 3(1) Human Rights Act 1998.
45. However, these phrases may by themselves be incompatible with the convention, as may be too vague and not reasonably foreseeable thereby lacking certainty.
46. For legislation to be compatible with European Convention by restricting access to the courts relating to right of access under schedule 1 article 6(1) Human Rights Act 1998, and also "freedom of expression in a democratic society" under article 10(1) Human Rights Act 1998, measures must be "established by law" and prescribed by law.
47. For principles, see Sunday Times -v- UK (1979) 2 EHRR 245, 271, para 49,
"must be adequately accessible : the citizen must be able to have an indication that is adequate in the circumstances of the legal rules applicable to a given case. Secondly, a norm cannot be regarded as a "law" unless it is formulated with sufficient precision to enable the citizen to regulate his conduct : he must be able - if need be with appropriate advice - to foresee, to a degree that is reasonable in the circumstances, the consequences which a given action may entail."
48. For recent application of principle, see Hashman and Harrup -v- UK relating to terms of binding over order being too vague and uncertain.
49. Also contended that not reasonably foreseeable whether "leave" would be granted or not, and summary nature of hearing without detailed examination of law and facts, may also be too vague and uncertain.
CANNON OF STATUTORY CONSTRUCTION APPLICABLE TO SECTION 42 SUPREME COURT ACT 1981
1. Literal strict interpretation must be given to section 42 of Supreme Court Act 1981. Statutes removing rights of citizen to be interpreted as though were penal statute.
2. See Maxwell on Statutes, 12 Edition pages 251-252, and Walsh -v- Secretary of State for India (1863) 10 HLC 367, per Lord Westbury LC and Hugh -v- Windust (1884) 12 QBD 224, per Bowen LJ.
3. See also Bennion on Statute Law 3rd Edition by Francis Bennion at pages 149-150, "Impairment of rights in relation to law and legal proceedings".
4. The removal of legal remedies to be strictly construed and this must apply to provisions of section 42(1A)(a)(b)(c) and (3) Supreme Court Act 1981, see Boulting -v- Association of Cinematograph, Television and Allied Technicians (1963) 2 QB 606.
5. Same approach would apply to phrase "reasonable grounds" in section 42(3) Supreme Court Act 1981 to give a broader and more lenient meaning more favourable to Applicant.
6. Further if any ambiguity in statute, more lenient interpretation should be given in favour of subject, see David -v- Da Silva (1934) AC 106, and Wonderland Cleathorpes (1965) AC 58, per Viscount Simmons at page 71 and D’Avigdor-Goldsmid -v- Inland Revenue Commissioners (1953) AC 347.
7. Mischief rule inapplicable to penal statutes, see London & County Commercial Properties Investments Ltd -v- Attorney-General (1953) 1 WLR 312, per Upjohn J page 319, and Tuck & Sons -v- Priester (1887) 19 QBD 629, page 638 and Plowman J in Re HPC Productions Ltd (1962) Ch 466, page 486, and Lord Tomlin in ICR -v- Duke of Westminster (1936) AC 1.
8. Attorney-v- Jones (1990) 2 All ER 636 wrongly decided that mischief rule applied to interpretation of section 42 Supreme Court Act 1981, per Donaldson MR at page 638 para H.
9. This dictum not binding on any subsequent Court of Appeal, or lower court as either decided per incuriam, see W A Sharratt Ltd -v- John Bromley Church Stratton Ltd (1985) QB 1038 regarding cannon of interpretation applicable, or in conflict with Re Boaler (1915) 1 KB 21 which may be equally binding on Court of Appeal and High Court.
10. Re Boaler (1915) 1 KB 21 authority on interpretation of meaning of "legal proceedings" which given restrictive meaning to excluding criminal proceedings in Vexatious Actions Act 1896 which statutory predecessor of section 42 Supreme Court Act 1981, and apart from some amendments, is consolidating statute.
11. Re Boaler (1915) 1 KB 21 approved by Court of Appeal in Ex parte Ewing (No 2) (1994) 1 WLR 1553, per Bingham MR at page 1558 para F-G.
"The principle of construction for which Mr Ewing contends is sound."
12. Both Attorney-v- Jones (1990) 2 All ER 636 and Becker -v- Teale (1971) 1 WLR 1475 regarding approach to interpretation to section 42 Supreme Court Act 1981 may be by implication overruled in any event by approval of Re Boaler (1915) 1 KB 21 in Ex parte Ewing (No 2) (1994) 1 WLR 1553.
13. In construing consolidating Act, Parliament presumed not to alter existing law, see Gilbert -v- Gilbert (1928) P 1, per Scrutton LJ and R -v- Governor of Brixton Prison ex parte De Demko (1959) 1 QB 268, per Lord Evershed MR.
14. Also presumption that words in present statute bear same meanings as former, see Crook -v- Edmondson (1966) 2 QB 81, and therefore cannon of interpretation applied in Re Boaler (1915) 1 KB 21 still applicable to whole of section 42 Supreme Court Act 1981.
15. Authorities considered and fully discussed in Maxwell on the Interpretation of Statutes 12th Edition at pages 20-25.
16. Strict literal rule applicable to abrogation of rights of citizens applied in Re Boaler (1915) 1 KB 21, per Kennedy LJ pages 34-35,
‘But if it includes an abridgement of the rights of the subject in regard to redress for crimes committed in regard to his person or his property, one would, I venture to think justly expect the Legislature, instead of using words of general import, to make it quite clear that criminal proceedings were intended to be included in the enactment. "Statutes which encroach on the rights of the subject whether as regards person or property, are similarly" (the learned author has in the preceding chapter been dealing with the construction of Penal Acts)" subject to a strict construction..... It is a recognised rule that they should be interpreted, if possible, so as to respect such rights." (Maxwell on the Interpretation of Statutes, 5th ed. p 461.)’
17. See principle further expounded in Re Boaler (1915) 1 KB 21, per Scrutton LJ pages 38-39,
-------------------------------------------------------------------------------"a strict construction of penal laws, or statutes encroaching on rights, especially the liberties of the subject, or imposing burdens; all are cases where general words have been cut down to a narrower meaning in endeavouring to seek the intention of the Legislature, not from the widest meaning of the words used, but from the considerations that must have influenced Parliament in framing the enactment."-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------"In the case of this statute the Legislature clearly intends to interfere with some rights of persons, and uses words capable of extension to rights of litigation in criminal matters, but in my opinion more suitable to the subject-matter of rights of litigation in civil matters only. In my view, looking at the enacting parts of the statute only, the presumption against interference with the vital rights and liberties of the subject entitles, even compels, me to limit the words to that meaning which effects the least interference with those rights."
18. Again in Re Boaler (1915) 1 KB 21, per Scrutton LJ page 41 principle overwhelmingly applied to construction of Act,
"I decline to make this more serious interference with the liberty of the subject, unless the Legislature uses language clear enough to convince me that that was its intention, and I think ample meaning is provided for its words, and ample remedy is provided for the grievance in respect of which Parliament was legislating by putting the narrower construction on the general words it has used."
19. There is presumption that Parliament cannot exclude individual’s recourse to the courts unless provisions that purport to do so are clear and unambiguous, see Viscount Simonds in Pax Granite Ltd -v- Ministry of Housing and Local Government (1960) AC 260, page 286.
20. Many English authorities regarding proper access to courts unless right specifically removed by statute without any ambiguity, see Re Boaler (1915) 1 KB 21, per Scrutton LJ page 36,
"One of the valuable rights of every subject of the King is to appeal to the King in his courts if he alleges that a civil wrong has been done to him,"---------------------------------------------------"This right is sometimes abused and it is, of course, quite competent to Parliament to deprive any subject of the King of it either absolutely or in part. But the language of any such statute should be jealously watched by the courts, and should not be extended beyond its least onerous meaning unless clear words are used to justify such extension"
21. This approved of in Chester -v- Bates (1920) 1 KB 829, per Darling J applying Magna Carta,
"To no one will we sell, to none will we deny, to none will we delay, right or justice"
22. See also R -v- Secretary of State for Home Department ex parte Ruddock (1987) 2 All ER 518, per Taylor J at page 527 paras F-G,
----------------------------------------------------------------------------------------------------------------------------------------------------------"I bear in mind that every citizen has a right to come to the courts for relief, and it is will established that even where statute is relied on, only the most clear and unequivocal words would entitle the courts to deny him access (see R & W Paul Ltd. -v- Wheat Commission (1936) 2 All ER 1243 at 1247, (1937) AC 139 at 153 per Lord Mcmillan, Pyx Granite Co. Ltd. -v- Ministry of Housing and Local Government (1959) 3 All ER 1 at 6, (1960) AC 260 at 286 per Viscount Simonds, Raymond -v- Honey (1982) 1 All ER 756 at 762, (1983) 1 AC 1 at 14 per Lord Bridge)."--------------------------------------------
23. All previous interpretations of cannon of statutory interpretation applicable to section 42 Supreme Court Act 1981 and its predecessors, must now be "read and given effect in a way which is compatible with the Convention rights", see section 3(1) Human Rights Act 1998.
25. This provision may have profound effect as to application of section 42 Supreme Court Act 1981, and interpretation of phrase "leave" etc., in section 42(3) Supreme Court Act 1981.
RETROSPECTIVE GRANTING OF LEAVE UNDER SECTION 42(3) SUPREME COURT ACT 1981
1. Contended that if leave required, it may be granted retrospectively under section 42(3) Supreme Court Act 1981 "nunc pro tunc".
2. Claim form in present case had to be issued on or before 20 April 2000 in order that action would not be barred under section 2 Limitation Act 1980 as having initially "accrued" from 20 April 1994.
3. Claim Form filed with Clerkenwell County Court on 20 April 2000 and issued under Part 7 rule 7.2(1) Civil Procedure Rules 1998 on 23 April 2000.
4. Claim form not served, pending determination of present application under section 42(3) Supreme Court Act 1981.
5. For purposes of section 2 Limitation Act 1980, action instituted on date of filing of claim not date Claim Form issued.
6. See Part 7 Practice Direction 5.1, which provides,
"Proceedings are started when the court issues a claim form at the request of the claimant (see rule 7.2) but where the claim form as issued was received in the court office on a date earlier than the date on which it was issued by the court, the claim is "brought" for the purposes of the Limitation Act 1980 and any other relevant statute on that earlier date."
7. Not necessary for Claim Form to be re-issued after grant of such leave under section 42(3) Supreme Court Act 1981, as it would have legal effect of validating current Claim Form which not rendered nullity if leave not obtained prior to issuing it at Clerkenwell County Court.
8. For application of similar principles under section 11(3)(d) Insolvency Act 1986, where leave required to bring proceedings against company in Administration, see judgment of Employment Appeal Tribunal Carr -v- British International Helicopters Ltd (1993) BCC 855, per Lord Coulsfield at page 864 paras A-H to page 865 paras A-C.
9. See in particular Carr -v- British International Helicopters Ltd (1993) BCC 855, per Lord Coulsfield at page 864 paras E-F,
----------------------------------------------------------------------------"In our view, the purposes of the insolvency legislation can quite well be served without requiring that a summons served, or an application made, without prior consent, should be considered to be a nullity or incompetent."---------------------------------------------------------------------------------------------------------------------------"We cannot, however, see that there is any reason why it should be necessary for the provision of such protection to treat any proceedings which may, for one reasons or another, be
commenced without consent as null, and therefore, incapable of proceeding further".-------------------------------------------------------------------------------------------------------------------------------------
10. See further in Carr -v- British International Helicopters Ltd (1993) BCC 855, per Lord Coulsfield at page 865 para C,
------------------------------------------------------------------------------------------------------------------------------------------------------------"In the whole circumstances, therefore, we consider that the industrial tribunal were wrong in holding that the present application was a nullity, and that the appropriate course would have been to sist the application in order to allow the applicant an opportunity to apply for consent for the proceedings to be brought, should the administrator persist in taking the point."
11. This followed and approved in respect of applications for leave to bring proceedings against individual bankrupts under section 285(3)(b) Insolvency Act 1986.
12. See In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473, per Lindsay J where all relevant authorities and principles considered.
13. See In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473 where English authorities fully reviewed, per Lindsay J at page 477 paras E-H to page 482 paras A-B.
14. See further in In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473 for review of Commonwealth authorities, per Lindsay J at page 482 paras F-H to page 486 paras A-G.
15. Held that section 285(2) and 130(2) Insolvency Act 1986 mandatory and not directory, and if leave not able to be granted retrospectively, would lead to injustice and inconvenience, especially relating to compliance with time limits etc.
16. See In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473, per Lindsay J at page 486 para H to page 487 paras A-H, and in particular page 487 paras D-H.
17. For general statements of principles to be gathered from review of authorities, see In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473, per Lindsay J at page 491 paras E-H to page 493 paras A-C.
18. In particular, relating to specific statutory language relating to condition precedent, see In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473, per Lindsay J at page 491 paras F-G, to page 492 paras B-C,
--------------------------------------------------------------------------------------------------------------------------------------------------------------"As the Court of Appeal emphasised in Rendall v. Blair, 45 Ch.D. 139, the legislator knows well enough how to provide that leave shall be a strict condition precedent to valid proceedings being issued and that clear words are to be used if that is intended, words perhaps even requiring a provision for the dismissal of proceedings if the condition precedent is not satisfied. Without some such clear language being used the provision can be taken to be directory––the word used in Rendall v. Blair, and, in Australia, used in In re Testro Bros. Consolidated Ltd. [1965] V.R. 18 and In re Horsham Kyosan Engineering Co. Ltd. [1972] V.R. 403. To the same effect is the view taken in Canada (Wheat Board) v. Kyupski, 26 C.B.R.(3d) 293 and elsewhere that a want of leave is only an irregularity."
-----------------------------------------------------------------------------------------------------------------------------------------------------------"When the legislature means a thing to be void, it says so, as in sections 128(1) and 130(2), a point corresponding to one made by Blair J. in New Zealand in Brown v. E.G. Laurie Ltd [1930] N.Z.L.R. 23. I am entitled also to have in mind that a strictly literal construction leads, as is here accepted, to some absurdity which consideration must, however little, open the door to a more purposive construction and which weakens the force of the strict letter of the section which, as I accept, would ordinarily lead to leave to commence being available only before commencement."
19. For example of restriction of legal action with penalties for non-compliance unless condition precedent complied with, see protection given to police regarding procedure for action for damages under Magistrates’ Warrant under section 6 Constables’ Protection Act 1750.
20. There provided unless request to inspect Warrant and copy taken, any subsequent proceedings liable to non-suit.
21. Clear this principle must be equally applicable to section 42(3) Supreme Court Act 1981, as no specific provisions providing for penalties in section 42 at all.
22. This principle also supported by fact that appears that no statutory jurisdictional bar to making more than one application for leave under section 42(3) Supreme Court Act 1981, although conceded that might be an abuse of process unless subsequent change in law or new facts or evidence have emerged since last refusal of leave.
23. See Attorney-General -v- Menzies CA transcript 97/0910 4 June 1997, per Pill LJ at page 5 paras F-H to page 6 paras A-B,
-------------------------------------------------------------------------------"‘It is our view (and, as I read Schiemann LJ’s statement after judgment to which I have referred, it is his view) that because the matters are all of a part, Mr Menzies should have the opportunity to make the renewed application for leave to apply for judicial review, notwithstanding the existence of the section 42 order. There does not appear to be a ban upon a second application for leave under section 42, and neither the court nor Mr Menzies have found any authority dealing with that point. We consider that if he wishes to pursue his applications further, he should again seek leave to make the renewed application, notwithstanding the existence of the section 42 order."--------------------------------------------------------------------------------------------
24. Refusal of leave under section 42(3) Supreme Court Act 1981 in any event also not defined in any way as being "final" as no provision in statute to that affect.
25. This contrasted with position under section 1 Vexatious Actions Scotland Act 1898 which although enacted in almost identical terms to original Vexatious Actions Act 1896, amended by section 19 Law Reform (Miscellaneous Provisions)(Scotland) Act 1980 by inserting after section 1, section 1A.
26. Section 1A specifically provides for finality of refusal, see section 1A Vexatious Actions Scotland Act 1898, which provides,
"A decision of the Lord Ordinary to refuse leave, under section 1 of this Act, to institute legal proceedings shall be final."
27. For encapsulation of ratio decidendi relating to granting of retrospective leave "nunc pro tunc", see In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473, per Lindsay J at page 492 paras E-H to page 493 para A,
"As to whether the possibility of retrospective leave jeopardises the purposes of the section, a whole century of experience of such leave being available in the Commonwealth provides no example of any such jeopardy, nor do I see any such jeopardy as likely to ensue here, nor did Lord Coulsfield in the long citation from Carr v. British International Helicopters Ltd. [1994] I.C.R. 18, 30 which I have cited above."
-----------------------------------------------------------------------------------------------------------------------------------------------------------"I share with the Full Bench in Lahore in 1942 the view that, if the section is capable of being read more than one way, there is no doubt which way entails the less injustice and inconvenience. If, as I hold, the words used are in their full historical context fairly capable more than one meaning, it is legitimate for me to adopt a meaning which gives effect to the statutory purpose, rather than frustrating it, as in my view an inflexible powerlessness to give leave even in the most glaring of cases would do: see Bristol Airport Plc. v. Powdrill [1990] Ch. 744, 759B."
-----------------------------------------------------------------------------------------------------------------------------------------------------------"Accordingly, I hold that leave may in appropriate circumstances be give under section 285(3), notwithstanding that the proceedings in question have already been commenced.
As to the form of leave, as leave to continue proceedings (as might be given under section 130(2)) is not possible section 285(3) relates only to the commencement of the proceedings, there is not open to me that benign sophistry have sometimes given leave to continue proceedings in cases where leave to commence had not been given and have thereby disguised the nature of the problem. The jurisdiction in bankruptcy, if I am
right and if leave is to be given here, can only be leave nunc pro tunc to commence the proceedings."------------------------------------------------------------------------------------------------------------------
28. Contended that this principle applies also to section 42(3) Supreme Court Act 1981, and if any ambiguity of interpretation in section, as should also be given a penal interpretation, then any ambiguity of meaning should be determined in applicants’ favour, see Re Boaler [1915] 1 KB 21.
29. In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473 subsequently followed and approved in Bristol & West Building Society -v- Trustee of the property of John Julius Back (a bankrupt) and Stuart Samuel Melinek (a bankrupt) (1997) BPIR 358, per David Young QC sitting as Deputy Judge of High Court.
30. Contended that In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473 and Bristol & West Building Society -v- Trustee of the property of John Julius Back (a bankrupt) and Stuart Samuel Melinek (a bankrupt) (1997) BPIR 358, should be subsequently followed by judges of first instance.
31. See Police Authority for Huddersfield -v- Watson (1947) 1 KB 842, per Goddard CJ at page 848,
"Here, we are now one court and we are not considering a decision of a court of co-ordinate jurisdiction. We are considering a decision of this court. So far as the dictum of Grove J. is concerned, I can only say for myself that I think the modern practice, and the modern view of the subject, is that a judge of first instance, though he would always follow the decision of another judge of first instance, unless he is convinced the judgment is wrong, would follow it as a matter of judicial comity. He certainly is not bound to follow the decision of a judge of equal jurisdiction. He is only bound to follow the decisions which are binding on him, which, in the case of a judge of first instance, are the decisions of the Court of Appeal, the House of Lords and the Divisional Court."
32. Also see Colchester Estates (Cardiff) -v- Carlton Industries plc (1986) Ch 80, per Nourse J at page 85, approved in In re Saunders (a bankrupt) In re Bearman (a bankrupt) (1996) 3 WLR 473, per Lindsay J at page 489 para E,
"‘As I read what Nourse J. is saying, he is doing no more than stating what is practical common sense and ordinary judicial comity. One judge does not gratuitously depart from, still less review, another’s decisions. The law having been stated by one judge, another judge will not lightly differ from what he has said. Where the judgment in question is fully reasoned after full argument it will have very great persuasive authority which it may be difficult for any litigant at first instance to displace." (Emphasis added.)’
33. For final illustration of principle see Johnson -v- Valks (2000) 1 All ER 450, where Applicant only had leave under section 42(3) Supreme Court Act 1981 to "institute" his action in County Court from Moses J.
34. Held that this granting of leave did not authorise further making of application for permission to appeal to Court of Appeal, and that further leave was required from High Court.
35. In that case, applicant had already filed his application for permission to appeal when Civil Appeals Office listed his application for ruling on whether he needed leave or not.
36. Court did not hold however that although he needed further leave under section 42(3) Supreme Court Act 1981, this nullified application for permission already lodged.
37. Court of Appeal reconstituted as single judge of High Court and granted leave retrospectively, see Johnson -v- Valks (2000) 1 All ER 450, per Sir Richard V-C at page 456 para B.
38. Johnson -v- Valks (2000) 1 All ER 450 therefore binding authority of Court of Appeal that leave under section 42(3) Supreme Court Act 1981 may be granted retrospectively, as otherwise application for permission to appeal in that case would have been nullity.
39. If court were to hold otherwise, would in effect be going against judgment and intention of Court of Appeal in Johnson -v- Valks (2000) 1 All ER 450.
40. In any event, phrase "leave" in section 42(3) Supreme Court Act 1981 must now be "read and given effect in a way which is compatible with the Convention rights", see section 3(1) Human Rights Act 1998.
41. Contended that phrase "leave" must be construed as being able to grant "leave" retrospectively in accordance with section 3(1) Human Rights Act 1998, whatever may have been previous position in domestic law, which appears to have been in conformity with compliance with "convention rights" in any event prior to October 2 2000.
Dated this 1 day of November 2000 Signed
TERENCE PATRICK EWING
Applicant