IN THE COURT OF APPEAL CO/0565/96

QBCOF/1253/D

ON APPEAL FROM THE HIGH COURT OF JUSTICE

QUEEN’S BENCH DIVISION

 

DIVISIONAL COURT

 

(THE RIGHT HONOURABLE LORD JUSTICE ROSE AND

THE HONOURABLE MR JUSTICE HOOPER)

 

 

IN THE MATTER OF section 42(1) of the Supreme Court Act 1981 as amended by section 24 of the Prosecution of Offences Act 1985

AND IN THE MATTER OF Lewis Frank Foley known also as Frank Lewis Foley and Harry Desmond Foley

 

 

B E T W E EN :- HER MAJESTY’S ATTORNEY-GENERAL Respondent/

Applicant

- and -

 

LEWIS FRANK FOLEY KNOWN ALSO 1 Appellant

AS FRANK LEWIS FOLEY Respondent

and

 

HARRY DESMOND FOLEY 2 Appellant

Respondent

 

_________________________________________________________________

 

SKELETON ARGUMENT ON BEHALF OF 2 APPELLANT

HARRY DESMOND FOLEY

_________________________________________________________________

 

 

TIME ESTIMATE - 3 days

 

LIST OF ISSUES

 

RELIANCE ON ADDITIONAL GROUNDS TO THOSE ON WHICH LEAVE TO APPEAL GRANTED ON 21 AUGUST 1997

1. Whether Court of Appeal may entertain additional grounds apart from the grounds upon which limit leave to appeal was granted by Court of Appeal on 21 August 1997?

2. Whether Court of Appeal had jurisdiction to restrict grant of leave to appeal to Court of Appeal under Order 59 rule 14(2)(b) RSC 1965 in any event?

 

 

 

 

VALIDITY OF THEN LAW OFFICERS’ AUTHORISATION FOR APPLICATION FOR "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT UNDER SECTION 42(1) SUPREME COURT ACT 1981

1. Whether sufficient proof before Divisional Court that then HM Attorney-General delegated authority to then HM Solicitor-General under section 1(1)(c) Law Officers Act 1944 to make application for "Civil Proceedings Order" against 2 Appellant?

2. Whether sufficient proof before Divisional Court that then HM Solicitor-General thereafter authorised making of application for "Civil Proceedings Order" against 2 Appellant?

3. Whether hearsay evidence contained in para 6 of 2 Affidavit of Charlotte Isobel Martin sworn on 10 July 1996, contravened article 6(1) Convention for the Protection of Human rights and Fundamental Freedoms?

4. Whether Respondent should be permitted to file further evidence in Court of Appeal relating to issues No 1-2?

 

 

 

CHALLENGING DECISION TO APPLY FOR "CIVIL PROCEEDINGS ORDER" OF GOVERNMENT LAW OFFICERS

1. Whether also sufficient proof before Divisional Court that then HM Solicitor-General had personally considered papers in the case and whether such an application would be in public interest?

2. Whether decision of Government Law Officers to apply for "Civil Proceedings Order" can be challenged in a court as being oppressive and unconstitutional?

 

 

 

VALIDITY OF APPLICATION FOR CIVIL PROCEEDINGS ORDERS IN NAME OF HM ATTORNEY-GENERAL

1. Whether application for "Civil Proceedings Order" against 2 Appellant was correctly brought in name of HM Attorney-General if he purported to delegate authority to bring the proceedings to then HM Solicitor-General under section 1(1)(c) Law Officers Act 1944?

2. Whether then HM Solicitor-General had authority to further delegate authority for bringing application against 2 Appellant to Treasury Solicitors’ Department?

 

 

 

 

DENIAL OF "NATURAL JUSTICE" BY DIVISIONAL COURT TO 2 APPELLANT

 

BREACH OF "AUDI ALTERAM PARTEM" RULE AND SECTION 42(1) SUPREME COURT ACT 1981

1. Whether 2 Appellant denied "natural justice" by Divisional Court denying him opportunity to be heard in relation to all of legal issues raised in his skeleton argument relating to the Law Officers and related matters?

2. Whether as a result, Divisional Court breached mandatory provisions of section 42(1) Supreme Court Act 1981 and whether this rendered "Civil Proceedings Order" against 2 Appellant void ab initio and a nullity?

 

 

 

FAILURE TO SUPPLY COPIES OF "BENCH MEMOS/SUMMARIES" OF CROWN OFFICE AND CIVIL APPEALS OFFICE LAWYERS TO 2 APPELLANT

1. Whether 2 Appellant denied "natural justice" by failure of Divisional Court to either inform him that they had been supplied with confidential "Bench Memos/Summaries" prepared by Crown Office lawyers and to provide 2 Appellant with copies?

2. Whether 2 Appellant entitled under rules of "natural justice" to be provided with copies of confidential "Bench Memos/Summaries" prepared by "judicial assistants" of Civil Appeals Office?

 

 

 

 

LACK OF IMPARTIAL HEARING BEFORE DIVISIONAL COURT AND COURT OF APPEAL BY BEING BROUGHT BY THEN LAW OFFICERS

1. Whether there was lack of an "independent and impartial tribunal" before Divisional Court as required by Article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms as result of application being brought on behalf of HM Attorney-General, due to his or his predecessors and also HM Solicitor General or his predecessors being consulted regarding appointment of High Court Judges?

2. Whether there was lack of an "independent and impartial tribunal" before Divisional Court as required by Article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms as result of application being brought on behalf of HM Attorney-General, due to his or his predecessors and also HM Solicitor General or his predecessors being consulted regarding appointment of High Court Judges before being appointed as Lord Justices of Appeal?

3. Whether there was lack of an "independent and impartial tribunal" before Divisional Court as required by Article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms as result of application being brought on behalf of HM Attorney-General, due to his or his predecessors and also HM Solicitor General or his predecessors being members of HM Government due to recommendations of Lord Chancellor as to appointment of High Court judges, and recommendation of Prime Minister on advice from Lord Chancellor regarding appointment of Lord Justices of Appeal?

4. Whether the hearing before the Court of Appeal is before an "independent and impartial tribunal" as required by Article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms for the reasons set out in paragraphs 1-3 herein?

 

 

 

 

LENGTH AND PROPORTIONALITY OF "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT

1. Whether Divisional Court should have differentiated between 1 and 2 Appellants in making indeterminate Civil Proceedings Orders and should have made such Orders limited in time in respect of either or both of them under section 42(2) Supreme Court Act 1981?

2. Whether Divisional Court should have applied any tariff criteria applicable to seriousness of cases involving 2 Appellant before making indeterminate "Civil Proceedings Order" under section 42(2) Supreme Court Act 1981?

3. Whether Court of Appeal should set aside "Civil Proceedings Order" of 2 Appellant as being disproportionate in effect due to length of Order, or should reconsider issue itself de novo under Order 59 rule 10(3) RSC 1965?

 

 

 

 

EXTENT AND EFFECTS AND PROPORTIONALITY OF "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT

1. Whether Divisional Court’s exercise of its discretion in making "Civil Proceedings Order" was disproportionate in effect in respect of 2 Appellant by restricting bringing of further actions in respect of subject matter wholly unrelated to actions taken into account by Divisional Court?

2. Whether Divisional Court should have considered utilisation of alternative remedies by Injunction under section 37(1) Supreme Court Act 1981 and/or under inherent jurisdiction of court as being more proportionate remedy in respect of actions involving 2 Appellant?

 

 

 

 

 

PROPOSITIONS OF LAW

 

RELIANCE ON ADDITIONAL GROUNDS BY 2 APPELLANT TO THOSE ON WHICH LEAVE TO APPEAL GRANTED ON 21 AUGUST 1997

 

WHETHER FURTHER ORIGINAL GROUNDS OF APPEAL MAY BE ARGUED ADDITIONALLY TO THAT ON WHICH LEAVE TO APPEAL INITIALLY GRANTED

1. Court of Appeal granted leave to 2 Appellant simultaneously with Appellant, his brother on 31 August 1997, although 2 Appellant not present in court at time due to illness, court permitted him to be represented by 1 Appellant.

2. Although leave granted to 2 Appellant as indulgence in his absence, this was on basis that his case raised exactly same points relating to constitutional points of law of public importance as that of 1 Appellant, and would have been unfair in those circumstances to deny right of appeal to him.

3. Court of Appeal however, purported to limit leave to appeal to issue of whether proceedings properly brought by Attorney-General, and whether sufficient or any evidence of this before Divisional Court,

4. See 2 Appellant’s Core Bundle, Notice of Appeal dated 29 August 1997, grounds 1-8 at pages 2-5 and Court of Appeal's Order dated 21 August 1997 granting leave to appeal at pages 16-18, and in particular, para 1 of Order at pages 16-17.

5. See Order 59 rule 14(2)(b) RSC 1965, which provided at time of original granting of leave,

"An application to the Court of Appeal for leave to appeal shall––

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(b) be made ex parte in writing setting out the reasons why leave should be granted"-------------------------------------

"and the Court may grant or refuse the application or direct that the application be renewed in open court either ex parte or inter parties."

6. This wording not changed in new Court Rules, and in particular Order 59 rule 14(2)(b) RSC 1965, apart from replacement of "leave" with "permission".

7. In order to obtain such leave from Court of Appeal, prospective Appellant must therefore show prima facie case for appeal made out, and that issue or point of law raised which requires clarification in public interest by court.

8. Contended that test of prima facie case similar to that required to obtain leave to move for Judicial Review from High Court under Order 53 rule 3(1) RSC 1965, which similar filtering process to weed out unmeritorious applications which disclose no arguable case and have no reasonable prospects of success.

9. Tests for granting leave to appeal by Court of Appeal fully set out in Ex parte Gilchrist re Armstrong (1886) 17 QBD 521, per Esher MR at page 527-528,

"I desire to add this. The Divisional Court refused an application for leave to appeal from their decision, but leave to appeal was given by this Court. The jurisdiction which the judges of the Divisional Court have to give or to refuse leave to appeal from their own decisions is a very delicate one. Merely to say that they are satisfied their decision is right is not, I venture to suggest, a sufficient reason for refusing leave to appeal, when the question involved is one of principle and they have decided it for the first time. If that was carried to its legitimate conclusion, they ought to refuse leave to appeal in every case."

10. See further in Buckle -v- Holmes (1926) 2 KB 125, per Banks LJ at page 127,

"We gave leave to appeal in this case, not because we thought there was any real doubt about the law, but because the question was one of general importance and one upon which further argument and a decision of this Court would be to the public advantage."

11. These principles now mirrored in Court of Appeal Practice Direction, see Practice Note (1999) 1 All ER 186.

12. Contended that remaining grounds are in any event clearly prima facie arguable and raise issues of public importance that should be considered by court, viz. denial of Natural Justice by Divisional Court in breach of mandatory provisions of section 42(1) Supreme Court Act 1981 and length and proportionality of "Civil Proceedings Order" made against him.

13. See similar requirements for obtaining leave in Order 53 rule 3(1) RSC 1965, which provided at time,

"No application for Judicial Review shall be made unless the leave of the Court has been obtained in accordance with this rule."

14. Divisional Court held in R -v- Bow Street Stipendiary Magistrate ex parte Roberts and ors (1990) 3 All ER 487, that in cases where single judge has granted leave to move for Judicial Review on limited grounds, unnecessary to renew applications for leave regarding grounds on which leave not specifically granted.

15. If Applicant nevertheless wishes to argue additional grounds on which leave not granted at substantive hearing, procedure is to serve adequate notice on respondent that at hearing, Applicant will seek to rely on those additional grounds in support of application, even though previous leave not been granted by single judge.

16. See R -v- Bow Street Stipendiary Magistrate ex parte Roberts and ors (1990) 3 All ER 487, per Watkins LJ at page 489 paras C-E,

--------------------------------------------------------------------------------------

"Where an applicant has made an application for leave to apply for judicial review on a number of grounds and is given leave to move expressly upon one of them, for example, it is unnecessary for him to renew his application to this court for the purpose of relying on the grounds upon which he has not specifically been given leave to move provided, and this is of the utmost importance, that he gives notice to the respondent whoever he may be,"-------------------------------------------"that he intends to rely at the substantive hearing to rely on one or more of the other grounds on which he has not expressly been given by the single judge leave to move. That is so that the respondent shall have ample opportunity to consider his position in respect of the other grounds on which the applicant seeks to rely.

If that is not generally known and so as to remove all doubt about it for the future, I emphasise that any applicant who seeks to rely on grounds specified in his notice and in respect of which the single judge has not given leave and who intends to rely upon one or more of those grounds should within 21 days of the service of the notice of motion serve upon the respondent a notice which specifies that or those of other grounds. It is not necessary to make a formal application under Form 86B."

17. Contended that practice approved by Divisional Court in R -v- Bow Street Stipendiary Magistrate ex parte Roberts and ors (1990) 3 All ER 487, must ipso facto be applicable to appeals in Court of Appeal, where court has granted leave to appeal on limited grounds.

18. Procedure approved in R -v- Bow Street Stipendiary Magistrate ex parte Roberts and ors (1990) 3 All ER 487, therefore adopted by 2 Appellant in present case, as clearly indicated by his Notice of Appeal that would seek to rely on additional grounds of appeal in respect of which leave not granted on 21 August 1997.

19. See 2 Appellant’s Core Bundle, Notice of Appeal dated 29 August 1997, grounds 9-22 at pages 5-8, and in particular, notification heading that 2 Appellant would seek to rely on those additional grounds at page 5.

20. Therefore contended that 2 Appellant completely free to argue additional points in respect of which leave not granted, and would be wholly wrong of Court of Appeal to attempt to refuse him leave to do so, especially as was not present on 21 August 1997.

21. In any event, in present case although Court of Appeal merely purported to grant limited leave, did not specifically go on to refuse leave on remaining grounds, which would in any event leave 2 Appellant free to advance additional original grounds on which leave to appeal sought.

22. Court of Appeal has since adopted similar principles, see Greenhalls Management Ltd -v- Canavan Court of Appeal transcript 19 May 1997, per Mummery LJ, at page 4 paras B-C,

"The order granting leave does not limit the grounds on which the appeal may be argued at the substantive hearing (which will be by way of a re-hearing). The order states only one reason for granting leave. It does not expressly, or, in my view, by necessary implication, exclude the other grounds of appeal from argument at the substantive hearing. Hirst LJ did not refuse leave to appeal on the many other grounds in the notice of appeal."

23. See further in Greenhalls Management Ltd -v- Canavan Court of Appeal transcript 19 May 1997, per Mummery LJ, at page 5 paras E-F,

"The reason stated for the grant of leave draws attention to one only of the possible issues on the appeal, but does not exclude consideration by the full court of all the grounds of appeal."--------------------------------------------------------------------------------------

24. See most importantly in Greenhalls Management Ltd -v- Canavan Court of Appeal transcript 19 May 1997, per Woolf MR, at page 6 paras F-H to page 7 paras A-G,

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"I would add just a few words because perhaps this is a convenient opportunity to give some assistance as to general practice in cases where leave to appeal has been given, but where there is a desire on the part of an appellant to advance arguments which have not attracted the approval of the single Lord Justice or two Lords Justices who gave leave to appeal.

A Lord Justice who is considering giving leave to appeal can do one of three things:

1. he can give leave generally without indicating any particular preference for one ground or another relied on at that stage by a would-be appellant; or

2. he can give leave, but indicate, for the guidance of the parties who will appear on the appeal and the court considering the appeal, his view as to the merits of one or more grounds of appeal, and, perhaps, implicitly indicate his view of the lack of merit of the other grounds of appeal; or

3. he can give leave to appeal on specified grounds only indicating that he is not giving leave in relation to the other grounds.

For the reasons indicated by Lord Justice Mummery, this present application relates to leave which was given which, in its terms, falls within the second of the categories that I have mentioned. It was not a leave which was limited to one or some grounds only. If it had been so limited. and therefore fell within the third category I have identified, it is still open to an appellant to seek to rely on the grounds in relation to which leave has not been given if, and only if, he gets the leave of the court to rely on those grounds.

The appropriate practice to follow in the third situation is for the appellant to give notice to the respondent that he intends to rely on grounds which have not received leave, if the court gives him leave to rely on those additional grounds at the hearing of the appeal. On being notified of that, the court may determine whether or not it is an appropriate case to give that leave either at the hearing of the appeal or, if the court considers that this would be helpful, prior to the appeal."

25. These principles again considered in Yorkshire Bank plc -v- Hall and ors (1998) Times Law Report January 14, judgement December 18.

26. See Yorkshire Bank plc -v- Hall and ors (1998) handed down judgment January 14, per Walker LJ at pages 10-11,

------------------------------------------------------------------------------------------------------------------------------------------------------------"In Greenalls Management v Canavan Lord Woolf MR (with whom Ward and Mummery LJJ agreed) identified three categories of leave to appeal which might be granted: general leave ; general leave accompanied by a non-mandatory indication of those grounds on which the appellant appears to have an arguable case; and leave to appeal on one or more particular points or issues. In cases within the third category it is, the Master of the Rolls said,

"still open to an appellant to seek to rely on the grounds in relation to which leave has not been given if, and only if, he gets the leave of the court to rely on those grounds."

------------------------------------------------------------------------------------------------------------------------------------------------------------

"But once an appeal reaches the Court of Appeal for hearing, its power to regulate its own proceedings, and to permit new points to be taken, cannot be rigidly limited by the terms in which leave has been granted: see paragraphs 18 and 19 of the practice direction by Lord Woolf MR issued on 17 November 1998."

27. These principles now subject to Court of Appeal Practice Direction, see Practice Note (1999) 1 All ER 186, per Woolf MR at page 188 paras E-H,

"Limited and conditional leave

18. Leave may be limited to one or more points. It may also be conditional, eg on some special order for costs. If a court grants leave on one or more issue only, it should expressly refuse leave on other issues. The reason for this is that the other issues can then only be raised with the leave of the Court of Appeal.

19. If an appellant wishes to raise additional issues for which there is no leave to appeal, written notice of this must be given to all other parties and the Court of Appeal within 28 days of leave being granted, or 28 days prior to the hearing if this is earlier. Unless there are special reasons for making an application earlier to avoid additional expense the application to raise an additional issue should be dealt with at the outset of the appeal and all parties should normally be prepared to argue the additional issues at that hearing. If, however, a respondent considers the additional points will have a significant effect on the preparation necessary for or the length of the hearing he may inform the appellant within 14 days of receiving the notice that he requires an application to be made prior to the hearing. An application should then be made in writing within 14 days accompanied, if necessary, by short written submissions, which should be served on the respondent. The respondent may deliver short written submissions within a further 14 days. The court will, where practical, give its decision as to whether the additional point can be argued prior to the hearing of the appeal."

28. For similar approach in Court of Appeal (Criminal Division) see R -v- Jackson (1999) 1 All ER 572, at page 574 para G,

"It is fair to say that Mr Willers sought the leave of this court to pursue the interrelated grounds in relation to that aspect of the case, the learned single judge having refused leave to argue those grounds. For the avoidance of doubt, where, in granting leave to appeal on some grounds, the single judge has specifically refused leave to appeal on other grounds, the leave of this court is required before counsel may argue those other grounds."----------------------------------------------------------------------------------------------------

29. Court of Appeal would not therefore be restricted by its previous Order dated 21 August 1997 from considering original grounds in their entirety and from granting subsequent leave to appeal on those if felt appropriate.

30. In addition, 2 Appellant not present in court due to illness on 21 August 1997, when Court of Appeal granted him leave simultaneously with 1 Appellant .

31. Therefore must follow that 2 Appellant has not been heard in relation to issue of grant of leave on remaining grounds at all, and only natural justice that now be fully heard.

32. However, in view of ruling of Divisional Court in R -v- Bow Street Stipendiary Magistrate ex parte Roberts and ors (1990) 3 All ER 487, contended that not therefore necessary for him to further apply for leave in respect of those additional grounds, but if required to do so by court, 2 Appellant seeks specific leave to appeal regarding them.

33. Court of Appeal (Criminal Division) in R -v- Cox and Thomas (1999) Times Law Report February 4, judgment January 19 per Bingham CJ further held that was not necessary to have to renew grounds where single judge had granted leave on one ground under section 31 Criminal Appeal Act 1968 but not specifically refused leave on remaining ones, approving dicta in R -v- Jackson (1999) 1 All ER 572.

34. Contended that this is correct principle applicable to 2 Appellant’s current Notice of Appeal.

 

 

 

JURISDICTION OF COURT OF APPEAL TO GRANT LEAVE TO APPEAL ON RESTRICTED GROUNDS

1. Contended that provisions of Order 59 rule 14(2)(b) RSC 1965 did not give Court of Appeal jurisdiction in any event to have granted restricted leave to appeal on limited grounds to 2 Appellant, as merely provided that "Court may grant or refuse the application".

2. No specific power in Order 59 rule 14(2)(b) RSC 1965 or section 54 Supreme Court Act 1981 to restrict grant of leave to appeal, and contended that if leave granted, this operates as a grant of leave as a whole and all points then open to Appellant as of right.

3. Divisional Court in R -v- Bow Street Stipendiary Magistrate ex parte Roberts and ors (1990) 3 All ER 487 did not make any ruling as to whether practice of granting leave to move for Judicial Review on limited grounds was lawful, therefore point still open to argument as with grant of leave in Court of Appeal.

4. 2 Appellant therefore contends that would need an amendment to Order 59 rule 14(2)(b) RSC 1965, to enable Court of Appeal to grant restricted leave to appeal.

5. Desirability of this power being incorporated into provisions of Order 53 rule 3(1) RSC 1965 relating to granting of leave for Judicial Review commented on in R -v- Secretary of State for Transport ex parte Richmond upon Thames London Borough Council and ors (1994) 1 All ER 577.

6. See R -v- Secretary of State for Transport ex parte Richmond upon Thames London Borough Council and ors (1994) 1 All ER 577, per Laws J at page 600 paras H-J,

--------------------------------------------------------------------------------"But I think the case illustrates the need, which I regard as pressing, for the provisions of RSC Ord 53 to allow the court to refuse leave on some grounds, while granting it on others, as its view of the application's merits dictates."

7. Laws J clearly recognised that at present, court does not have specific power to split up grounds for granting leave to move for Judicial Review, and refusing leave on remaining ones.

8. If lacuna therefore exists in Order 53 rule 3(1) RSC 1965, then can only be remedied by Parliament on recommendation of Supreme Court Rule Committee and wrong for court to gloss over matter as indicated by Laws J.

9. For further statement of general principle applicable, see Re Sherman and Apps (1981) 72 Cr App R 266, per Donaldson LJ at page 269,

"Suffice it to say that, whilst there may well be strong grounds for amending the law, the amendment must be achieved in a constitutional manner and not by a process of modification in practice."

10. Contended that same principle must ipso facto apply to grant of leave by Court of Appeal under Order 59 rule 14(2)(b) RSC 1965.

 

 

 

 

ISSUES OF JURISDICTION NOT PERMITTED TO BE ARGUED BY 2 APPELLANT BEFORE DIVISIONAL COURT

1. Fact that issues relating to appointment of and status and locus standii of then Law Officers not able to have actually been argued in detail in 2 Appellant’s Skeleton Argument before Divisional Court wholly irrelevant, as they were attempted to have been raised, but Divisional Court wrongly refused to hear 2 Appellant in relation to them.

2. In any event, issues raised go to validity of "Civil Proceedings Order" made against 2 Appellant, and issue of proper authorisation for bringing of application for "Civil Proceedings Order" properly accepted as being raised in Court of Appeal in Attorney-General -v- Hayward (1995) 10 November 1995, to extent that additional affidavit allowed to be filed relating to alleged consents of Law Officers.

3. 2 Appellant completely free to argue points of law and jurisdiction not argued before High Court, see Norwich Corporation -v- Norwich Electric Tramways Co Ltd (1906) 2 KB 129, per Vaughan Williams LJ at page 121,

------------------------------------------------------------------------------------"I can only say with regard to that point that I have always supposed it to be well-established law that the objection that the tribunal has no jurisdiction to entertain the case is one which, at all events in reference to proceedings in the High Court, may be taken at any time. If the Court in any case is itself satisfied that it has no jurisdiction to entertain the application made, it is its duty, in my opinion, to give effect to that view, taking, if necessary, the initiative upon itself. The plaintiff's counsel failed, as it appears to me, to produce any authority for the proposition that such an objection to the jurisdiction could only be taken at the trial, for the case of Mayor, &c., of London v. Cox (1) has, I think, no application to a case of this kind."

4. See further in Norwich Corporation -v- Norwich Electric Tramways Co Ltd (1906) 2 KB 129, per Stirling LJ at page 129,

------------------------------------------------------------------------------------"It is true that the objection to the jurisdiction is taken at a very late stage in the case; and it is contended for the plaintiffs that, as it was not taken in the pleadings or before the Court of first instance, it ought to be disregarded. I fail to see how that can be so. It appears to me that such an objection to the jurisdiction may be raised at any time, and I cannot see how it is possible to hold that the defendants have waived that objection, so as to prevent their now raising it."-------------

5. Points of law regarding County Court appeals if not reliant on any new evidence or facts not found in court below, may now be argued in Court of Appeal although not taken below, see Pittalis -v- Grant (1989) 3 WLR 139, (1988) 2 All ER 622 where decision of House of Lords in Smith -v- Baker & Sons (1891) AC 325 held no longer binding due to change in statutory provisions relating to County Courts.

6. See Pittalis -v- Grant 3 WLR 139, per Nourse LJ at page 145 paras A-C,

"Even if the point is a pure point of law, the appellate court retains a discretion to exclude it. But where we can be confident, first that the other party has had opportunity enough to meet it, secondly, that he has not acted to his detriment on the faith of the earlier omission to raise it and, thirdly, that he can be adequately protected in costs, our usual practice is to allow a pure point of law not raised below to be taken in this court. Otherwise, in the name of doing justice to the other party, we might, through visiting the sins of the adviser on the client, do an injustice to the party who seeks to raise it."

7. Follows that 2 Appellant free to take all jurisdiction points and arguments relating to appointment of and locus standii of Law Officers in relation to application under section 42(1) Supreme Court Act 1981 although not permitted to be argued before Divisional Court.

 

 

 

 

VALIDITY OF "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT

 

VALIDITY OF THEN LAW OFFICERS’ AUTHORISATION FOR APPLICATION FOR "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT UNDER SECTION 42(1) SUPREME COURT ACT 1981

 

WEIGHT OF HEARSAY EVIDENCE

1. Not conceded by 2 Appellant that then HM Attorney-General actually authorised application for "Civil Proceedings Order" against him. Law Officer must personally authorise application to be made under section 42(1) Supreme Court Act 1981.

2. Otherwise application brought without jurisdiction, see R -v- Bates (1911) 1 KB 946, per Lord Alverstone CJ at page 946,

------------------------------------------------------------------------------------------------------------------------------------------------------------"Our attention has been called to the fact that an indictment under s. 2 of the Explosive Substances Act, 1883, was preferred against the appellant without the consent of the Attorney-General having been obtained as is required by s. 7 of the Act. That point is not raised by the appellant in his notice of appeal, but we should have allowed him to raise it if he had been present, and we must deal with it now as if it in fact had been raised. In our opinion the failure to obtain the consent of the Attorney-General deprived the Court of any jurisdiction to try the prisoner on the indictment, and that being so, the conviction must be quashed."---------------------------------------------------------------------------------------------------------------------

3. Not conceded by 2 Appellant that then HM Attorney-General delegated to then HM Solicitor-General authority to make application for "Civil Proceedings Order" against 2 Appellant either under section 1(1)(c) Law Officers’ Act 1944.

4. Objection was taken before Divisional Court, see 2 Appellant’s Skeleton Argument at paras 1 to 5, see pages 62-63 of 2 Appellant’s core bundle.

5. This also conceded by Amicus curiae, see Skeleton Argument of amicus at page 7 para 14(a).

6. See also R -v- Waller (1910)1 KB 364, per Lord Alverstone CJ at page 367,

------------------------------------------------------------------------------------------------------------------------------------------------------------"The principle of that decision equally applies to the consent of the Director of Public Prosecutions under the present Act. If objection is taken by the prisoner the question will arise in each particular case as to the evidence which the Court will require to satisfy itself whether there is any ground for the objection,, and then the principle which this Court laid down in Rex v. Turner (2) as to the way in which the consent may be proved will apply."---------------------------------------------------------------------------------------------------------------------------------------------------------------------------

7. Necessity for specific delegation emphasised in respect of local authority planning decision which held unlawful as result of failure to specifically delegate under section 101(1)(a) and (2) Local Government Act 1972 in R -v- St Edmundsbury Borough Council ex parte Walton (1999) Times Law Report May 5, judgment April 13, per Hooper J.

8. Also contended that no direct evidence before Divisional Court of either delegation by then HM Attorney-General to then HM Solicitor-General, or thereafter authorisation by him for application to be made.

9. Divisional Court wrong to hold that para 6 of Charlotte Isobel Martin’s 2 Affidavit sworn on 10 July 1996 sufficient evidence of consents of Law Officers, see Divisional Court transcript of judgment, Attorney-General -v- Foley, per Rose LJ at page 2 para G to page 3 paras A-F, and in particular page 3 paras C-F,

‘Before this court there is a second affidavit by Charlotte Martin of the Treasury Solicitor’s department. That affidavit is dated 10th July and in paragraph 6 it says this:

"I am instructed that a submission was put to the Solicitor-General inviting him to agree to this Application being made. A copy went to the Attorney-General who initialled it and the Solicitor-General endorsed the submission with his agreement to the making of the Application."

In my judgment that is a sufficient evidential indication of the appropriate authority for the bringing of this application.’

10. Contended that hearsay evidence contained in para 6 of Ms Martin’s 2 Affidavit sworn on 10 July 1996 insufficient evidence of delegation and consent of then Law Officers.

11. Conceded that provisions of Civil Evidence Act 1995 not applicable to present application, as proceedings issued prior to coming into force of that Act on 31 January 1997, see Bairstow -v- Queen’s Mote (1998) 1 All ER 343.

12. This also conceded by Amicus curiae, see Skeleton Argument of amicus at page 9 para 15(e).

13. In any event, no evidence before Divisional Court that Ms Martin had any personal knowledge of matters deposed to relating to involvement of then Law Officers as required by Order 41 rule 5(1) RSC 1965.

14. For consequences of affidavit were deponent swears to matters which he has no direct knowledge, see Barclays Bank plc -v- Piper (1995) Court of Appeal transcript 23 May, per LJ at page 11 paras C-G to page 12 Para A,

------------------------------------------------------------------------------

"The second Affidavit does not make clear from which source Mr Harper received particular information. I would accept the submissions of Mr Stanton that Order 14 Proceedings, because they may deprive a defendant of his opportunity to defend a plaintiff’s claim and in particular the opportunity of hearing and cross examining the plaintiff’s witnesses, make it all the more necessary that the technical requirements of an Affidavit in support of the application for Summary Judgment should be observed, so that a defendant and the Court can assess whether the information or belief as to the material matters on which the plaintiff’s claim is based were derived directly or indirectly from persons who could be expected to have the necessary knowledge or be the keepers of the necessary documents. Order 14 proceedings are quite unlike applications for Interlocutory Injunctions in which liberty to the defendant to apply to set aside the Order will be a standard term. An Order 14 Judgment finally disposes of the Action, in a summary manner. The purpose of the rules relating to the contents of the affidavit in support is to ensure that the plaintiffs have demonstrated that the case is a proper case for summary judgment. In this case it should have been simple for the Bank’s solicitor to obtain the necessary information from persons having first hand knowledge of the appellant’s loan account."

15. Application of then HM Attorney-General substantive application and proceedings in own right, therefore this not interlocutory in nature or reliefs sought, therefore Order 41 rule 5(2) RSC 1965 inapplicable.

16. As issues were not peripheral, was not appropriate for hearsay evidence, see Arab Monetary Fund -v- Hashim and ors (No 7) (1993) 4 All ER 114, per Neil LJ under heading "Discretion in relation to an order under RSC Ord 38, r 3" at page 123 paras C-F,

------------------------------------------------------------------------------"It follows therefore that when important facts are in dispute and, a fortiori, when the authenticity of documents is challenged, an order under Ord 38, r 3 that evidence of such facts may be given by the production of a document will usually be inappropriate.

Accordingly, I agree with the general approach of Bingham J in H v Schering Chemicals Ltd [19831 All ER 849 at 853, [198311 WLR 143 at 147 where he said:

‘...I think that the object of the rule is to permit the proof of matters, or to facilitate the proof of matters, which, although in issue, are largely peripheral to the major issue in the action, that is to facilitate the proof of matters which are largely, although not completely, formal. It is not, I think, the purpose of this rule to permit the adducing on an issue crucial to the outcome, as here, of material which does not rank as evidence, even for purposes of the 1968 Act and the rules of court.’

------------------------------------------------------------------------------"But I am quite satisfied that the order under Ord 38, r 3 in this case should not include any documents whose authenticity is challenged or any facts which remain genuinely in dispute."

17. Direct evidence was available and no reasonable excuse available to Respondent why such evidence should not have been used.

18. See R -v- Secretary of State for Home Dept ex parte Rahman (1996) 4 All ER 945, per Collins J in Habeas Corpus application, where observed that Respondents who relied on hearsay evidence when direct evidence available ran risk that court might attach less weight to it in those circumstances.

19. Conceded that admissibility of hearsay evidence upheld by Court of Appeal in R -v- Secretary of State for Home Dept ex parte Rahman (1997) 1 All ER 796, but weight to be attached to it purely for court itself, applying burden of proof approved of in House of Lords in R -v- Secretary of State for the Home Department ex parte Khawaja (1984) AC 74.

20. Dicta of Collins J in R -v- Secretary of State for Home Dept ex parte Rahman (1996) 4 All ER 945 relating to weight of evidence approved of by Court of Appeal in R -v- Secretary of State for Home Dept ex parte Rahman (1997) 1 All ER 796, per Hutchison LJ at page 803 paras D-G,

------------------------------------------------------------------------------------"but before doing so I anticipate my conclusions as to their effect by saying that I am in entire agreement with the way in which Collins J put the matter. Having acknowledged that habeas corpus had been and remained an important weapon in the hands of the court against attempts to restrict the liberty of the individual in an unauthorised fashion, he continued [1996] 4 All ER 945 at 952):

---------------------------------------------------------------------------‘if that decision is challenged, the court has to decide for itself on looking at the material which was available to the Secretary of State or which is available to the court if there is further material before the court ... Of course, it is a matter for the Secretary of State to decide how he chooses to present that material. If he chooses to present it in such a way as is hearsay or hearsay upon hearsay then he runs the risk that the court will attach that much less weight to it.’

21. Also for further additional dicta see R -v- Secretary of State for Home Dept ex parte Rahman (1996) 4 All ER 945, per Collins J at page 952, paras E-G and in particular para H,

------------------------------------------------------------------------------------"In certain circumstances it may obviously be impossible for him to produce the material in any other way. This case provides an example because it was clearly impractical for him to produce the villagers as witnesses and impracticable, too, to go further than the entry clearance officers who made the visits. It is, therefore, for me to decide what weight should be attached to that material."

22. For further confirmation of weight to be attached to hearsay evidence, see further in R -v- Secretary of State for Home Dept ex parte Rahman (1997) 1 All ER 796, per Hobhouse LJ at page 817 para B,

------------------------------------------------------------------------------

"It is implicit that the court can take into account all relevant material making appropriate allowance for the weight which is to be attached to it which, of course, does not exclude the view that certain evidence should be disregarded if it is not worthy of any weight."

23. Contended that hearsay evidence relating to then Law Officers in present case in Ms Martin’s 2 affidavit sworn on 10 July 1996 wholly inappropriate due to nature of Order sought against 2 Appellant, and that Divisional Court ought to have attached little or no weight to it at all.

24. No excuse whatsoever why relevant then Law Officers could not have personally sworn affidavits due to importance of Civil Proceedings Orders removing constitutional rights of Appellants from bringing proceedings before the courts.

25. This very serious matter in democratic society in any event and circumstances very different from that of hearsay evidence of villagers accepted in R -v- Secretary of State for Home Dept ex parte Rahman (1997) 1 All ER 796.

26. European Court of Human Rights have considered wrongful admission of hearsay evidence to be in breach of article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms, depending in importance of prohibited hearsay, see cases summarised in Archbold Criminal Pleading Evidence and Practice 1997 at page 2790 Appendix E para E-62.

27. See in particular, Unterpertinger -v- Austria (1986) 13 EHRR 175 at para 29, Kostovski -v- Netherlands (1989) 12 EHRR 434 at para 39, Windisch -v- Austria (1990) 13 EHRR 281, Ludi -v- Switzerland (1992) 15 EHRR 173, Barberà, Messegué and Jabardo -v- Spain (1988) 11 EHRR 360, Bricmont -v- Belgium (1989) 12 EHRR 217, Delta -v- France (1990) 16 EHRR 574 and Saidi -v- France (1993) 17 EHRR 251.

28. Importance placed by democratic societies on right to a fair trial, observed by European Court of Human Rights in Delcourt -v- Belgium Series A No 11 at page 15 para 25,

------------------------------------------------------------------------------------‘In a democratic society within the meaning of the Convention, the right to a fair administration of justice holds such a prominent place that a restrictive interpretation of Article 6 § 1 would not correspond to the aim and the purpose of that provision (see mutatis mutandis, the Wemhoff judgment of 27th June 1968, "As to the Law" paragraph 8).’

 

 

 

STANDARD OF BURDEN OF PROOF APPLICABLE RELATING TO CONSENTS OF LAW OFFICERS

1. Court must be satisfied that either then HM Attorney-General delegated authority to then HM Solicitor-General under section 1(1)(c) Law Officers Act 1944 to authorise substantive application for "Civil Proceedings Order" and that he subsequently gave his authority or then HM Attorney-General exercised this power himself before Order can be applied for with jurisdiction.

2. For example of affidavit setting out direct evidence of status and capacity of person making it in order to make application for winding up of company, see In Re Golden Chemical Products Ltd (1976) 1 Ch 300.

3. See In Re Golden Chemical Products Ltd (1976) 1 Ch 300, per Brightman J at page 311 paras D-E,

------------------------------------------------------------------------------------------------------------------------------------------------------------"Mr. Chadwick submitted that the affidavit was the truth and nothing but the truth, but he conceded that it was not the whole truth. This difficulty was anticipated by the department and Mr. Chadwick came to court ready armed with a supplementary affidavit in which Mr. Gill described his position in the department, deposed that he was entrusted with the section 35 power and explained that he was the officer of the department to whom it appeared expedient in the public interest that the company should be wound up. In my view this is the preferable form of affidavit for use in verifying a petition of this sort."

4. Ms Martin’s 2 affidavit failed to satisfy standard of proof applicable to such applications, see Attorney-General -v- Hayward (1995) 10 November 1995, Supreme Court Library transcript, per Henry LJ at page 13 para D to page 15 para F, and Pill LJ at page 25 para G to page 26 para D and Staughton LJ at page 26 para E to page 27 para A.

5. Divisional Court had to be satisfied on a high standard of balance of probabilities, see Attorney-General -v- Hayward (1995) 10 November 1995, Supreme Court Library transcript, per Henry LJ at pages 10 para G to page 12 para C, and in particular approving standard of proof approved of in R -v- Secretary of State for the Home Department ex parte Khawaja (1984) AC 74, at page 11 paras A-B,

------------------------------------------------------------------------------------"Having regard to all the authorities to which we have been referred, culminating in the case of R -v- Secretary of State for the Home Department ex parte Khawaja (1984) AC 74, I am satisfied that the proper standard of proof here is the civil standard, paying proper regard to the seriousness of the issue at stake."-----------------------------

6. Divisional Court in its judgment conceded that this in fact standard of burden, although contended that this not applied to this particular issue, see Divisional Court transcript of judgment, Attorney-General -v- Foley, per Rose LJ at page 4 para G to page 5 para A,

"It is essential to bear in mind that the standard of proof on an application of this kind is the civil standard paying proper regard to the seriousness of the issue at stake."

 

 

 

CRITERIA THAT EVIDENCE FROM LAW OFFICERS MUST SATISFY

1. Ms Martin’s 2 Affidavit on its face failed to satisfy criteria approved in Attorney-General -v- Hayward (1995) 10 November 1995, Supreme Court Library transcript, per Pill LJ at page 25 para G to page 26 paras A-D, and in particular paras C-D,

"However, in any future applications under section 42, care should in my view be taken that appropriate information is provided in the affidavit in support of the application. An application under section 42 can have serious consequences, and the Attorney-General’s involvement required by statute should be demonstrated plainly in the evidence submitted to the court with the application."

2. This principle relating to both jurisdiction of Court to make "Civil Proceedings Order" and evidence in support of it to show relevant involvement of Law Officers as required by section 42(1) Supreme Court Act 1981, again reinforced and applied in Attorney-General -v- Williams CO/905/95 April 22 1996 DC (1996) COD 386, Crown Office List transcript.

3. See Attorney-General -v- Williams CO/905/95 April 22 1996 DC Crown Office List transcript, per Pill LJ at page 2 paras D-F,

"There is evidence by way of affidavit before the court that a law officer has personally considered the papers in this case and authorised the making of the application. Bearing in mind the fundamental right under consideration, the right to bring proceedings before the courts, it is, in my view, appropriate that personal consideration is given to any proposed application by a law officer and that evidence of such consideration appears in the material before the court."

4. Principle of sufficient evidence of delegation of authority being before court, also emphasised relating to evidence of delegation by Chief Officer of Police under section 232 Road Traffic Act 1960 in Record Tower Cranes Ltd -v- Gisbey (1969) 1 All ER 418.

5. See Record Tower Cranes Ltd -v- Gisbey (1969) 1 All ER 418, per Parker CJ at page 420, paras C-G,

-----------------------------------------------------------------------------------"It is this, that there was no proof that the request was made by or on behalf of a chief officer of police as required by s. 232 (2) (a) (i). What happened was that the respondent, who is a police constable, went to the appellant's premises and handed in a form. That form was not exhibited, but as I understand it, it was a form which purported to state that the information was required, and was signed by a police sergeant on behalf of the Commissioner of Police for the Metropolis, who for this purpose was the chief officer of police, within this section. The police sergeant was not called, and therefore while the respondent might be able to say that the signature was that of the sergeant, he could not say that the sergeant had the authority of the Commissioner of Police to sign these forms on his, the Commissioner of Police’s behalf."---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------"In my judgment that finding and opinion is bad. No doubt the respondent was acting for the Commissioner of Police for the Metropolis. The whole point was whether the police sergeant who had in fact signed the form had delegated authority from the Commissioner of Police to sign forms of this sort on the Commissioner’s behalf. In my judgment in this highly technical case there is no evidence that the police sergeant was acting on behalf of the Commissioner. All that there was, was the form which on its face stated in terms that it was signed by the police sergeant on behalf of the Commissioner of Police. That clearly is not proof in itself, and there is no evidence that the police sergeant had the necessary authority. In these circumstances this court I think has no option but to quash the conviction."

6. Should therefore have been evidence before Divisional Court with full affidavits from both then Law Officers who had direct personal knowledge of granting of relevant authorisation as signatures now admissible under section 1(1) Civil Evidence Act 1995.

7. For general desirability of authorization of Official Receiver in writing to bring proceedings, see Re Lord E Fitzgerald (1915) 112 LT 86, per Horridge J at page 86,

------------------------------------------------------------------------------

"In my opinion, as a rule of prudence, the consent of the official receiver to the use of his name should always be in writing, and, if that is done, these misunderstandings will not arise."

8. For possible form of further evidence if written signatures available, see R -v- Turner (1910) 1 KB 346, per Channel J at page 357,

------------------------------------------------------------------------------------------------------------------------------------------------------------

"That raises the more general question as to how the particular document which was enclosed––i.e., the consent of the Director of Public Prosecutions––ought to be proved. The Court is of opinion that it is necessary to have some evidence by which a document produced and purporting to be signed by the Director of Public Prosecutions should be proved. There is no statute which authorizes a Court of justice to take notice of the signature of the Director of Public Prosecutions. His signature must therefore be proved, but it is not necessary that that proof should be by the evidence of a person who is able to say that he has seen the Public Prosecutor (or the Assistant Public Prosecutor) write, and that the signature to the document is in his handwriting.

In our opinion, without laying down a general rule as to what would be necessary in every possible case, it would be sufficient if some person who has been in correspondence with the Director of Public Prosecutions gives evidence to the effect that he received the document in the ordinary course of correspondence and believes it to be signed by the Director of Public Prosecutions."----------------------------------------------------------------------------------------------------------------------------------------------------------------

9. Therefore contended that no jurisdiction at all for Divisional Court to have made "Civil Proceedings Order" against 2 Appellant without sufficient proof of proper authorisation and consideration of papers, and no evidence that application therefore "made" by then HM Solicitor-General for purposes of section 42(1) Supreme Court Act 1981.

10. Contended that "Civil Proceedings Order" made on present evidence rendered nullity ab initio as result, and must be set aside ex debito justitiae by Court of Appeal.

 

 

 

WHETHER FRESH EVIDENCE ADMISSIBLE IN COURT OF APPEAL RELATING TO CONSENTS BY THEN LAW OFFICERS

1. Contended that Treasury Solicitors not able to file additional evidence before Court of Appeal as to additional evidence relating to alleged consents and consideration of merits by then Law Officers for application against Appellant under section 42(1) Supreme Court Act 1981, or any other evidence relating to lawful appointments of Law Officers to their posts.

2. Evidence of these formal matters should have been proved in any event in Divisional Court and would constitute formal evidence relating to whether application brought with jurisdiction, and whether purported then Law Officers had locus standii to grant any consents to proceedings being brought and properly considered merits of case against 2 Appellant.

3. Such evidence available with reasonable diligence in Divisional Court by Treasury Solicitors, and such fresh evidence not now admissible in Court of Appeal, see Ladd -v- Marshall (1954) 1 WLR 1489, (1954) 3 All ER 745.

4. For Treasury Solicitors to be permitted to adduce fresh evidence before Court of Appeal, must satisfy 3 conditions :-

(a) Evidence could have been available before Divisional Court with reasonable diligence.

(b) Evidence must be such that would have reasonable relevance to issues before Divisional Court, including ones relating to matters of formal proof to show locus standii .

(c) Evidence must be credible and believable.

5. Conceded that Treasury Solicitors could satisfy conditions (b) and (c) but must fail completely regarding condition (a) of Ladd -v- Marshall principles, which held still to apply unless evidence has arisen since trial, see Hugh -v- Singh (1989) Times Law Report April 21.

 

 

 

CANNON OF STATUTORY CONSTRUCTION APPLICABLE TO SECTION 42 SUPREME COURT ACT 1981 AND MEANING OF "MADE" IN SECTION 42(1) SUPREME COURT ACT 1981

1. Literal strict interpretation must be given to section 42 Supreme Court Act 1981. Statutes removing rights of citizen to be interpreted as though were penal statute.

2. See Maxwell on Statutes, 12 Edition pages 251-252, and Walsh -v- Secretary of State for India (1863) 10 HLC 367, per Lord Westbury LC and Hugh -v- Windust (1884) 12 QBD 224, per Bowen LJ.

3. See also Bennion on Statute Law 3rd Edition by Francis Bennion at pages 149-150, "Impairment of rights in relation to law and legal proceedings".

4. Removal of legal remedies to be strictly construed and this must apply to provisions of section 42(1A)(a)(b)(c) and (3) Supreme Court Act 1981, see Boulting -v- Association of Cinematograph, Television and Allied Technicians (1963) 2 QB 606.

5. Mischief rule of statutory construction inapplicable to penal statutes, see London & County Commercial Properties Investments Ltd -v- Attorney-General (1953) 1 WLR 312, per Upjohn J at page 319, and Tuck & Sons -v- Priester (1887) 19 QBD 629, at page 638 and Plowman J in Re HPC Productions Ltd (1962) Ch 466, at page 486, and Lord Tomlin in ICR -v- Duke of Westminster (1936) AC 1.

6. See David -v- Da Silva (1934) AC 106, Wonderland Cleathorpes (1965) AC 58, per Viscount Simmons at page 71, and D'Avigdor-Goldsmid -v- Inland Revenue Commissioners (1953) AC 347.

7. Further, if any ambiguity in statute, more lenient interpretation should be given in favour of subject, see David -v- Da Silva (1934) AC 106, and Wonderland Cleathorpes (1965) AC 58, per Viscount Simmons at page 71 and D'Avigdor-Goldsmid -v- Inland Revenue Commissioners (1953) AC 347.

8. Attorney -v- Jones (1990) 2 All ER 636 wrongly decided that mischief rule applied to interpretation of section 42 Supreme Court Act 1981, per Donaldson MR at page 638 para H.

9. This dictum not binding on any subsequent Court of Appeal, as decided per incuriam, see W A Sharratt Ltd -v- John Bromley Church Stratton Ltd (1985) QB 1038 regarding cannon of interpretation applicable, or in conflict with Re Boaler (1915) 1 KB 21 which equally binding on Court of Appeal.

10. Re Boaler (1915) 1 KB 21 authority on interpretation of meaning of "legal proceedings" which given restrictive meaning to excluding criminal proceedings in Vexatious Actions Act 1896 which statutory predecessor of section 42 Supreme Court Act 1981, and apart from some amendments is consolidating statute.

11. Same approach would apply to phrase "made by the Attorney General" in section 42(1) Supreme Court Act 1981 to give most favourable meaning regarding their consents and consideration of application to Divisional Court in respect of 2 Appellant.

12. In construing consolidating Act, Parliament presumed not to alter existing law, see Gilbert -v- Gilbert (1928) P 1, per Scrutton LJ and R -v- Governor of Brixton Prison ex parte De Demko (1959) 1 QB 268, per Lord Evershed MR.

13. Also presumption that words in present statute bear same meanings as former, see Crook -v- Edmondson (1966) 2 QB 81, and therefore cannon of interpretation applied in Re Boaler (1915) 1 KB 21 still applicable to whole of section 42 Supreme Court Act 1981.

14. Authorities all fully discussed in Maxwell on the Interpretation of Statutes 12th Edition at pages 20-25.

15. Strict literal rule applicable to statutes relating to abrogation of rights of citizens applied in Re Boaler (1915) 1 KB 21, per Kennedy LJ at pages 34-35,

‘But if it includes an abridgement of the rights of the subject in regard to redress for crimes committed in regard to his person or his property, one would, I venture to think justly expect the Legislature, instead of using words of general import, to make it quite clear that criminal proceedings were intended to be included in the enactment. "Statutes which encroach on the rights of the subject whether as regards person or property, are similarly" (the learned author has in the preceding chapter been dealing with the construction of Penal Acts)" subject to a strict construction..... It is a recognised rule that they should be interpreted, if possible, so as to respect such rights." (Maxwell on the Interpretation of Statutes, 5th ed. p 461.)’

16. See principle further expounded in Re Boaler (1915) 1 KB 21, per Scrutton LJ pages 38-39,

------------------------------------------------------------------------------------"a strict construction of penal laws, or statutes encroaching on rights, especially the liberties of the subject, or imposing burdens; all are cases where general words have been cut down to a narrower meaning in endeavouring to seek the intention of the Legislature, not from the widest meaning of the words used, but from the considerations that must have influenced Parliament in framing the enactment."------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------"In the case of this statute the Legislature clearly intends to interfere with some rights of persons, and uses words capable of extension to rights of litigation in criminal matters, but in my opinion more suitable to the subject-matter of rights of litigation in civil matters only. In my view, looking at the enacting parts of the statute only, the presumption against interference with the vital rights and liberties of the subject entitles, even compels, me to limit the words to that meaning which effects the least interference with those rights."

17. Again in Re Boaler (1915) 1 KB 21, per Scrutton LJ at page 41 principle overwhelmingly applied to construction of Act,

"I decline to make this more serious interference with the liberty of the subject, unless the Legislature uses language clear enough to convince me that that was its intention, and I think ample meaning is provided for its words, and ample remedy is provided for the grievance in respect of which Parliament was legislating by putting the narrower construction on the general words it has used."

18. If Attorney -v- Jones (1990) 2 All ER 636 in conflict with Re Boaler (1915) 1 KB 21, subsequent Court of Appeal may choose which one they follow, see Esselle AB and anor -v- Pearl Assurance plc (1997) 2 All ER 41 relating to conflicting decisions of Court of Appeal under Landlord and Tenant Act 1954, per Moritt LJ at page 54 in particular para B to page 55 in particular paras E-F.

19. However Re Boaler (1915) 1 KB 21 approved by Court of Appeal in Ex parte Ewing (No 2) (1994) 1 WLR 1553, per Bingham MR at page 1558 para F-G.

"The principle of construction for which Mr Ewing contends is sound."

20. Ex parte Ewing (No 2) (1994) 1 WLR 1553 may therefore have already decided that cannon of construction applicable to section 42 Supreme Court Act 1981 in Re Boaler (1915) 1 KB 21 is correct and this may be binding.

21. This so, even though Bingham MR in Ex parte Ewing (No 2) (1994) 1 WLR 1553 did not go so far as to state that cannon of statutory construction applied in Attorney -v- Jones (1990) 2 All ER 636 was actually wrong and was thereby overruled, although this may be effect of his judgment.

22. See Precedent in English Law Fourth Edition by Cross and Harris at pages 133-134 and 144-145, The Law Making Process 5 Edition by Michael Zander at pages 272-273, The English Legal Process Fourth Edition by Terence Ingman at page 256, and Smith and Bailey on the Modern English Legal System Second Edition by SH Bailey and MJ Gunn at page 384.

23. Casey -v- Casey (1940) P 420 conflicted with Ramsey Fairfax -v- Ramsey Fairfax (1956) P 115 and reconciled in Ross-Smith -v- Ross-Smith (1961) P 39 choosing to follow Ramsey Fairfax -v- Ramsey Fairfax (1956) P 115, regarding hearing of Petitions for nullities where marriages held to be voidable.

24. See also Tiverton Estates Ltd -v- Wearwell Ltd (1975) Ch 146. Court is completely free to reopen whole question where previous decision is irreconcilable.

25. See Hogan -v- Bentick Colleries 40 BCWCC 268 per Lord Greene MR at page 276, Fisher -v- Ruislip-Northwood UDC (1945) KB 584, R -v- Gosh (1982) QB 1053 and Turton -v- Turton (1988) Ch 542.

26. See also National Westminster Bank PLC -v- Powney (1990) 2 All ER 416, regarding whether application for leave to execute judgment was action that was statute barred, following WT Lamb & Sons -v- Rider (1948) 2 KB 331 rather than Lougher -v- Donovan (1948) 2 All ER 11.

27. See also cases of Catherineholm A/S -v- Norequipment Trading Ltd (1972) 2 QB 314, Ashburn Anstalt -v- Arnold (1989) Ch 1 and Midland Bank Trust Co Ltd -v- Hett, Stubbs & Kemp (1979) Ch 384.

28. Unclear whether Court of Appeal should follow earlier decision on basis that latter decision was really bound by it.

29. Fact that in Attorney -v- Jones (1990) 2 All ER 636, Re Boaler (1915) 1 KB 21 not cited nor principle of what correct statutory cannon of statutory construction applicable to section 42 Supreme Court Act 1981 not unusual.

30. See Bonalumi -v- Secretary of State for Home Department and anor ((1985) 2 WLR 723, per Stephenson LJ at page 728 para H,

"But I think the history of judicial decisions is littered with cases in which points that appear later to be obvious have not been taken, even by the most eminent counsel, for reasons which are not clear––it may be from mere human fallibility."

31. Court of Appeal not bound by Attorney -v- Jones (1990) 2 All ER 636 regarding statutory interpretation of section 42 Supreme Court Act 1981 further because inconsistent with previous decision of House of Lords, regarding penal statute rule applicable in statutes removing rights of citizens, see Walsh -v- Secretary of State for India (1863) 10 HLC 367, per Lord Westbury LC.

32. If this principle applicable, then Attorney -v- Jones (1990) 2 All ER 636 also at variance with decisions of House of Lords holding that where any ambiguity, more lenient interpretation to be given.

33. See David -v- Da Silva (1934) AC 106, Wonderland Cleathorpes (1965) AC 58, per Viscount Simmons at page 71 and D'Avigdor-Goldsmid -v- Inland Revenue Commissioners (1953) AC 347, and that mischief rule inapplicable in any event to interpretation of penal statutes, see ICR -v- Duke of Westminster (1936) AC 1, per Lord Tomlin.

34. Court of Appeal clearly not bound by its own previous decisions where they cannot stand with inconsistent decisions of House of Lords whether they are directly in point or not.

35. See Young -v- Bristol Aeroplane Co Ltd (1944) KB 718, (1944) 2 All ER 293, per Greene MR at page 298 paras D-G.

"In considering the question whether or not this court is bound by its previous decisions and those of co-ordinate jurisdiction, it is necessary to distinguish four classes of case. The first is that with which we are now concerned, namely cases where this court finds itself confronted with one or more decisions of its own or of a court of co-ordinate jurisdiction which cover the question before it, and there is no conflicting decision of this court or a court of co-ordinate jurisdiction. The second is where there is such a conflicting decision. The third is where this court comes to the conclusion that a previous decision, although not expressly overruled, cannot stand with a subsequent decision of the House of Lords."---------------------------------------------"In the third class of case the court is merely giving effect to what it considers to have been a decision of the House of Lords by which it is bound."

36. Court of Appeal refused to follow its own decisions as being inconsistent with decisions of House of Lords in Fitzsimons -v- Ford Motor Co Ltd (1946) 1 All ER 429, see for full discussion The Law-Making Process by M Zander at page 205.

37. See also Verrall -v- Gt Yarmouth Borough Council (1980) 1 All ER 839, where Court of Appeal refused to follow its own decision in Thompson -v- Park (1944) KB 408, on ground that it was inconsistent with decision of House of Lords in Winter Garden Theatre (London) Ltd -v- Millennium Products Ltd (1948) AC 173.

38. As House of Lords decisions in respect of interpretation of statutes and Re Boaler (1915) 1 KB 21 not cited in Attorney -v- Jones (1990) 2 All ER 636, decision may be per incuriam.

39. See Rakhit -v- Carty (1990) 2 All ER 202 where Court of Appeal did not follow Cheniston Investments Ltd -v- Waddock (1988) 2 EGLR 136 because it had been given in error on mistaken assumption that Court was bound by Kent Millmead Properties Ltd (1982) 44 P&CR 353, which itself had been given per incuriam in ignorance of a relevant statutory provision. For full discussion see The English Legal Process 5 Edition by Terence Ingman at page 273-274.

40. This follows Williams -v- Fawcett (1985) 1 All ER 787 and Rickards -v- Rickards (1989) 3 All ER 193, which held that cases should not be binding if there could be clearly detected an error and there was no possibility of a further appeal to House of Lords.

41. Court of Appeal in present case therefore free to re-interpret whole statutory provision de novo, although in any event, present case distinguishable from Attorney -v- Jones (1990) 2 All ER 636, as involves different part of section 42 Supreme Court Act 1981 and relates to prohibition in respect of appeal from decision by High Court under section 42(3) Supreme Court Act 1981.

42. See for analogy Carr and ors -v- Atkins (1987) 85 Cr App R 343, where held inter alia that Court of Appeal no longer bound by any constraints in interpretation of phrase "criminal cause or matter" in R -v- Southampton JJ ex parte Green (1976) QB 11.

43. This followed reluctantly by Court of Appeal in R -v- Lambeth Stipendiary Magistrate ex parte McCombe (1983) 76 Cr App R 246, (1983) QB 551, which likewise no longer binding.

44. Contended therefore that strict literal interpretation should be given to phrase "made by the Attorney General" in section 42(1) Supreme Court Act 1981, and that if ambiguous, least onerous and favourable meaning should be given in favour of 2 Appellant.

 

 

 

CHALLENGING DECISION TO APPLY FOR "CIVIL PROCEEDINGS ORDER" OF GOVERNMENT LAW OFFICERS

1. Contended that decision of either then HM Attorney-General or then HM Solicitor-General to make application for "Civil Proceedings Order" against 2 Appellant, arbitrary oppressive and abuse of process of court.

2. No prima facie evidence before Divisional Court that either relevant then Law Officer had acquainted himself personally with facts of 2 Appellant’s case, see 1 and 2 affidavits sworn by Treasury Solicitor Ms Martin on 16 February 1996 and 10 July 1996.

3. Ms Martin’s 2 affidavit specifically fails to mention anything at all regarding personal consideration of merits of proposed application to Divisional Court against 2 Appellant and only deals with issues relating to strict delegation and consent for application to be brought under section 1(1)(c) Law Officers’ Act 1944.

4. See also test approved by House of Lords in Gouriet and ors -v- Attorney-General and ors (1977) 3 All ER 70, per Viscount Dilhorne page 89 para J to page 90 para A,

‘However clear it appears to be that an offence has been committed, it is, as Sir Hartley Shawcross then Attorney-General said in 1951, the Attorney-General's duty "in deciding whether or not to authorise the prosecution, to acquaint himself with all the relevant facts, including, for instance, the effect which the prosecution, successful or unsuccessful as the case may be, would have upon public opinion morale and order." (See Edwards, p. 223.)

This approach which the Attorney-General should make when considering whether a prosecution should be started, is in my opinion the kind of approach he should have made to the question of giving his consent to Mr. Gouriet’s application.’---------------------------------------------------------------------------------------------------------------------------"In the discharge of any of the duties to which I have referred, it is, of course, always possible that an Attorney-General may act for reasons of this kind and may abuse his powers."

5. See also Attorney-General -v- Williams CO/905/95 April 22 1996 DC (1996) COD 386, per Pill LJ, where held that it appropriate for evidence to be before court that Law Officer had considered papers in case and had given merits of application his personal consideration, as well as simply his consent for making of application, due to nature of Order regarding fundamental right to bring proceedings before courts.

6. Prejudicial and tarnishing effect of the making of "Civil Proceedings Order" was illustrated in HM Attorney-General -v- Cutler (1987) 5 November, Supreme Court Library transcript, per Woolf LJ at page 5 para H to page 6 paras A-B,

------------------------------------------------------------------------------------"Nonetheless it is right that this court should bear in mind that an order under section 42 of the Supreme Court Act 1981 is a formidable one which should not be taken lightly by any court, because it restricts a particular litigant in a way in which the remainder of the public are not restricted. Therefore to that extend it impinges upon his rights as an individual and reflects upon him as a citizen."

7. As result of effect of "Civil Proceedings Order" against 2 Appellant, must therefore have been essential that merits of proposed application was properly considered by relevant then Law Officer, and whether in public interest that application should be brought at all.

8. If "Civil Proceedings Order" obtained arbitrarily against 2 Appellant affecting his reputation, then breach of article 12 Universal Declaration of Human Rights 1948 which provides,

"No one shall be subjected to arbitrary" ---------------------------------"attacks upon his honour and reputation. Everyone has the right to the protection of the law against such interference or attacks."

9. See also article 17 International Covenant on Civil and Political Rights 1966 which provides,

"No one shall be subjected to"-------------------------------------------------"unlawful attacks on his honour and reputation."

10. 2 Appellant contends that not only no proper evidence before Divisional Court of consent of either of then relevant Law Officers, but also that either of them had personally considered papers in case and merits of application, then difficult to see how application for "Civil Proceedings Order" could be said to be "made by Attorney- General" under section 42(1) Supreme Court Act 1981 by either then HM Attorney-General or then HM Solicitor-General if thereafter properly authorised.

11. 2 Appellants contends that even if proved that relevant then Law Officer authorised application, "Civil Proceedings Order" would still therefore be nullity ab initio, if personal consideration not given to papers and merits of application as not therefore application of then Law Officer, and brought without locus standii.

12. Therefore application for "Civil Proceedings Order" complete misuse of statutory powers for ulterior purpose that not original intention of section 42 Supreme Court Act 1981.

13. See Municipal Council of Sydney -v- Campbell and ors (1925) AC 338, per Duff J.

"A body such as the Municipal Council of Sydney, authorised to take land compulsorily for specified purposes, will not be permitted to exercise its powers for different purposes, and if it attempts to do so, the courts will interfere. As Lord Loreborn said, in Marquess of Clanricarde v. Congested Districts Board (1914) 79 J.P. 481: "Whether it does so or not is a question of fact."

14. 2 Appellant contends that court in special circumstances of present application, should review actions of government Law Officers who should be accountable before courts for their actions regarding applications for Civil Proceedings Orders under section 42(1) Supreme Court Act 1981 in any event as matter of principle.

15. Gouriet and ors -v- Attorney-General and ors (1977) 3 WLR 300 and R -v- Solicitor-General ex parte Taylor (1996) 8 Admin LR 206, (1996) COD 61, not therefore relevant to this kind of case due to nature of Order being obtained, apart from reference in Gouriet and ors -v- Attorney-General and ors (1977) 3 All ER 70, per Viscount Dilhorne page 89 para J to page 90 para A.

16. R -v- Solicitor-General ex parte Taylor (1996) 8 Admin LR 206, (1996) COD 61 only decision of Divisional Court and may in any event be overruled by Court of Appeal.

17. Contended that same principles for review of Law Officers regarding applications for Civil Proceedings Orders should apply as approved by House of Lords in Council of Civil Service Unions -v- Ministry for the Civil Service (1985) AC 374, per Lord Diplock at page 410 para D,

"By ‘illegality’, I mean that the decision-maker must understand correctly the law that regulates his decision making power and must give effect to it"----------------------------------------------------------------"by ‘irrationality’, I mean ‘Wednesbury' unreasonableness"---------------------------------------------------------------------------------------------------"I have described the third head as ‘procedural impropriety’ rather than a failure to observe the basic rules of natural justice."

18. This even more so in view of observations of Pill LJ in Attorney-General -v- Williams CO/905/95 April 22 1996 DC (1996) COD 386.

 

 

 

VALIDITY OF APPLICATION FOR CIVIL PROCEEDINGS ORDERS IN NAME OF HM ATTORNEY-GENERAL

 

DELEGATION OF FUNCTIONS TO SOLICITOR-GENERAL

1. Divisional Court completely failed to deal with this issue in its judgement at all as 2 Appellant not permitted to argue point, and contended that this fundamental flaw as went to whole jurisdiction of court to entertain application at all.

2. If then HM Attorney-General lawfully authorised then HM Solicitor-General to act in this case under section 1(1)(c) Law Officers’ Act 1944, then he became founts officio in matter, and Notice of Motion could not be issued in his name.

3. Once this delegation had taken place, all "functions authorised or required, by any enactment"-----------------------------------------------------------"to be discharged by the Attorney-General" became sole preserve of Solicitor-General.

4. This even so although section 42(1) Supreme Court Act 1981 authorises application to be made by Attorney-General, as section 1(1)(ii) Law Officers’ Act 1944 applies to that statute.

5. See section 1(1)(ii) Law Officers’ Act 1944, which provides :-

"The enactments to which this subsection applies are––

-----------------------------------------------------------------------------

(ii) any enactment passed after the commencement of this Act which does not expressly provide that this section shall not apply thereto."

6. Must be case that Solicitor-General is correct party to have brought application in own name and capacity, as section 1(1) Law Officers’ Act 1944 provides that "functions authorised or required" of "Attorney General may be discharged by the Solicitor General" if "the Attorney General authorises the Solicitor General to act in any particular case" under section 1(1)(c) of that Act, which is alleged in present case.

7. No provision in Law Officers’ Act 1944 for Solicitor-General to bring proceedings on behalf of Attorney-General or in his name at all, once valid delegation been made under section 1(1)(c) of that Act.

8. If all functions of then HM Attorney-General delegated to then HM Solicitor-General, this must have included power to direct institution of application in Crown Office by him, as if no such delegation, proceedings must be brought in name of Attorney-General, see section 17(2) and (4) Crown Proceedings Act 1947 which requires proceedings to be instituted in name of Attorney-General.

9. If case that all proceedings brought by Attorney-General directed by statute to be specifically brought in his name, must follow ipso facto that where delegation of functions to institute proceedings, those must be brought in name of Solicitor-General.

10. See also provisions of section 12(2) Interpretation Act 1978, which provides,

"Where an Act confers a power or imposes a duty on the holder of an office as such, it is implied, unless the contrary intention appears, that the power may be exercised, or the duty is to be performed, by the holder for the time being of an office."

11. Section 1(1)(a)(b) Law Officers’ Act 1944 also provides that Solicitor-General may discharge any of functions of Attorney-General if :-

"(a) the office of Attorney General is vacant; or,

(b) the Attorney General is unable to act owing to absence or illness."

12. Would be odd if no existing Attorney-General or Attorney-General dead, and Solicitor-General then brought proceedings in name of non-existent or dead person, and contended that this would render proceedings nullity.

13. Regarding proceedings not authorised by Attorney-General ab inito, which similar to not being brought by Solicitor-General if delegated to him under section 1(1)(c) Law Officers’ Act 1944, see R -v- Bates (1911) 1 KB 946.

14. See in particular R -v- Bates (1911) 1 KB 946, per Lord Alverstone CJ at page 946,

------------------------------------------------------------------------------------------------------------------------------------------------------------"Our attention has been called to the fact that an indictment under s. 2 of the Explosive Substances Act, 1883, was preferred against the appellant without the consent of the Attorney-General having been obtained as is required by s. 7 of the Act. That point is not raised by the appellant in his notice of appeal, but we should have allowed him to raise it if he had been present, and we must deal with it now as if it in fact had been raised. In our opinion the failure to obtain the consent of the Attorney-General deprived the Court of any jurisdiction to try the prisoner on the indictment, and that being so, the conviction must be quashed."---------------------------------------------------------------------------------------------------------------------

15. See judgement of House of Lords in Lazard Bros and Co -v- Midland Bank Ltd (1933) AC 289, per Lord Wright at page 296-297,

"I shall deal first with question (2.), which is most important and is decisive, since it is clear law, scarcely needing any express authority, that a judgement must be set aside and declared a nullity by the Court in the exercise of its inherent jurisdiction if and as soon as it appears to the Court that the person named as the judgement debtor was at all material times at the date of writ and subsequently non-existent :"------------------------------------------------------------------------------------------------------------------------------------------------------------------------------"In the present case if the defendants cannot be before the Court, because there is in law no such person, I think by parity of reasoning the Court must refuse to treat these proceedings as other then a nullity."

16. Passage of Lord Wright in Lazard Bros and Co -v- Midland Bank Ltd (1933) AC 289, considered and approved of in Dubai Bank Ltd v Galadari (No 4) (1990) Times, 23 February, per Morrit J holding that where question raised as to whether plaintiff existed as a legal entity, this not cured by Order 2 rule 1 RSC 1965.

17. These authorities approved of and reviewed by Court of Appeal in Fielding -v- Rigby (1993) 4 All ER 294, per Bingham MR and subsequently in International Bulk Shipping and Services Ltd -v- Minerals and Metals Trading Corp of India and ors (1996) 1 All ER 1017, per Evans LJ at page 1023 para G and page 1024 para H,

"The general rule is that an action commenced in the name of a non-existent person, or company, is a nullity: see The Supreme Court Practice 1995 vol 1, para 15/6/1, p 201, citing Lazard Bros & Co Midland Bank Ltd [1933] AC 289 at 296, [1932] All ER Rep 571 at 576 per Lord Wright, Dubai Bank Ltd v Galadari (No 4) (1990) Times, 23 February (Morrit J) and Fielding v Rigby [1993] 4 All ER 294 at 297-298, [1993] 1 WLR 1355 at 1359."

18. Also see further in International Bulk Shipping and Services Ltd -v- Minerals and Metals Trading Corp of India and ors (1996) 1 All ER 1017, per Evans LJ at page 1024 para H,

"It is established by authority that the rule does not apply when the proceedings are a nullity, either because the person names as plaintiff died before the writ was issued (see Tetlow v Orel Ltd [1920] 2 Ch 24) or a company plaintiff has been dissolved and ceased to exist as a legal person (see the authorities cited above). The rule clearly contemplates that there is an existing action in which the addition or substitution may be made, and if there is no existing action then it follows that the rule cannot apply."

19. See also for action against non-existent bank, Deutsche Bank und Disconto Gesellschaft -v- Banque des Marchands de Moscou (1938) 158 LT 364, per Scrutton LJ at page 367,

"The Official Solicitor having adduced evidence, and also the plaintiffs, the court held that the alleged defendants, the Banque des Marchands de Moscou, had been non-existent since at least the year 1924 in all probability from an earlier date. The present action, therefore was struck out as being brought against a non-existent defendant, and also as having been founded on service obtained by representations to the court that were not accurate. It was a judgment coram non judice and was a nullity."---------------------------------------------------------------------------------------

20. Similar principles applicable to action commenced without lawful authority, see Adams -v- London Improved Motor Coach Builders Ltd (1921) 1 KB 495, per Atkins LJ at page 503,

"I should like to point out that it seems to follow that, if the defendants had been successful in their contention that there was no employment by the plaintiff of the solicitors, the result would be that the action would be a nullity; it would be brought in the name of a plaintiff who had given no authority to bring an action for him; and the defendants would have the right to have the stayed,"---------------------------------------------------------------------------------------------------------------------------------------------"but it seems to me to follow from the fact of the action being brought without the authority of the plaintiff that it is, so far as the defendants are concerned, a nullity."

22. Finally, if any ambiguity in section 1(1) Law Officers’ Act 1944, then recourse may be had to debates of both Law Officers’ Bill 1944 and Law Officers' Bill 1997 in Hansard in both Houses, see Pepper -v- Hart (1993) AC 593.

22. See Pepper -v- Hart (1993) AC 593, per Lord Browne-Wilkinson at page 634 paras D-E,

----------------------------------------------------------------------------------------------------------------------------------------------------------------------------"In my judgement, subject to the questions of the privileges of the House of Commons, reference to Parliamentary material should be permitted as an aid to the construction of legislation which is ambiguous or obscure or the literal meaning of which leads to an absurdity."-----------------------------------------------------------------------------------------------

23. For statement of Parliament's intention regarding section 1(1) Law Officers’ Act 1944, see statement of then Attorney-General Sir Donald Somervell in House of Commons during speech of 2 reading of Law Officers’ Bill 1944.

24. See Hansard extract for 27 June 1944, per Sir Donald Somervell at column 639,

----------------------------------------------------------------------------------------"It deals with the possibility of the Solicitor-General acting for the Attorney-General. If hon. Members will look at the Statutes with which the office which I have the honour to hold is invoked, they will find, that in all these Acts the provisions which Parliament has made fall into three categories. Parliament has said that either the Attorney-General or the Solicitor-General can give consent or whatever it may be. It does not matter which. When that has been done, we can arrange the work between us, as the needs of the moment demand. These Acts this Bill leaves untouched. Then there is a group of provisions which provide that the Attorney-General may act, but make no provision, for the office being vacant, or for the Attorney-General being absent or sick. It is provisions of that character which have led to this little Bill being submitted to the House. There is a third class which provides in different terms, that, in certain circumstances, the Solicitor-General can act. Some of these provisions only make provision for the office being vacant, but do not make provision for absence or sickness. Others do make provision for absence or sickness.

I hope the House will agree that, in order to avoid delay, it is right and proper that, if either of the offices is vacant, or if the Attorney-General is absent or sick, the Solicitor-General should be able, in all cases, to act for him. That is what this Bill brings about."-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

25. Issue therefore goes to constitution of court to deal with application under section 42(1) Supreme court Act 1981, and if not brought by authorised Law Officer or lawfully delegated in first place under section 1(1)(c) Law Officers’ Act 1944, then proceedings must be rendered nullity ab inito.

 

 

 

EFFECTS OF AMENDMENTS OF LAW OFFICERS' ACT 1997

1. These contentions now supported by amending provisions of Law Officers’ Act 1997 which received Royal Assent on 31 July 1997 but came into force on 1 October 1997, but effects not retrospective, as no provision in that Act expressly providing for this.

2. Clear therefore that although Law Officers’ Act 1997 had received Royal Assent when present Notice of Motion lodged in Crown Office on 5 August 1997 and application thereby instituted, present proceedings not affected by its provisions.

3. General rule of statutory construction that legislation presumed not to be retrospective unless specifically authorised in statutory provisions.

4. See Law Officers’ Act 1997 which now provides that,

"1.––(1) Any functions of the Attorney-General may be exercised by the Solicitor General.

(2) Anything done by or in relation to the Solicitor General in the exercise of or in connection with a function of the Attorney General has effect as if done by or in relation to the Attorney General.

(3) The validity of anything done in relation to the Attorney General, or done by or in relation to the Solicitor General, is not affected by a vacancy in the office of Attorney General.

(4) Nothing in this section––

------------------------------------------------------------------------------

(b) requires anything done by the Solicitor General to be done in the name of the Solicitor General instead of the name of the Attorney General.

(5) It is immaterial for the purposes of this section whether a function of the Attorney General arises under an enactment or otherwise."

5. For statements of Parliament’s intention regarding Law Officers’ Act 1997, see statements of previous HM Solicitor-General Lord Falconer of Thoroton QC in House of Lords during speech of 2 reading of Law Officers’ Bill 1997.

6. See Hansard extract for 16 June 1997, per Lord Falconer of Thoroton QC at column 1075,

--------------------------------------------------------------------------------------"It seeks simply to remove a difficulty which exists in the running of the Law Officers’ department, primarily in respect of the work of a non-political role with the Law Officers perform. In a nutshell, every time the Attorney-General wishes to delegate a particular piece of such work to the Solicitor-General he has formally to authorise the Solicitor to perform it. This means that the papers have to be presented to the Attorney for delegation to be made.

The Bill, if passed, would permit the Attorney and the Solicitor to agree a general division of labour between them and then the work can be distributed without the need for further formality."

7. See further in Hansard extract for 16 June 1997, per Lord Falconer of Thoroton QC at column 1077,

"That is where the law presently stands. It has significant practical and legal shortcomings. First, it requires the specific delegation in every case as I have described above. Secondly, it does not resolve whether, where the Attorney is available, he can nevertheless delegate his non-statutory functions to the Solicitor.

The position in the Law Officers’ department is, therefore unlike any other Ministry where work of the appropriate level can be assigned to the junior minister without the need for the intervention of the Secretary of State or the leading minister, and without fear, save in the exceptional case, that it could be said the junior minister did not have the authority to undertake the function.

The Bill, for which I am seeking a Second Reading, addresses the problems I have described in a short and straightforward way. Clause 1 permits the Solicitor to perform all the functions of the Attorney for England and Wales. This obviates the need for the specific delegation. It covers the position of vacancy or illness or unavailability on the part of the Attorney, and it removes the doubt about the extent which the Attorney can delegate his non-statutory functions."

8. See also statements made by previous Attorney-General John Morris QC in House of Commons during speech of 2 reading of Law Officers’ Bill 1997.

9. See Hansard extract for 24 July 1997, per John Morris QC at column 1103,

"The Bill will make it possible for the Attorney-General’s responsibilities to be carried out more effectively, by allowing each of his functions to be discharged by the Solicitor-General. The functions I should add, remain in law those of the Attorney-General, and the Solicitor-General will usually act in the Attorney-General’s name.

The Bill does away with the limitations of the 1944 Act. It thereby places the Solicitor-General, broadly speaking, in the position of a junior Minister in any other Department. A junior Minister may discharge his or her Secretary of State's functions without being specifically asked to do so in every case."

10. Contended therefore that these provisions validate submissions of 2 Appellant, as otherwise Parliament would not have thought it necessary to enact that acts of Solicitor-General have effect as though done by Attorney-General and are not invalidated by any vacancies in either office, and that proceedings brought by Solicitor-General do not have to be brought in his own name instead of Attorney-General.

11. If submissions of 2 Appellant rejected by Court of Appeal, this would render provisions of Law Officers’ Act 1997 otiose, and contrary to express wishes of Parliament who clearly felt these matters needed specific statutory clarification and amendment.

 

 

 

SEPARATE OFFICES OF LAW OFFICERS

1. Clear that Attorney-General and Solicitor-General are two separate Law Officers of Crown with separate seals of office issued under Letters Patent Act 1571 under Gt. Seal, and separately sworn into office before Lord Chancellor under section 12(4) Promissory Oaths Act 1868.

2. This must be so, as Solicitor-General has always been deputy to Attorney-General and his subordinate, see Wilks -v- R (1770) Wilm 322 at pages 329-330 HL; 6 Haldsworth’s History of English Law at pages 462-463 and 469-470, see also Halsbury’s Laws of England Vol 8(2) paras 529-536, pages 368-372.

3. This again affirmed by amending provisions of section 1(1) and (2) Law Officers Act 1997, as otherwise new statutory provisions rendered otiose.

4. Also, when distinct interests relating to Crown, Solicitor-General may separately represent those interests, see Attorney-General -v- Galway Corpn (1828) 1 Mol 95 at page 101n, Attorney-General -v- Dean and Cannons of Windsor (1860) 8 HL Cas 369 and other cases cited in Robertson Civil Proceedings by and against the Crown at page 15, Ellis -v- Duke of Bedford (1899) 1 Ch 494 at pages 504 and 518, and Attorney-General -v- Duke of Richmond (No 2) (1907) 2 KB 940.

5. Both posts purportedly created at different times in constitutional history of country, per first Attorney-General appointed in 1315 as King’s Advocate and first Solicitor-General appointed in 1461.

 

 

 

"CARLTONA" PRINCIPLE INAPPLICABLE TO DECISIONS TO APPLY FOR CIVIL PROCEEDINGS ORDERS

1. Making of "Civil Proceedings Order" very severe restriction on civil rights of citizen, restricting otherwise unrestricted access to justice and courts of law open to every citizen in land, see Attorney-General -v- Williams CO/905/95 April 22 1996 DC Crown Office List transcript, per Pill LJ at page 2 paras D-F.

2. Desirable therefore that decision to apply for "Civil Proceedings Order" therefore taken by appropriate Law Officer in personam and not merely delegated civil servant in either Attorney-General’s Chambers or Treasury Solicitors’ Dept.

3. Not appropriate therefore for "Carltona" principle to be applicable, see Carltona Ltd -v- Ministry of Works (1943) 2 All ER 560, per Greene MR. Principles fully set out in Wade on Administrative Law 7 Edition pages 356-358.

4. See also Liversidge -v- Anderson (1942) AC 206, per Lord Maughan at page 224 relating to wartime detention orders, and also deportation of aliens in R -v- Chiswick Police Station Superintendent ex parte Sacksteder (1918) 1 KB 578 at pages 585 and 591.

5. See also case on departmental officials illegally making orders for return of fugitive offenders in R -v- Brixton Prison Governor ex parte Enahoro (1963) 2 QB 455, without prior authority of Secretary of State in view of important ramifications of making of such Deportation Orders.

6. If strict penal interpretation should be given in any event to phrase "application made by Her Majesty’s Attorney-General" in section 42(1) Supreme Court Act 1981, this clearly must indicate that Law Officers must give decision to bring application in personam.

7. Difficult to see how Carltona Ltd -v- Ministry of Works (1943) 2 All ER 560 could apply in any event to granting of consent to bring proceedings on behalf of HM Attorney-General, as proceedings deemed to have been brought by him in his constitutional office holder capacity.

8. This even more so if decision to make application delegated to Solicitor-General under section 1(1)(c) Law Officers’ Act 1944, as he again separate office holder constitutionally and historically from Attorney-General.

9. If consent given by Civil Servant, although proceedings later brought in name of HM Attorney-General, as his consent not personally given or that of Solicitor-General, application could not be made by them.

10. "Carltona" principle wholly inappropriate to granting of consent of Government Law Officer or Minister of State to institute proceedings on his behalf, as applies only to policy decisions of government etc. and can have no place in context of authorising legal proceedings to be brought on behalf of Minister of Crown or Law Officers of Crown.

11. For personal involvement of Law Officers in applications for Civil Proceedings Orders, see again emphasis given in Attorney-General -v- Williams CO/905/95 April 22 1996 DC Crown Office List transcript, per Pill LJ at page 2 paras D-F.

 

 

 

PERSONAL NATURE OF POSTS OF LAW OFFICERS

1. Also clear that offices of Law Officers actual real persons with legal minds and not merely abstract constitutional posts which continue in abstracto if posts vacant, albeit temporarily, and must therefore consider all matters in personam.

2. This view supported by views of then Attorney-General Sir Donald Somervell in House of Commons during speech of 2 reading of Law Officers’ Bill 1944.

3. See Hansard extract for 27 June 1944, per Sir Donald Somervell at column 639,

----------------------------------------------------------------------------------------------------------------------------------------------------------------------------‘A case of that kind did occur when I was out of the country last year, and, on the law as it stands at present, the man had to wait for my return before the matter could be considered. The Solicitor-General refused to act and had he not done so the man could have said, "I have not had my statutory rights, as the Attorney-General himself should consider it."’

4. See further for principle that Law Officers must act in personam and not have actions taken by other Law Officer as in case of Ministers, in Hansard extract for 27 June 1944, per Sir Donald Somervell at column 964,

----------------------------------------------------------------------------------------------------------------------------------------------------------------------------"In theory, there is only one Secretary of State, and therefore each of the individual Secretaries of State can perform any functions which, either by Statute or in Common Law, have to be performed by the Secretary of State. But even if that were a possibility, I cannot think that my right hon. Friends the Secretaries of State would welcome a decision which put on their shoulders rather knotty legal problems and made them responsible for decisions which Parliament thought ought to be entrusted to trained lawyers. All I can say to my hon. and learned Friend is that, one must just hope that one or other of us will be here to carry out the functions."

5. See also statements of then Lord Chancellor in House of Lords during speech of 2 reading of Law Officers’ Bill 1944.

6. See Hansard extract for 6 July 1944, per Lord Chancellor at column 709,

----------------------------------------------------------------------------------------------------------------------------------------------------------------------------"The Attorney-General is the only person who can direct certain prosecutions, and there are other instances of that kind. It has been thought well therefore to provide that if the Attorney-General is not available the Solicitor-General would be able to act for him."--------------

7. See further for views of previous HM Solicitor-General Lord Falconer of Thoroton QC in House of Lords during speech of 2 reading of Law Officers’ Bill 1997.

8. See Hansard extract for 16 June 1997, per Lord Falconer of Thoroton QC at column 1076,

"Others of his public interest functions come from statute: for example, the Attorney's right to apply to make people vexatious litigants; or his right to refer unduly lenient sentences to the Court of Appeal. With a few exceptions the performance of these functions is personal to the Attorney-General."

9. See also statements made by previuos Attorney-General John Morris QC in House of Commons during speech of 2 reading of Law Officers’ Bill 1997,

10. See Hansard extract for 24 July 1997, per John Morris QC at column 1103,

--------------------------------------------------------------------------------------"However, the Solicitor-General’s ability to act as the Attorney-General’s deputy is curiously limited. The reason is simply that most of the Attorney-General’s functions are conferred on him personally. Unless statute or the common law provides otherwise, they are exercisable only by the Attorney-General. In 1944, that became an acute problem, when the Attorney-General, Sir Donald Somervell, was in America for several months assisting––I believe––in the drafting of the charter of the United Nations. The Solicitor-General was Sir David Maxwell-Fyfe, who was unable to discharge Sir Donald’s functions without express statutory authority."

11. Fact that both Law Officers personal individuals with personal functions only supported by both provisions of Law Officers’ Act 1944 and Law Officers Act 1997, as otherwise both Acts rendered otiose.

12. Also contended that if thought desirable that "Carltona" principle should apply to Law Officers, would require specific legislation from Parliament to effect this and overturn long standing Common Law principles applicable to them as has been done recently with Law Officers’ Act 1997.

13. "Civil Proceedings Order" against 2 Appellant thereby made by Divisional Court without jurisdiction and nullity ab initio and of no legal effect at all in respect of him.

 

 

 

LEGAL EFFECTS OF LACK OF LOCUS STANDII TO ISSUE NOTICE OF MOTION OF ATTORNEY-GENERAL

1. If Notice of Motion wrongly issued in name of Attorney-General when had no locus standii to bring such proceedings, must follow that issue of Notice of Motion nullity ab initio as relates to service on 2 Appellant of originating process issued by party without locus standii.

2. Also follows that if Notice of Motion of then HM Attorney-General issued of without locus standii, cannot be rectified by either substitution of parties or amendment of Notice of Motion if Notice of Motion nullity ab initio for want of issue by party without locus standii under statute.

3. This not mere "irregularity", and curable under Order 2 rule 1(2) RSC 1965, as failure to comply with terms of delegated authority under actual provisions of section 1(1)(c) Law Officers’ Act 1944 per se, and not breach of RSC 1965 or procedural irregularity relating to application of those rules.

4. See notes to Supreme Court Practice Vol (1997) Vol 1 at page 9,

‘As a result of the decision of the Court of Appeal in Re Pritchard decd. [1963] Ch.502, the present rule was by R.S.C. 1964 substituted for rr. 1 and 2 of the previous O.2, and under it the above distinction between nullity and mere irregularity disappears (see Harkness v. Bell's Asbestos & Engineering Ltd [1967] 2 QB 729, p.735, CA.) at any rate in regard to "a failure to comply with the requirement of these rules," though it may still be that there are other failures to comply with statutory requirements or other improprieties so serious as to render the proceedings in which they occur, and any order made therein, a nullity.’

5. For example, see Re Fletcher Supreme Court Library transcript Court of Appeal 11 June 1984, where previous "Vexatious Litigant Order" under section 42(1) Supreme Court Act 1981 as was case then declared nullity in Court of Appeal.

6. This because application had been wrongly heard before Divisional Court when should have been heard before single judge under section 19(3) Supreme Court Act 1981, as no rules of court authorising this in force at time under section 19(3)(a) of that Act.

7. See Re Fletcher Supreme Court Library transcript, per Lawton LJ at page 5 para G,

"It follows that the proceedings before the Divisional Court were a nullity. The application of HM Attorney-General has never been heard. It will have to be heard: not by the Divisional Court, but by a single judge as is provided by sub-section (3) of section 19 of the 1981 Act. It follows that, on the issue of jurisdiction but not on the merits, this appeal must be allowed."

8. For recent application of same principle, see Re a Debtor (No 340 of 1992) the Debtor -v- First National Commercial Bank plc and another (1994) 3 All ER 269, subsequently affirmed by Court of Appeal, see Re a Debtor (No 340 of 1992) ex parte the Debtor -v- First National Commercial Bank plc and another (1996) 3 All ER 211.

9. Held that wrongful purported Sheriff’s return of Writ of Fi Fa when Writ not actually executed as Sheriff could not gain entry to premises, held not to be "formal defect or irregularity" as outside ambit of rule 7.55 Insolvency Rules 1986 as not proceedings within them, with result that failure of execution could not be used as ground for presentation of subsequent Bankruptcy Petition.

 

 

 

SUB-DELEGATION BY SOLICITOR-GENERAL TO TREASURY SOLICITORS’ DEPARTMENT

1. Also contended that then HM Solicitor-General did not have locus standii to further delegate making of application to Treasury Solicitors, as were not authorised proceedings under Crown Proceedings Act 1947.

2. Both then Law Officers separate organs of government from each other, and likewise Treasury Solicitors’ Department, and so power could not be further delegated to Treasury Solicitors’ Department as one organ of government cannot act for another.

3. See Halsbury’s Laws of England Vol 8 para 1274, 1281 and 1286, Carltona -v- Commissioners of Works (1943) 2 All ER 560, Jackson -v- Butterworth (1948) 2 All ER 558, Lavender -v- Ministry of Housing (1970) 3 All ER 1, and R -v- Secretary of State for the Environment (1990) COD 195.

 

 

 

 

DENIAL OF "NATURAL JUSTICE" BY DIVISIONAL COURT TO 2 APPELLANT

 

BREACH OF "AUDI ALTERAM PARTEM" RULE AND SECTION 42(1) SUPREME COURT ACT 1981

1. 2 Appellant not given full and fair hearing before Divisional Court as not permitted to argue all of points raised in his skeleton argument or relating to merits of actions with which he had been concerned with, see affidavit of 2 Appellant sworn on 6 March 1997, and Divisional Court transcript of judgment, Attorney-General -v- Foley, per remarks of 2 Appellant at page 21 paras B-C.

2. Divisional Court acted in arbitrary way in restricting time in respect of 2 Appellant's submissions when 1 Appellant had been given full opportunity to address court in relation to merits of the particular actions in which he had been involved in.

3. Common Law principles of natural justice enacted in section 42(1) Supreme Court Act 1981 which provides :-

------------------------------------------------------------------------------------"the court may, after hearing that person or giving him an opportunity of being heard, make a civil proceedings order"--------

4. Provisions for being heard in defence of application under section 42(1) Supreme Court Act 1981 clearly therefore creates condition precedent to making of any valid "Civil Proceedings Order".

5. Present "Civil Proceedings Order" made against 2 Appellant must therefore be rendered a nullity ab initio for failure of Divisional Court to permit him to address court on all of points raised in his skeleton argument and also in relation to merits of the 8 actions with which he had been involved with 1 Appellant.

6. 2 Appellant also denied natural justice at common law by being denied "audi alteram partem", see University of Ceylon -v- Ferodo (1960) 1 All ER 631, per Lord Jenkins at page 637 paras H-I to page 638 paras A-F,

‘With these reservations as to the utility of general definitions in this branch of the law, it appears to their Lordships that LORD LOREBURN’S much quoted statement in Board of Education v. Rice (4) still affords as good a general definition as any of the nature of and limits on the requirements of natural justice in this kind of case. Its effect is conveniently stated in this passage from the speech of VISCOUNT HALDANE, L.C. in Local Government Board v. Arlidge (5), where he cites it with approval in the following words:

"I agree with the view expressed in an analogous case by my noble and learned friend LORD LOREBURN. In Board of Education v. Rice (6) he laid down that, in disposing of a question which was the subject of an appeal to it, the Board of Education was under a duty to act in good faith, and to listen fairly to both sides, inasmuch as that was a duty which lay on every one who decided anything."---------------------------------------------------------

‘From the many other citations which might be made, their Lordships would select the following succinct statement from the judgment of this Board in De Verteuil v. Knaggs (7):

"Their Lordships are of opinion that in making such an inquiry there is, apart from special circumstances, a duty of giving to any person against whom the complaint is made a fair opportunity to make any relevant statement which he may desire to bring forward and a fair opportunity to correct or controvert any relevant statement brought forward to his prejudice."

The last general statement as to the requirements of natural justice to which their Lordships would refer is that of HARMAN, J., in Byrne v. Kinematograph Renters Society, Ltd. (8), of which their Lordships would express their approval. The learned judge said this:

"What, then are the requirements of natural justice in a case of this kind? First, I think that the person accused should know the nature of the accusation made; secondly, that he should be given an opportunity to state his case; and, thirdly, of course, that the tribunal should act in good faith. I do not think that there really is anything more."

7. See also Kanda -v- Government of Malaya (1962) 2 WLR 1153, per Lord Denning at page 1162,

‘Applying these principles, their Lordships are of opinion that inspector Kanda was not in this case given a reasonable opportunity of being heard. They find themselves in agreement with the view expressed by Rigby J. in these words: "In my view, the furnishing of a copy of the findings of the board of inquiry to the adjudicating officer appointed to hear the disciplinary charges, coupled with the fact that no such copy was furnished to the plaintiff, amounted to such a denial of natural justice as to entitle this court to set aside those proceedings on this ground. It amounted, in my view , to a failure to afford the plaintiff a reasonable opportunity of being heard in answer to the charge preferred against him which resulted in his dismissal."

8. 2 Appellant had right to appear in any proceedings in High Court in person under Order 5 rule 6(1) RSC 1965 which provides,

"Subject to paragraph (2) and Order 80, rule 2, any person (whether or not he sues as a trustee or personal representative or in any other representative capacity) may begin and carry on proceedings in the High Court by a solicitor or in person."

9. Such rights now enshrined in statute as specificially recognised and preserved by section 27(2)(d) and (6) Courts and Legal Services Act 1990.

10. See also Wiseman -v- Borneman (1971) AC 297, where held that right to natural justice and audience before court could only be removed by statute and Ridge -v- Baldwin (1964) AC 42, where complete hearing before Watch Committee denied to Chief Constable.

11. See Ridge -v- Baldwin (1964) AC 42, per Lord Reid at pages 66-73 for review of previous decided cases and approval of Hopkins -v- Smethwick Local Board of Health (1890) 24 QBD 712, per Wills J,

 

------------------------------------------------------------------------------------"the judgment of Willes J. [in Cooper's case] goes far more upon the nature of the thing done by the board than on the phraseology of the Act itself. It deals with the case in principle; from the nature of the thing done it must be a judicial act, and justice requires that the man should be heard."

12. This analysis subsequently reviewed and fully approved by House of Lords in Chief Constable of North Wales Police -v- Evans (1982) 3 All ER 141, per Lord Brightman page 153 paras G-I to page 154 paras A-C para H,

13. Analogy with provisions of section 42(1) Supreme Court Act 1981 can be made to observations of Lord Reid in Ridge -v- Baldwin (1964) AC 42, where clarified issue relating to rules of natural justice being applicable to provisions of section 191(4) Municipal Corporations Act 1882 relating to dismissal of Chief Constables as follows at page 80,

------------------------------------------------------------------------------------"The question in the present case is not whether Parliament substituted a different safeguard for that afforded by natural justice, but whether in the Act of 1882 it excluded the safeguard of natural justice and put nothing in its place."

14. See further regarding principles of natural justice in Ridge -v- Baldwin (1964) AC 42, per Lord Morris at pages 113-114,

------------------------------------------------------------------------------------"It is well established that the essential requirements of natural justice at least include that before someone is condemned he is to have an opportunity of defending himself, and in order that he may do so that he is to be made aware of the charges or allegations or suggestions which he has to meet: see Kanda v. Government of Malaya. My Lords, here is something which is basic to our system: the importance of upholding it far transcends the significance of any particular case."

15. See further in Ridge -v- Baldwin (1964) AC 42, per Lord Morris at pages 121,

------------------------------------------------------------------------------------"In my view, the regulations incorporate those principles, but had there not been any and had the police authority in the exercise of powers given them by section 191 (4) contemplated dismissing the appellant on the ground of neglect of duty, they could in my view have been under obligation to given him an opportunity to be heard and would have had to consider anything that he might say. I cannot think that the dismissal of the appellant should be regarded as an executive or administrative act if based upon a suggestion of neglect of duty: before it could be decided that there had been neglect of duty it would be a prerequisite that the question should be considered in a judicial spirit."----------------------------------------------------------------------------

16. See further for review of decided cases in Ridge -v- Baldwin (1964) AC 42, per Lord Morris at pages 122-125 and at page 122,

------------------------------------------------------------------------------------"If it be assumed that no regulations had been made, then the fact that section 191(4) is silent as to any procedure for a hearing does not involve that there could be a dismissal without a hearing. The "justice of the common law" would require it, for, as Byles J. said in Cooper v. Wandsworth Board of Works, "a long course of decisions, beginning with Dr. Bentley's case, and ending with some very recent cases, establish, that, although there are no positive words in a statute requiring that the party shall be heard, yet the justice of the common law will supply the omission of the legislature."

17. See further in Ridge -v- Baldwin (1964) AC 42, per Lord Morris at page 124,

"Being of the view that, even if there had been no applicable regulations, a decision to dismiss the appellant for neglect of duty ought only to have been taken in the exercise of a quasi-judicial function which demanded the observance of the rules of natural justice––I entertain no doubt that such rules were not observed."

18. See also in Ridge -v- Baldwin (1964) AC 42, per Lord Hodgson at pages 132-133,

"The matter which to my mind, is relevant in this case is that where the power to be exercised involves a charge made against the person who is dismissed, by that I mean a charge of misconduct, the principles of natural justice have to be observed before the power is exercised."-----------------------------------------------------------------------------------------------------------------------------------------------------------"No one, I think, disputes that three features of natural justice stand out––(1) the right to be heard by an unbiased tribunal; (2) the right to have notice of charges of misconduct; (3) the right to be heard in answer to those charges. The first does not arise in the case before your Lordships, but the two last most certainly do, and the proceedings before the watch committee, therefore, in my opinion, cannot be allowed to stand."---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------"I cannot see that the general words of the statute are, in the light of the authorities as I understand them, wide enough to cover a case of this character where allegations of misconduct are involved resulting in the loss of an office and an element of punishment for offences committed. There is imposed a clog on the discretion in that it cannot be exercised arbitrarily without regard to natural justice."----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------"I must retreat to the last refuge of one confronted with as difficult a problem as this, namely, that each case depends on its own facts, and that here the deprivation of a pension without a hearing is on the face of it a denial of justice which cannot be justified upon the language of the section under consideration."

19. Approach adopted by House of Lords in Ridge -v- Baldwin (1964) AC 42, subsequently approved of and applied by House of Lords in Chief Constable of North Wales Police -v- Evans (1982) 3 All ER 141 regarding arbitrary request to resign of Probationary Constable by Chief Constable without giving any reasons or opportunity to comment on that issue.

20. See Chief Constable of North Wales Police -v- Evans (1982) 3 All ER 141, per Lord Hailsham at page 144 paras C-D,

------------------------------------------------------------------------------------‘The Chief Constable should have directed his mind to the criteria laid down in the regulation in accordance with the appropriate principles of natural justice. He did not do so, and I think it only too likely that this was precisely the belief that his discretion was absolute which led to the cavalier treatment to which, in any event, the respondent was subjected."

To this treatment I now come. Once it is established as was conceded here, that the office held by the chief constable was of the third class enumerated by Lord Reid in Ridge v Baldwin [1963] 2 All ER 66 at 72. [1964] AC 40 at 66, it becomes clear, quoting Lord Reid, that there is ‘an unbroken line of authority to the effect that an officer cannot lawfully be dismissed without first telling him what is alleged against him and hearing his defence or explanation’."

21. Also recently held that principles of "natural justice" apply to Pensions Ombudsman in Seifert and anor -v- Pensions Ombudsman and anor (1997) 1 All ER 214, applying Duffield -v- Pensions Ombudsman (1996) Times Law Report 30 April.

22. Again, analogy with provisions of section 42(1) Supreme Court Act 1981 can be gleaned from Seifert and anor -v- Pensions Ombudsman and anor (1997) 1 All ER 214, per Lightman J at page 222 paras G-H and page 223 para A,

------------------------------------------------------------------------------------"In these circumstances, (a) it is mandatory that the ombudsman comply with the statutory procedure contained in s 149(1) designed to ensure fairness; and (b) further the ombudsman must comply with the principles of natural justice (see Duffield v Pensions Ombudsman (1996) Times, 30 April). These require of him; (i) that he make quite clear to the appellants the specific allegations made in the complaint and to be investigated and of any amendment of the allegations for which he gives leave."---------------------------------------------------------------------------------------------------------------------------------------------

"The Respondents must know at least the gist of what he has learnt, so as to enable them to have a fair crack of the whip and a fair opportunity to provide any answer they may have. Whilst the procedure before the ombudsman is intended to be quick, inexpensive and informal, these are the minimum requirements for fairness and accordingly for a decision that can be allowed to stand."

23. If 2 Appellant denied "natural justice" at Common law, then this too may render "Civil Proceedings Order" against him a nullity and Order liable to be set aside ex debito justitiae.

24. See also Al-Mehdawi -v- Secretary of State for the Home Department (1990) 1 AC 876, per Lord Bridge at page 898,

"It has traditionally been thought that a tribunal which denies natural justice to one of the parties before it deprives itself of jurisdiction. Whether this view is correct or not, a breach of the rules of natural justice is certainly a sufficiently grave matter to entitle the party who complains of it to a remedy ex debito justitiae"

25. Principle set out in Judicial Review by Michael Supperstone QC and James Goudie QC, Chapter 8 - Natural Justice - (The Audi Alteram Partem rule) and Fairness, page 206 "Result of breach".

 

 

 

FAILURE TO SUPPLY COPIES OF "BENCH MEMOS/SUMMARIES" OF CROWN OFFICE AND CIVIL APPEALS OFFICE LAWYERS TO 2 APPELLANT

1. High Court have held that "Bench memos" should not be disclosed, see R -v- Lord Chancellor’s Dept ex parte O’Toole (1998) COD 269, per Collins J.

2. Court of Appeal have also recently held that "Bench memos" should not be disclosed, see Parker -v- Law Society (1998) Times Law Report December 8 judgment December 4, Independent Law Report December 11, (1999) 96 p. 2 LSG 29, (1999) 143 SJ LB 45.

3. Woolf MR held that "Bench Memos" prepared by members of Court of Appeal staff would only be revealed to members of court hearing case and not to appellants or applicants for leave to appeal.

4. This was to enable judicial assistants to express views freely and without hindrance allegedly for assistance of court.

5. 2 Appellant accepts that Parker -v- Law Society probably binding on Court of Appeal, but wishes to argue and raise point so that may be taken further in House of Lords and before European Court of Human Rights.

6. Parker -v- Law Society may however be at variance with authorities on disclosure under rules of "natural justice" and decided per incuriam and not therefore binding, see Williams -v- Fawcett (1985) 1 All ER 787 and Rickards -v- Rickards (1989) 3 All ER 193 and Rakhit -v- Carty (1990) 2 All ER 202.

7. 2 Appellant denied "natural justice" by Divisional Court not supplying him with copies of "Bench Memos/Summaries" of Crown Office lawyer in respect of his case, and was not informed or knew at time that such documents had been prepared by Crown Office Lawyer by court.

8. 2 Appellant may also be denied "natural justice" if not also supplied with copies of "Bench Memos/Summaries" of Civil Appeals Office lawyer regarding his appeal.

9. Current practice of Crown Office List and Civil Appeals Office lawyers to prepare "Bench Memos/Summaries" on merits and law applicable to cases involving litigants appearing in person.

10. Common law rules of "natural justice" apply to cases before Divisional Court and also appeals before Court of Appeal unless removed by statutory provision, see Wiseman -v- Borneman (1971) AC 297.

11. Any tribunal or body dealing with a statutory appeal that deals with documents that the other party has not been served with or seen so that they may make adequate representations, acts outside of rules of "natural justice".

12. See R -v- Tribunal of Appeal under the Housing Act 1919 (1920) 3 KB 334, per Lord Reading and R -v- Secretary of State for Health ex parte Gandhi (1991) 1 WLR 1053, per Taylor LJ, observing that due to non disclosure of documents there had been no hearing of matter at all.

13. See R -v- Secretary of State for Health ex parte Gandhi (1991) 1 WLR 1053, per Taylor LJ at page 1063 paras F-G,

"As to documents, there can be no doubt that the applicant is entitled to disclosure of all the material necessary to enable him to present his appeal and answer any points made against him. He is thus clearly entitled to see any report, recommendations or submissions made by the F.P.C. and the M.P.C. and seen by the Secretary of State. In my view he should see all the documents put before the Secretary of State. In my view he should see all the documents put before the Secretary of State except where public interest immunity can be established or where any overriding confidentiality regarding a third party requires a particular document or part of it not to be disclosed:"----------------------------

14. See further in R -v- Secretary of State for Health ex parte Gandhi (1991) 1 WLR 1053, per Taylor LJ at page 1067 para H to page 1068 paras A-B,

-------------------------------------------------------------------------------"Whatever the reason, it is conceded that the documents should have been disclosed. The applicant was deprived of the opportunity of responding to the adverse points made about him. In these circumstances, there really was no hearing at all of the applicant's appeal: see Rex v. Housing Appeal Tribunal [1920] 3 K.B. 334, 340-342, per Earl of Reading C.J. It may well be that the outcome would have been different even if the documents had been disclosed. However, I am prepared to make a declaration that the failure to disclose the documents amounted to procedural impropriety. Despite the delay, I consider it to be in the interests of good administration that the procedural requirements on an appeal of this kind should be declared."

15. This supported by Kanda -v- Government of Malaya (1962) AC 322, Chief Constable of North Wales Police -v- Evans (1982) 1 WLR 1155, R -v- Chief Constable of Thames Valley Police ex parte Stevenson (1986), The Times 22 April, R -v- Chief Constable of Avon and Somerset ex parte Clarke (1986) The Independent 27 November, Shareef -v- Commissioner for Registration of Indian and Pakistani Residents (1966) AC 47, R -v- Deputy Industrial Injuries Commissioner ex parte Jones (1962) 2 QB 677.

16. Principle of applicant being supplied with full particulars of representations by third parties fully explored by leading judgment of House of Lords in R -v- Secretary of State for Home Department ex parte Doody and ors (1993) 3 WLR 154, (1993) 3 All ER 92, per Lord Mustill pages 105 para J to page 112 para D.

17. Full principles of fairness set out in R -v- Secretary of State for Home Department ex parte Doody and ors (1993) 3 WLR 154, (1993) 3 All ER 92, per Lord Mustill at page 106 para E to H, and see in particular principle No. 6 at para H,

-------------------------------------------------------------------------------"(6) Since the person affected usually cannot make worthwhile representations without knowing what factors may weigh against his interests fairness will very often require that he is informed of the gist of the case which he has to answer."

18. Held that applicants serving life sentences should be given full particulars of any comments made by trial judge and Lord Chief Justice as to the question of length time spent in custody so that they could make adequate representations as to consideration and subsequent release on licence. Held that denial of "natural justice" for applicants not to be so informed.

19. See in particular R -v- Secretary of State for Home Department ex parte Doody and ors (1993) 3 WLR 154, (1993) 3 All ER 92, per Lord Mustill at pages 109 para F,

--------------------------------------------------------------------------------------------------------------------------------------------------------------"In my view he does possess this right, for without it there is a risk that some supposed fact which he could controvert, some opinion which he could challenge, some policy which he could argue against, might wrongly go unanswered."

20. Additionally, same point affirmed by Court of Appeal in R -v- Parole Board ex parte Wilson (1992) QB 740 and R -v- Secretary of State for the Home Department ex parte Georgiades (1992) TLR 268.

21. This again followed relating to disclosure of police enquiries and reports regarding referrals to Court of Appeal under then section 17 Criminal Appeal Act 1968 in R -v- Secretary of State for the Home Department ex parte Hickey (No 2) (1995) 2 All ER 490.

22. See R -v- Secretary of State for the Home Department ex parte Hickey (No 2) (1995) 2 All ER 490, per Simon Brown LJ, at page 501 para G,

------------------------------------------------------------------------------------------------------------------------------------------------------------"The guiding principle should always be that sufficient disclosure should be given to enable the petitioner property to present his case. That can only be done if he adequately appreciates the nature and extent of the evidence elicited by the Secretary of State's enquiries."

23. "Natural justice" required that "Bench Memos/Summaries" prepared by Crown Office lawyer in respect of law and merits of 2 Appellant’s case before Divisional Court, if seen and read by members of court should have been disclosed to him by court prior to hearing of HM Attorney-General’s application for "Civil Proceedings Order" in order to give him opportunity of commenting on them.

24. Same principle also applies to "Bench Memos/Summaries" from Civil Appeals Office lawyer in Court of Appeal regarding present application for leave to appeal.

25. See R -v- Huntington DC ex parte Cowan (1984) 1 WLR 501, R -v- Kent Police Authority ex parte Godden (1971) 2 QB 622, R -v- London County Council ex parte Commercial Gas Co (1895) 11 TLR 337, R -v- National Insurance Commissioner ex parte Viscusi (1974) 1 WLR 646, Freeland -v- Glasgow Licensing Board (1980) SLT 101 and R -v- Westminster Assessment Committee ex parte Grosvenor House (Park Lane ) Ltd (1941) 1 KB 53. See also Administrative Law Sixth Edition HWR Wade pages 538 - 543.

26. See also R -v- Hampshire County Council ex parte K (1990) 2 QB 71, (1990) 2 All ER 129 where Council refused to disclose medical evidence to parents, per Watkins LJ at page 131 para J,

------------------------------------------------------------------------------"not only to keep its cards face down until the first court hearing but also to be selective as it liked as to which cards were then to be turned up."

27. R -v- Army Board of Defence Council ex parte Anderson (1992) 1 QB 169, (1991) 3 All ER 375, illustrates principle of need for full and adequate disclosure of documents before tribunal considering matter, see per Taylor LJ distinguishing R -v- Secretary of State for Home Department ex parte Mughal (1974) QB 313, (1973) 3 All ER 769, R -v- MMC ex parte Matthew Brown PLC (1987) 1 WLR 1235 and R -v- Secretary of State for Home Department ex parte Santillo (1981) QB 778, (1981) 2 All ER 897.

28. See R -v- Army Board of Defence Council ex parte Anderson (1992) 1 QB 169, (1991) 3 All ER 375, per Taylor LJ, at page 388 paras E-F,

"Mr Pannick submits that there is no obligation to show all to the complainant. He relies on three authorities, R v. Secretary of State, ex p. Mughal [1973] 3 All ER 796, [1974] QB 313, R v. Secretary of State, ex p. Santillo [1981] 2 All ER 897, [1981] QB 778 and R v. Monopolies and Mergers Commission, ex p. Matthew Brown plc [1987] 1 All ER 451, [1987] 1 WLR 1235. However, in each of those cases, the function of the decision-making body was towards the administrative end of the spectrum. Because of the nature of the Army Board's function pursuant to 1976 Act, I consider that a soldier complainant under that Act should be shown all the material seen by the Board, apart from any documents for which public interest immunity can properly be claimed. The Board is not simply making an administrative decision requiring it to consult interested parties and hear their representations. It has a duty to adjudicate on a specific complaint of breach of a statutory right. Except where public interest immunity is established, I see no reason why on such an adjudication, the Board should consider material withheld from the complainant."

29. 2 Appellant therefore was not able to make adequate representations on contents of "Bench Memos/Summaries" and their applicability to his case before Divisional Court and likewise same may apply to application in Court of Appeal.

30. If 2 Appellant had been permitted to see these documents, would have been able to have submitted where "Bench Memos/Summaries" incorrect or contained prejudicial statements to his case and likewise would be able to do same in present appeal before court.

31. No statutory provision for court officials to provide "Bench Memos/Summaries" at all, and not provided for either in either Order 53 or Order 59 RSC 1965, and practice appears to have grown from around 1990 of Crown Office list and Civil Appeals Office lawyers acting off their own bat on frolic of their own.

32. For full discussion see The English Legal Process 5 Edition by Terence Ingman at page 273-274.

 

 

 

 

"BENCH MEMOS/SUMMARIES" IN BREACH OF ARTICLE 6(1) EUROPEAN CONVENTION FOR THE PROTECTION OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS

1. Contended that current practice of supplying "Bench Memos/summaries" in Crown Office List and Court of Appeal in breach of Article 6(1) European Convention for the Protection of Human Rights and Fundamental Freedoms.

2. In recent judgment of European Commission of Human Rights in Rowe and Davis -v- UK Application No. 28901/95, Commission held that breach of Article 6(1) of Convention where material in possession of prosecution regarding prosecution witnesses not revealed to defence, either at trial or during appeal to Court of Appeal.

3. See judgment of European Commission of Human Rights in Rowe and Davis -v- UK Application No. 28901/95, under heading "safeguard the fairness of proceedings" at paras 68-83,

"68. The Commission recalls that the guarantees in paragraph 3 of Article 6 of the Convention are specific aspects of the right to fair trial set forth in paragraph 1 (see Eur. Court HR, T. v. Italy judgment of 12 October 1992, Series A no. 245-C, p. 41, para. 25). The Commission will therefore consider the applicants’ complaint in the light of the two provisions taken together.

69. In assessing whether defence rights have been secured under Article 6 of the Convention, the Commission must consider the proceedings in question as a whole, including the proceedings before the appellate court (see Eur. Court HR, Imbrioscia v. Switzerland judgment of 24 November 1993, Series A no. 275, pp. 13-14, para. 18). Moreover, it is not the Commission’s task to substitute its own assessment of the facts for that of the domestic courts and, as a general rule, it is for these courts, and in particular the court of first instance, to assess the evidence before them. The Commission shall only ascertain whether the proceedings in their entirety, including the way in which evidence was taken, were fair (see Eur. Court HR, Barberà, Messegué and Jabardo v. Spain judgment of 6 December 1988, Series A no. 146, p. 31, para. 68; Vidal v. Belgium judgment of 22 April 1992, Series A no. 235-B, pp. 32-33, para. 33).

70. Nevertheless, the Commission recalls that the concept of a fair trial includes the fundamental right to adversarial procedure in criminal proceedings. That right means that each party must be given the opportunity to have knowledge of and comment on the observations filed and the evidence adduced by the other (see Eur. Court HR, Brandstetter v. Austria judgment of 28 August 1991, Series A no. 211, p. 27, paras. 66-67). The Commission has stated in its case-law concerning the rights of an accused under Article 6 para. 3(b) of the Convention that an accused must have at his disposal, for the purposes of exonerating himself or of obtaining a reduction in his sentence, all relevant elements that have been or could be collected by the competent authorities (see No. 8403/78, Comm. Report 14.12.81, D.R. 27, pp. 87-88, paras. 55-58). In the Edwards v. the United Kingdom judgment the Court considered that it is a requirement of fairness under Article 6 para. 1 of the Convention, indeed one which was recognised under English law, that the prosecution authorities disclose to the defence all material evidence for or against the accused and that the failure to do so in that case gave rise to a defect in the trial proceedings (above mentioned Edwards v. the United Kingdom judgment, p. 35, para. 36).

71. The Commission recalls that an issue concerning access to a criminal file was considered, under Article 5 para. 4 of the Convention, by the Court in Lamy v. Belgium (judgment of 30 March 1989, Series A no. 151) in which the Court stated that the appraisal of the need for a remand in custody and the subsequent assessment of guilt are too closely linked for access to documents to be refused in the former case when the law requires it in the latter case. The Court has held that the procedure to review the lawfulness of a detention must ensure equality of arms and be truly adversarial. When the prosecution is familiar with a whole file, a procedure does not afford the detained person with an opportunity of challenging appropriately the reasons relied upon to justify a remand in custody, if counsel is refused access to the file (loc. cit., p. 17, para. 29). In the light of the above, the Commission considers that the requirements of a fair trial within the meaning of Article 6 para. 1 of the Convention are more extensive than those of Article 5 para. 4 of the Convention.

72. The Commission observes that in the present case, there was considerable evidence against the applicants as to their involvement in the offences as charged, and the applicants do not contest that they could put forward all their arguments concerning this evidence during the trial. However, there was relevant material which was, at the time of the trial, withheld from the defence by the prosecution on the grounds of its sensitivity, without reference to the trial judge. This material was then reviewed by the Court of Appeal, upon the ex parte application filed by the prosecution, which confirmed its non-disclosure on the grounds of public interest immunity. The applicants and their lawyers were informed of the ex parte application, but they were unaware even of the category of the material which had been withheld. Nevertheless, one of the areas of information which the applicants have contended may have been withheld was the existence of informants and their claim for financial reward, an element which, if known to the jury, could have affected their assessment of the credibility of prosecution witnesses."

------------------------------------------------------------------------------------------------------------------------------------------------------------

"75. Whatever the category or categories of the material and the reason or reasons for non-disclosure, they were protected by public interest immunity the maintenance of which is not, in certain circumstances, incompatible with the Convention. Insofar as national security could be involved, the Commission recalls that the Court has already recognised that the use of confidential material may be unavoidable where national security is at stake, but national authorities are not free from effective control by the domestic courts whenever they choose to assert that national security and terrorism are involved (see Eur. Court HR, Chahal v. the United Kingdom case (judgment of 15 November 1996, Reports of Judgments and Decisions 1996-V, p. 1866, para. 131). In its recent judgment of Tinnelly and Others v. the United Kingdom, concerning restrictions based on national security grounds on the applicants’ rights to have a determination by a court of their civil claims that they were victims of unlawful discrimination, the Court accepted that the protection of national security is a legitimate aim which may entail limitations on the right of access to a court, including for the purposes of ensuring the confidentiality of security-vetting data. The Court concluded that the right guaranteed to an applicant under Article 6 para. 1 of the Convention to submit a dispute to a court or tribunal in order to have a determination of questions of both fact and law cannot be displaced by the ipse dixit of the executive (judgment of 10 July 1998, to be published in Reports 1998, para. 77)."

------------------------------------------------------------------------------------------------------------------------------------------------------------

"77. In the present case, the relevant material in question was never put before the jury whose task was to decide, on all the evidence exhibited before them, whether the applicants were guilty. The Commission must therefore examine the question whether the judicial authorities dealing with the applicants’ case preserved the defence rights to a degree that satisfied the requirements of Article 6 para. 1 of the Convention.

78. The starting point for the Commission’s consideration is the principle established by and evolving in the national case-law that in every case in which the prosecution objects to the disclosure of relevant material on the grounds of public interest immunity, the trial court must balance the public interest in non-disclosure against the importance of the materials in question to the defence (see relevant domestic law and subsequent development in the domestic law)."

------------------------------------------------------------------------------------------------------------------------------------------------------------

"82. In these circumstances, the Commission is of the opinion that, on balance, the proceedings against the applicants taken as a whole cannot be considered to be fair. With regard to the facts that the procedural motion could be heard in camera and that the Court of Appeal’s ruling was not delivered in public, the Commission considers that these were a necessary consequence of the preceding considerations and, having regard to the exemptions provided for under Article 6 para. 1 of the Convention, cannot be said to infringe on the publicity of the trial as a whole. Nonetheless, the latter, in particular, was an aggravating factor in the context of fairness.

CONCLUSION

83. The Commission concludes, unanimously, that in the present case there has been a violation of Article 6 para. 1 of the Convention in conjunction with Article 6 paras. 3(b) and 3(d) of the Convention."

 

 

 

DISCRIMINATION CAUSED BY "BENCH MEMOS/SUMMARIES"

1. Applicant was discriminated against vis à vis appellants in Court of Appeal (Criminal Division), as current practice in that court for barrister to prepare summary for use of court, but copies supplied to parties before hearing of case.

2. See Practice Direction (Criminal Appeal Summaries) 1992 1 All ER, per Taylor CJ at page paras C-H,

"1. For a number of years the Criminal Appeal Office has prepared summaries of cases coming before the Court of Appeal (Criminal Division) in order to assist the court in its work. These summaries are entirely objective and do not contain any form of advice as to how the court should deal with a case, or any views on the merits of a case. The facts of the case, as outlined in the summary, are drawn entirely from material already available to counsel in the case.

2. The summaries as they are prepared at present are not suitable for disclosure in their entirety to all counsel in a case. This is because they include material which is specific to individual appellants and confidential as between that appellant and the court, which co-appellants;, or counsel for the Crown, are not entitled to know. However, all summaries written after 1 October 1992 will be in a form which can be disclosed to all parties and, subject to any direction to the contrary in a particular case, will be provided by the Criminal Appeal Office to all counsel in the case."

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"6. The summary is provided only so that counsel knows what material the court has before it. The contents of the summary are a matter for the professional judgment of the summary writer but counsel wishing to suggest significant alterations should write to the Registrar of Criminal Appeals. If the Registrar does not agree with the .suggested changes the letter will be put before the court with the summary."-------------------------------------------------------

3. Therefore, Applicant was at disadvantage in Divisional Court and may be at disadvantage in Court of Appeal as opposed to appellants in criminal cases before Court of Appeal (Criminal Division).

4. This may also infringe article 14 Convention for Protection of Human Rights and Fundamental Freedoms and also article 26(1) Covenant on Civil and Political Rights 1966.

 

 

 

"BENCH MEMOS/SUMMARIES" POSSIBLE CONTEMPT OF COURT

1. Contended that current practice of Crown Office and Civil Appeals Office lawyers preparing "Bench Memos/Summaries" for court involving litigants in person may be tantamount to serious Contempt of Court, as contempt perpetrated by attempts to influence judges currently hearing cases with view to influencing outcome.

2. See Supreme Court Practice 1998, Vol 1 notes to Order 52 rule 1 "words written or spoken, scandalising the Court". Considered contempt of court to write letters to judge in attempt to influence decision, see Lechmere Charlton’s Case (1837) 2 My & Cr 316, Martin’s Case (1747) 2 Russ & M 674, and Re Dyce Sombre (1844) 1 Mac & G 116 at page 122.

 

 

 

 

LACK OF IMPARTIAL HEARING BEFORE DIVISIONAL COURT BY BEING BROUGHT BY THEN LAW OFFICERS

1. Contended that hearing before Divisional Court not "independent and impartial tribunal" tribunal for purposes of Article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms.

2. This because application brought in name of HM Attorney-General, and possibly deleted to HM Solicitor-General, and both consulted in writing regarding appointment of High Court judges, see "Guide for Consultees" exhibited to Witness Statement of Peter Sainsbury.

3. They or their predecessors may have been consulted regarding appointment of Hooper J and also Rose LJ when originally appointed to High Court bench on recommendation of previous Lord Chancellor.

4. Rose LJ appointed on recommendation of HM Queen by being recommended by then Prime Minister on advice from previous Lord Chancellor.

5. Both Law Officers members of HM Government even thought not cabinet members, and although theoretically independent legal advisers to HM Government, as members along with Lord Chancellor, owe allegiances to Prime Minister.

6. Same principles apply equally to hearing of current appeal before Court of Appeal with Lord Justices of Appeal being appointed by HM Queen on recommendation of Prime Minister or previous Prime Minister on advice from Lord Chancellor or previous Lord Chancellor.

7. For full statement of principles applicable, see Witness Statement of Peter Sainsbury, along with exhibited evidence regarding procedures for appointment of both High Court Judges and Lord Justices of Appeal.

8. Contended therefore that due to involvement of Law Officers in appointment of High Court judges and their role as legal advisers to HM Government, that all applications for Civil Proceedings Orders under section 42(1) of the Supreme Court Act 1981 are not heard before impartial tribunal and thereby infringe Article 6(1) of Convention.

9. Same applies to hearings of appeals in the Court of Appeal as although Lord Justices of Appeal have been appointed by HM Queen on recommendations of Prime Minister, Law Officers are his Legal Advisors and he receives advice from Lord Chancellor who is both head of judiciary, as well as member of government.

10. Therefore not impartial tribunals on mere "objective test" principle, see Fey -v- Austria 93/1991/345/418 judgment of European Court 24 February 1993, in particular at para 30,

30. Under the objective test, it must be determined whether, quite apart from the judge’s personal conduct, there are ascertainable facts which may raise doubts as to his impartiality. In this respect even appearances may be of a certain importance. What is at stake is the confidence which the courts in a democratic society must inspire in the public and, above all, as far as criminal proceedings are concerned, in the accused. This implies that in deciding whether in a given case there is a legitimate reason to fear that a particular judge lacks impartiality, the standpoint of the accused is important but not decisive. What is determinant is whether this fear can be held to be objectively justified (ibid., § 51)

In this regard, the Court has previously held that the mere fact that a judge has also made pre-trial decisions in the case cannot be taken as in itself justifying fears as to his impartiality see the Hauschildt v. Denmark judgment of 24 May 1989, Series A no. 154, p. 22, § 50) . Although this statement referred to systems like the Danish, where investigation and prosecution are exclusively the domain of the police and the prosecution, it must also be of some relevance to systems of an inquisitorial character, such as the Austrian. What matters is the extent and nature of the pre-trial measures taken by the judge (see mutatis mutandis, the De Cubber v. Belgium judgment of 26 October 1984 series A no. 86, pp. 15-16, §§ 29-3O, and the above-mentioned Thorgeirson judgment, Series A no. 239, p. 24, § 53)."

11. Test again applied to hearings before Court Martials in UK by European Court, see Findlay -v- UK 110/1995/616/706 judgment 25 February 1997, in particular at paras 70-80,

"70. The applicant complained that the court-martial was not an "independent and impartial tribunal" as required by Article 6 § 1, because inter alia all the officers appointed to it were directly subordinate to the convening officer who also performed the role of prosecuting authority (see paragraphs 14-17 and 36-41 above). The lack of legal qualification or experience in the officers making the decisions either at the court-martial or review stages made it impossible for them to act in an independent or impartial manner."

------------------------------------------------------------------------------

------------------------------------------------------------------------------

"72. The Commission found that although the convening officer played a central role in the prosecution of the case, all of the members of the court-martial board were subordinate in rank to him and under his overall command. He also acted as confirming officer, and the court-martial’s findings had no effect until confirmed by him. These circumstances gave serious cause to doubt the independence of the tribunal from the prosecuting authority. The judge advocate’s involvement was not sufficient to dispel this doubt, since he was not a member of the court-martial, did not take part in its deliberations and gave his advice on sentencing in private.

In addition, it noted that Mr Findlay’s court-martial board contained no judicial members, no legally-qualified members and no civilians, that it was set up on an ad hoc basis and that the convening officer had the power to dissolve it either before or during the trial. The requirement to take an oath was not a sufficient guarantee of independence.

Accordingly, it considered that the applicant’s fears about the independence of the court-martial could be regarded as objectively justified, particularly in view of the nature and extent of the convening officer’s roles, the composition of the court-martial and its ad hoc nature. This defect was not, moreover, remedied by any subsequent review by a judicial body affording all the guarantees required by Article 6 § 1, since the confirming officer was the same person as the convening officer, and the reviewing authorities were army officers, the second of whom was superior in rank to the first. The ineffectiveness of the post-hearing reviews was further underlined by the secrecy surrounding them and the lack of opportunity for Mr Findlay to participate in a meaningful way.

73. The Court recalls that in order to establish whether a tribunal can be considered as "independent", regard must be had inter alia to the manner of appointment of its members and their term of office, the existence of guarantees against outside pressures and the question whether the body presents an appearance of independence (see the Bryan v. the United Kingdom judgment of 22 November 1995, Series A no. 335-A, p. 15, § 37.

As to the question of "impartiality", there are two aspects to this requirement. First, the tribunal must be subjectively free of personal prejudice or bias. Secondly, it must also be impartial from an objective viewpoint, that is, it must offer sufficient guarantees to exclude any legitimate doubt in this respect (see the Pullar v. the United Kingdom judgment of 10 June 1996, Reports of Judgments and Decisions-1996, p § 30).

The concepts of independence and objective impartiality are closely linked and the Court will consider them together as they relate to the present case.

74. The Court observes that the convening officer, as was his responsibility under the rules applicable at the time, played a significant role before the hearing of Mr Findlay’s case. He decided which charges should be brought and which type of court-martial was most appropriate. He convened the court-martial and appointed its members and the prosecuting and defending officers (see paragraphs 14-15 and 36-37 above).

Under the rules then in force, he had the task of sending an abstract of the evidence to the prosecuting officer and the judge advocate and could indicate passages which might be inadmissible. He procured the attendance at trial of the witnesses for the prosecution and those "reasonably requested" by the defence. His agreement was necessary before the prosecuting officer could accept a plea to a lesser charge from an accused and was usually sought before charges were withdrawn (see paragraphs 38 and 39 above).

For these reasons the Court, like the Commission, considers that the convening officer was central to Mr Findlay’s prosecution and closely linked to the prosecuting authorities.

75. The question therefore arises whether the members of the court-martial were sufficiently independent of the convening officer and whether the organisation of the trial offered adequate guarantees of impartiality.

In this respect also the Court shares the concerns of the Commission. It is noteworthy that all the members of the court-martial, appointed by the convening officer, were subordinate in rank to him. Many of them, including the President, were directly or ultimately under his command (see paragraph 16 above). Furthermore, the convening officer had the power, albeit in prescribed circumstances, to dissolve the court-martial either before or during the trial (see paragraph 40 above).

76. In order to maintain confidence in the independence and impartiality of the court, appearances may be of importance. Since all the members of the court-martial which decided Mr Findlay’s case were subordinate in rank to the convening officer and fell within his chain of command, Mr Findlay’s doubts about the tribunal’s independence and impartiality could be objectively justified (see, mutatis mutandis, the Sramek v. Austria judgment of 22 October 1984, Series A no. 84, p. 20, § 42).

77. In addition, the Court finds it significant that the convening officer also acted as "confirming office". Thus, the decision of the court-martial was not effective until ratified by him, and he had the power to vary the sentence imposed as he saw fit (see paragraph 48 above). This is contrary to the well-established principle that the power to give a binding decision which may not be altered by a non-judicial authority is inherent in the very notion of "tribunal" and can also be seen as a component of the "independence" required by Article 6 § 1 (see, mutatis mutandis, the Van de Hurk v. the Netherlands judgment of 19 April 1994, Series A no. 288, p. 16, § 45).

78. The Court further agrees with the Commission that these fundamental flaws in the court-martial system were not remedied by the presence of safeguards, such as the involvement of the judge advocate, who was not himself a member of the tribunal and whose advice to it was not made public (see paragraphs 45-46 above), or the oath taken by the members of the court-martial board (see paragraph 35 above).

79. Nor could the defects referred to above (in paragraphs 75 and 77) be corrected by any subsequent review proceedings. Since the applicant’s hearing was concerned with serious charges classified as "criminal" under both domestic and Convention law, he was entitled to a first instance tribunal which fully met the requirements of Article 6 § 1 (see the De Cubber v. Belgium judgment of 26 October 1984, Series A no. 86, pp. 16-18, §§ 31-32).

80. For all these reasons, and in particular the central role played by the convening officer in the organisation of the court-martial, the Court considers that Mr Findlay’s misgivings about the independence and impartiality of the tribunal which dealt with his case were objectively justified."

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"In conclusion, there has been a violation of Article 6 § 1 of the Convention."

12. Finally, test again applied to hearings before Royal Court in Guernsey by European Commission, see McGonnell -v- -v- UK Application No. 28488/95, Report of Commission adopted 20 October 1988, see in particular paras 51-63,

"51. The applicant does not agree that the Royal Court constituted an "independent and impartial tribunal" for the purposes of Article 6 para. 1 of the Convention."

52. The Commission recalls that the civil "limb" of Article 6 para. 1 of the Convention applies to disputes over a "right" which can be said, at least on arguable grounds, to be recognised in domestic law. The dispute must be genuine and serious, and may relate not only to the existence of a right, but also to its scope and the manner of its exercise. The result of the proceedings must be decisive for the right in question (see Eur. Court BR, Zander v. Sweden judgment of 25 November 1993, Series A no. 229-P, p. 38, para. 22)".

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"54. The Commission must determine whether the Royal Court constituted an "independent and impartial tribunal" within the meaning of Article 6 para. 1 of the Convention.

55. As a preliminary point, the Commission would recall that in the case of Jon Kristinsson v. Iceland, it did not accept the Icelandic Government’s contentions that the combination of investigative and judicial power in one person was compatible with Article 6 of the Convention due to the special historical and geographical conditions obtaining in Iceland (Jon Kristinsson v. Iceland, No. 12170/96, Comm. Rep. 8.3.99, paras. 43 and 49-59, in Eur. Court BR, Series A no. 171-B; the case settled before the Court). In the present case, the Commission finds no reasons related to the historical or geographical conditions in Guernsey which could affect its reasoning in this regard.

56. In determining whether a body can be considered to be independent, regard must be had, inter alia, to the manner of appointment of its members and their term of office, to the existence of guarantees against outside pressures and to the question whether the body presents an appearance of independence. As to the question of impartiality, a distinction must be drawn between a subjective test, which concerns the conviction of a judge in a given case, and an objective test, aimed at ascertaining whether the judge offered guarantees sufficient to exclude any legitimate doubt in this respect (Eur. Court BR, Langborger v. Sweden judgment of 22 June 1999, Series A no. 155, p. 16, para. 32 with further references).

57. As to the question of the subjective impartiality of the Royal Court, the Commission notes the Government’s submission that there is no suggestion of actual personal bias by any member of the Royal Court in the determination of the applicant's case and the applicant has not argued any personal bias on the part of the members of the Royal Court. The Commission therefore sees no reason in the present case to doubt the personal impartiality of the Bailiff or the Jurats.

58. As to the independence of the Royal Court, the Commission notes that the Bailiff is appointed by the Sovereign and holds office during Her Majesty’s pleasure subject to a retirement age of 70 years. The Bailiff’s irremovability does not have "formal" recognition in law but is dependent on direction by Her Majesty. Further, the Bailiff has no role in the IDC, and is not involved in the appointment of the civil servants who make up the IDC. The Jurats are appointed by the States of Election (the electoral college responsible for electing Jurats) and hold office on a permanent basis with a retirement age of 70 years which can be extended to 75 years subject to the agreement of their colleagues. A Jurat may only be dismissed by Her Majesty and not by the executive. There are thus a number of guarantees of structural independence and impartiality.

59. However, these objective guarantees of independence and impartiality do not satisfy the requirements of Article 6 para. 1 taken alone. In addition, the case-law requires the body to present "an appearance of independence", and there must be sufficient guarantees "to exclude any legitimate doubt" as to the impartiality of the judge (see the aforementioned Langborger judgment, p. 16, para. 32). The Commission will consider these issues together (see Eur. Court BR, Incal v. Turkey judgment of 9 June 1998, Reports 1998 par. 65).

60. The Commission notes the plethora of important positions held by the Bailiff in Guernsey. The Bailiff presides over the States of Election, (where he has a casting vote), the States of Deliberation (the Island legislature, where he also has a casting vote), the Royal Court and the Court of Appeal. He is the head of the administration of the Island and presides over four States Committees including the Appointments Board, the Legislation Committee (which deals with the drafting of legislation) and the Rules of Procedure Committee. The Commission also notes that the Jurats, who decide the cases before the Royal Court, are appointed by the States of Election and that the Bailiff is the President of the States of Election and has a casting vote in the event of an equality of votes. The Commission further notes that no appeal lay against the decision of the IDC beyond that of the Royal Court and that therefore the Royal Court was the final - and, indeed, the sole - court for the applicant’s case.

61. The position in the present case was therefore that when the applicant appeared before the Royal Court on 6 June 1995, the principal judicial officer who sat on his case, the Bailiff, was not only a senior member of the judiciary of the Island, but was also a senior member of the legislature - as President of the States of Deliberation - and, in addition, a senior member of the executive - as titular head of the administration presiding over a number of important committees. It is true, as the Government point out, that the Bailiff’s other functions did not directly impinge on his judicial duties in the case and that the Bailiff spends most of his time in judicial functions, but the Commission considers that it is incompatible with the requisite appearances of independence and impartiality for a judge to have legislative and executive functions as substantial as those in the present case. The Commission finds, taking into account the Bailiff’s roles in the administration of Guernsey, that the fact that he has executive and legislative functions means that his independence and impartiality are capable of appearing open to doubt.

62. The Commission finds that, in the light of its finding regarding the Bailiff, it is not necessary to examine separately the role of the Jurats.

63. The Commission accordingly finds that, in the present case, the Royal Court did not satisfy the requirements of independence and impartiality and that there has been a breach of Article 6 para. 1 of the Convention."

13. Regarding concurring opinion of Mr Bratza in McGonnell -v- -v- UK, has been suggested that Lord Chancellor may be vulnerable to challenge if sitting in judicial capacity in House of Lords, see concurring opinion,

"While I see force in the argument advanced in the Dissenting Opinion of Mr Alkema that the Convention should not be interpreted in such a way as to impose on a small island community such as Guernsey elaborate constitutional structures similar to those which exist in large States, I am unable to accept that this can justify a departure from the requirement in Article 6 that a tribunal should be independent and impartial and, in particular, that it should present an appearance of independence (see eg. the Bryan v. the United Kingdom judgment of 22 November 1995, Series A no. 335-A, p. 15, para. 37).

In my view these requirements were not met for the reasons given in the opinion of the majority of the Commission. I wish, however, to make clear that my view is confined to cases such as the present, where the proceedings in which the Bailiff sits in a judicial capacity relate to the acts or decisions of the Executive - in this case, the refusal of the IDC to grant permission for a change of use. Different considerations would in my view apply where the Bailiff sat in cases involving a dispute between private parties, in which there was no lack of the requisite appearance of independence."

14. European Commission of Human Rights in Govell -v- UK Application No 27237/95 14 January 1998 held that lack of impartiality of Police Complaints Authority in breach of Article 13 of the European Convention of Human Rights, as members appointed by the Secretary of State who also issues guidances to them.

15. In applications for Civil Proceedings Orders as HM Attorney-General appears before court albeit by counsel, court hears from Law Officer guidelines on making of these orders by way of legal submissions.

16. See Govell -v- UK Application No 27237/95 at paras 69 to 70,

"69. The Commission also notes the important role played by the Secretary of State in appointing, remunerating and, in certain circumstances, dismissing members of the PCA. In particular, the Commission notes that under section 105(4) of the Act the PCA are to have regard to any guidance given to them by the Secretary of State with respect to the withdrawal or preferring of disciplinary charges and criminal proceedings.

70. The Commission finds that the system of investigation of complaints does not meet the requisite standards of independence needed to constitute sufficient protection against the abuse of authority and thus provide an effective remedy within the meaning of Article 13. The Commission accordingly finds that there has been a violation of Article 13 of the Convention."

17. Findlay -v- UK (1997) 24 EHRR 221, along with Bryan -v- UK (1995) 21 EHRR 342 and De Cubber -v- Belgium (1984) 7 EHRR 326, considered and approved by Scottish High Court of Justiciary in Starrs -v- Procurator Fiscal Linlithgow (1999) times Law Report 17 November.

18. In Starrs -v- Procurator Fiscal Linlithgow (1999) Times Law Report 17 November, court held that hearings in Scotland before Sheriffs’ Courts where temporary Sheriffs appointed under section 11 Sheriffs’ Courts (Scotland) Act 1971 breached article 6(1) Convention for the Protection of Human rights and Fundamental Freedoms, as such hearings were deemed not to be impartial.

19. This because temporary Sheriffs’ appointments were subject to annual renewal by Secretary of State, although Lord Advocate played a role in that.

20. Lord Advocate decided whether temporary Sheriffs were required, drew up provisional lists of candidates from those who applied for post, consulted on them with both Solicitor-General and then Lord President and advised Scottish Courts Administration who should be appointed.

21. Temporary Sheriffs only appointed for 12 months with no security of tenure, but seen as stepping stone to permanent appointment as Sheriff, and any renewal at discretion of executive.

22. Lord Advocate also responsible for criminal prosecutions before both temporary Sheriffs and all Sheriffs’ courts.

23. Analogy with both Law Officers being consulted regarding appointment of High Court Judges, and also being members of government when sovereign on recommendations of Prime Minister on advice from Lord Chancellor appoints Lord Justices of Appeal.

24. High Court judge seen as stepping stone in any event to promotion to Lord Justice of Appeal, and although they appointed on recommendation of Prime Minister in conjunction of Lord Chancellor, Law Officers were nevertheless involved in consultation regarding their initial appointments as High Court judges.

25. This creates lack of impartial tribunal in applications for Civil Proceedings Orders as applications brought by HM Solicitor-General either prior to 1 August 1997 delegated by HM Attorney-General under section 1(1)(c) Law Officers’ Act 1944, or now as though by HM Attorney-General by Solicitor-General under section 1(1)(2) Law Officers Act 1997.

 

 

 

 

 

LENGTH AND PROPORTIONALITY OF "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT

 

POWERS OF DIVISIONAL COURT REGARDING LENGTH OF CIVIL PROCEEDINGS ORDERS

1. Section 42(2) Supreme Court Act 1981 provides,

"An order under subsection (1) may provide that it is to cease to have effect at the end of a specified period, but shall otherwise remain in force indefinitely."

2. Provision for Civil Proceedings Orders for "specified period" only came into force with enactment of section 42(2) Supreme Court Act 1981, as this provision not previously included in section 1 Vexatious Actions Act 1896 or section 51 Supreme Court of Judicature (Consolidation) Act 1925, so that Orders made under those provisions were automatically indeterminate in length.

3. 2 Appellant also understand that no limited Orders for specified periods have ever been made under section 42(2) Supreme Court Act 1981 in respect of the 73 Orders subsequently made since 1981 including those against 1 and 2 Appellants, apart from 15 year Order made in Attorney-General -v- Price (1997) CO/3390/96 19 March 1997, Crown Office List transcript.

4. Contended that provisions of section 42(2) Supreme Court Act 1981 make it mandatory for Divisional Court in all cases to specifically consider whether proposed "Civil Proceedings Order" should remain in force for "a specified period" or "indefinitely" under section 42(2) Supreme Court Act 1981.

5. This construction of statute apparently conceded by Divisional Court, see Divisional Court transcript of judgment, Attorney-General -v- Foley, per Rose LJ at page 4 para G.

"If the court is so satisfied then it has to consider whether, in the exercise of its discretion, a Civil Proceedings Order, in this case, should be made and, if that becomes material, whether indefinitely or otherwise."

6. Contended therefore that if Divisional Court fails to deal with or consider issue of length of "Civil Proceedings Order" therefore has no jurisdiction to make Order at all, and provisions of section 42(2) Supreme Court Act 1981 would be rendered otiose.

7. Divisional Court must therefore in all cases afford full opportunity to Respondents to applications for Civil Proceedings Orders to make submissions on length of proposed Order, as they are clearly entitled to be heard regarding this important issue in accordance with principles of "natural justice".

8. Well established principle of "natural justice" that tribunal or relevant court must give litigants adequate opportunity of dealing with specific issue which must specifically be put to them in order to facilitate this.

9. See Ridge -v- Baldwin (1964) AC 42, per Lord Hodgson at pages 132-133,

"The matter which to my mind, is relevant in this case is that where the power to be exercised involves a charge made against the person who is dismissed, by that I mean a charge of misconduct, the principles of natural justice have to be observed before the power is exercised."-----------------------------------------------------------------------------------------------------------------------------------------------------------

"No one, I think, disputes that three features of natural justice stand out––(1) the right to be heard by an unbiased tribunal; (2) the right to have notice of charges of misconduct; (3) the right to be heard in answer to those charges. The first does not arise in the case before your Lordships, but the two last most certainly do, and the proceedings before the watch committee, therefore, in my opinion, cannot be allowed to stand."---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------"I cannot see that the general words of the statute are, in the light of the authorities as I understand them, wide enough to cover a case of this character where allegations of misconduct are involved resulting in the loss of an office and an element of punishment for offences committed. There is imposed a clog on the discretion in that it cannot be exercised arbitrarily without regard to natural justice."----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

"I must retreat to the last refuge of one confronted with as difficult a problem as this, namely, that each case depends on its own facts, and that here the deprivation of a pension without a hearing is on the face of it a denial of justice which cannot be justified upon the language of the section under consideration."

10. See also Chief Constable of North Wales Police -v- Evans (1982) 3 All ER 141, per Lord Hailsham at page 144 paras C-D,

------------------------------------------------------------------------------------"The Chief Constable should have directed his mind to the criteria laid down in the regulation in accordance with the appropriate principles of natural justice. He did not do so, and I think it only too likely that this was precisely the belief that his discretion was absolute which led to the cavalier treatment to which, in any event, the respondent was subjected.

To this treatment I now come. Once it is established as was conceded here, that the office held by the chief constable was of the third class enumerated by Lord Reid in Ridge v Baldwin [1963] 2 All ER 66 at 72. [1964] AC 40 at 66, it becomes clear, quoting Lord Reid, that there is ‘an unbroken line of authority to the effect that an officer cannot lawfully be dismissed without first telling him what is alleged against him and hearing his defence or explanation’."

11. Contended that this principle extremely important in relation to all applications for Civil Proceedings Orders, as Order remains in force "indefinitely" and cannot be set aside by subsequent court unless nullity ab initio.

12. See Rohrberg -v- Charkin Times Law Report 30 January 1985, Supreme Court Library transcript 85/15, regarding to both Orders under section 51 Supreme Court of Judicature (Consolidation) Act 1925 and section 42(1) of the Supreme Court Act 1981, per Donaldson MR at page 1 para H to page 2 para A and para C-F,

"So far as section 51 is concerned, there is no power in that section or elsewhere in the Act for the court to consider whether an order made under that section should be discharged."---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

"So far as section 42 of the 1981 Act is concerned (which, as I say, is not directly relevant to Miss Rohrberg’s case, since her order was made under the 1925 Act) it is in all material respects save one the same as the corresponding section under the 1925 Act. That exception is in subsection (2), which provides that an order under section (1) may provide that it is to cease to have effect at the end of the specified period, but otherwise remains in force indefinitely. If there is any assistance to be obtained from the 1981 Act it is to suggest that the scheme of this particular statutory provision is that unless the order itself contains some limitation it is indefinite in duration.

Accordingly, I would hold, as did the Divisional Court, that neither the High Court, nor the Divisional Court as part of it, has any jurisdiction to entertain an application to discharge an order, made either under section 51 of the 1925 Act or under section 42 of the 1981 Act, although there is undoubtedly a power in the Court of Appeal to entertain an appeal limited to the issue of whether the order should have been made originally."

 

 

 

REASONABLENESS OF DIVISIONAL COURT MAKING INDETERMINATE "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT

1. Disqualification Orders in respect of company directors made for specified periods as provided by section 1(1) Company Directors Disqualification Act 1986, and relevant provisions of that Act under which the Disqualification Order is made.

2. Of particular relevance to indeterminate Civil Proceedings Orders made under section 42(2) Supreme Court Act 1981, is fact that when Disqualification Orders are made on conviction for an Indictable Offence by either Magistrates Court or Crown Court under section 2(1) and 2(2)(b)(c) Company Directors Disqualification Act 1986, maximum time limit orders should be reserved for only most serious of cases.

3. However, there are also provisions for both appeals and subsequent reviews of such Disqualification Orders under rules 7.47(1) and 7.49(1) Insolvency Rules 1986 which are applicable to Orders under section 21(2) Company Directors Disqualification Act 1986, as held in Re Tasbian Ltd (No. 2) (1992) BCC 322 and Re Probe Data Systems Ltd (No 3) (1992) BCC 110.

4. Contended therefore that should be matter of general principle that any "Civil Proceedings Order" should be "indeterminate" under section 42(2) Supreme Court Act 1981 in only most serious of cases, as case with Orders made by Crown Court under section 2(1) and 2(2)(b)(c) Company Directors Disqualification Act 1986, and also civil court Disqualification Orders as well under same Act.

5. See R -v- Millard (1993) 15 Cr App R (S) 445, per McCowan LJ at page 448 approving Re Seven Oaks Stationery (Retail) Ltd (1991) Ch 164, per Dillon LJ at page 174 paras E-G,

"I would for my part endorse the division of the potential 15-year disqualification period into three brackets,"---------------------------------"(i) the top bracket of disqualification for periods over 10 years should be reserved for particularly serious cases."----------------------------------"(ii) The minimum bracket of two to five years' disqualification should be applies where, though disqualification is mandatory, the case is relatively, not very serious. (iii) The middle bracket of disqualification for from six to 10 years should apply for serious cases which do not merit the top bracket."

6. Would appear however, that Divisional Court so far has taken the view apart from Attorney-General -v- Price (1997) CO/3390/96, that indefinite orders are justified, as all constituted most serious and worse cases scenario.

7. See Attorney-General -v- Price (1997) CO/3390/96 Crown Office List transcript 19 March 1997, per Brooke LJ at page 27 para G and page 30 paras D-F to page 31 paras A-F ,

"There are now three final matters to be decided. Should we in the exercise of our discretion make a civil proceedings order? Should any order be limited or unlimited in time?"---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

"Next, the length of the order. The power of the Court to make an order limited in time was first introduced in 1981, and we were told by Mr Jay that until now it has never been exercised. He expressed concern that if a limited order was made a vexatious litigant might seek to revive old causes of grievance by assertions that his or cause of action had been concealed by equitable fraud so as to prevent time running under the Limitation Act.

It appears to us that this in itself is no good reason for not making a time-limited order if we considered that the justice of the case demanded it. If litigation we regard as vexatious was revived after a time-limited order expired, the Attorney-General could always come back to this court for appropriate relief, and it may be desirable when the wording of the statute is next under review to make it completely clear that the court could grant such relief notwithstanding that the once vexatious litigant had not had time to satisfy the criteria in Section 42(1) all over again since his or discharge from a time-limited order. In our judgment, given that the power to make a time-limited order exists, we ought to exercise it in this case."-----------------------------------------------------------------------------------------------------

"Mr Price is now 53. Provided that he is prevented from embarking on civil proceedings (or making applications in civil proceedings) for 15 years, we consider that an appropriate balance would be struck between the need to bring the present nuisance very firmly to an end and the desirability of removing the restriction from Mr Price at a time when it is no longer likely to serve any very useful purpose. We therefore make a civil proceedings order against him for 15 years."

8. Contended that approach in Attorney-General -v- Price was itself flawed, as Divisional Court failed to apply any visible tariff criteria coupled with reasons for making "Civil Proceedings Order" for period of 15 years.

9. However, reality would appear to be that Divisional Court has previously, apart from judgment in Attorney-General -v- Price, completely failed to apply any criteria at all to this issue, and it would appear that this has been fully endorsed by Court of Appeal in few cases that have reached this court.

10. In present case, although Divisional Court specifically decided to make indeterminate Civil Proceedings Orders against each Appellant, it failed to differentiate between them in any way, and contended that was imperative that length of Order should have been considered separately in respect of each individual Appellant.

11. See Divisional Court transcript of judgment, Attorney-General -v- Foley, per Rose LJ at page 20 paras F-G.

------------------------------------------------------------------------------------"in the exercise of the court’s discretion, a Civil Proceedings Order should be made against him and against Harry Foley, and in my judgment it will be appropriate that that order shall remain in force indefinitely."

12. This especially case with 2 Appellant, as he had only been on mere periphery of 1 Appellant’s actions, and had only been named as party to 8 actions of 26 actions of 1 Appellant that court considered.

13. In para 5 of Ms Martin’s 2 Affidavit sworn on 10 July 1996 at page 31 of 2 Appellant’s Core Bundle she swore that,

"It is my belief that the Respondents have been the driving force in the unsuccessful litigation in which they were involved."

14. Whether this case in respect of Applicant/1 Appellant or not, no evidence that this could apply to 2 Appellant at all, as insufficient evidence placed before Divisional Court as to whether 2 Appellant was greater "driving force" than Applicant/1 Appellant.

15. Contended that this further example of failure of Divisional Court to adequately consider involvement of 2 Appellant in litigatin concerned, and to differentiate between him and Applicant/1 Appellant’s involvement which must even on face of documents be considerably greater if nothing more than being involved in nearly 3 times as many actions as 2 Appellant.

16. Also no evidence that 2 Appellant was force in litigation at all over and above other Plaintiffs in those actions, irrespective of involvement of Applicant/1 Appellant his brother.

17. In addition, Divisional Court failed to apply any criteria to both Appellants separately as to which category of seriousness their cases fell into, which must be relevant to issue of whether indefinite orders appropriate or whether such orders if made at all should have been limited and for what specified period.

18. If Court of Appeal finds therefore that "Civil Proceedings Order" rendered a nullity ab initio, it should be set aside ex debito justitiae and possibly rehearing ordered before differently constituted Divisional Court.

19. However, if Court of Appeal finds that "Civil Proceedings Order" merely voidable, then should reconsider de novo length of "Civil Proceedings Order" against 2 Appellant in any event, and exercise any relevant powers of correction or amendment under Order 59 rule 10(3) RSC 1965.

 

 

 

OTHER DISQUALIFICATION ORDERS MADE IN ENGLAND AND WALES AND THEIR EFFECTS RELATING TO CIVIL PROCEEDINGS ORDERS

1. 2 Appellant draws to court’s attention fact that Disqualification Orders in respect of Driving Licences imposed by courts for road traffic offences under sections 34(1), 34A and 35(1)(a)(b) Road Traffic Offenders Act 1988 in the United Kingdom usually made for definite periods of time.

2. Furthermore, such drivers may apply back to court that made original ban to remove disqualification under section 42(1) Road Traffic Offenders Act 1988, in accordance with time limits set out in section 42(3)(a)(b)(c) of that Act, and even further subsequent applications permitted to be made not less than 3 months from date of refusal of previous application under section 42(4) of that Act.

3. These provisions in addition to offender being able to appeal against making of Disqualification Order imposed by Magistrates Court to Crown Court in simplicitor, irrespective of whether an appeal against remaining part of his sentence under section 38(1) Road Traffic Offenders Act 1988.

4. In relation to conviction on Indictment, drivers can appeal against disqualification from Crown Court to Court of Appeal (Criminal Division) as part of their overall sentence under Criminal Appeal Act 1968.

5. Provisions relating to removal of Disqualification Orders under section 42(1) Road Traffic Offenders Act 1988 applies even in rare cases where life Disqualification Orders have been imposed by Crown Court in bad cases involving death by dangerous driving.

6. In addition, same principles apply to Bankruptcy Orders, which can have severe repercussions for persons subject to them including redirection of mail, cutting off of gas and electricity supplies and most importantly, penal sanctions.

7. Such Orders are made for between 2 and 3 years under section 279(2)(a) and (b) Insolvency Act 1986 before automatic discharge, and there are similarly provisions for them to be subsequently annulled and even reviewed and rescinded under sections 282(1)(a) and (b) and 375(1) Insolvency Act 1986, in addition to normal appeal remedies under section 375(2) of that Act.

8. Similar principles also applicable to "Exclusion Orders" made against football hooligans under section 30(1) Public Order Act 1986, and persons who commit offences on licensed premises under section 1(1) Licensed Premises (Exclusion of Certain Persons) Act 1980.

9. In respect of persons convicted of offences during football matches satisfying criteria in section 31(2), (3)(a)(b)(c) and (4) Public Order Act 1986, the order is for the period specified in section 32(1) of that Act which must not be less than 3 months, but can of course be for life.

10. Again, the order can be appealed against as part of overall sentence of offender in the normal way, but there is specific provision for applications to terminate such orders after 1 year under section 33(1) Public Order Act 1986, and further applications may subsequently be entertained not less than 6 months from date of original refusal under section 33(2) of that Act.

11. In cases of persons convicted of violent offences on licensed premises, offender can be excluded from those "or any other premises" for period not less than 3 months but not more than 2 years under section 1(3) Licensed Premises (Exclusion of Certain Persons) Act 1980.

12. Provisions for "Exclusion Orders" relating to football hooligans and persons convicted of violent offences on licensed premises are therefore very similar in effect and application to driving Disqualification Orders.

13. Also, provisions for subsequent review relating to football hooligans under section 33(1) and (2) Public Order Act 1986, are almost identical to those contained in section 42(1) and (3)(a)(b)(c) and (4) Road Traffic Offenders Act 1988.

14. Finally, 2 Appellant draws to court’s attention fact that prisoners’ discretionary life sentences for any offence, as well as those serving life sentences for murder, being mandatory under section 1(1) Murder (Abolition of Death Penalty) Act 1965, may apply for Parole to Parole Board under section 34(3)(a) and (5) and section 35(2) Criminal Justice Act 1991.

15. Prisoners subject to such life sentences are entitled to full hearing for this purpose under section 32 of that Act with all of procedural guarantees implied by article 6(1) European Convention for the Protection of Human Rights and Fundamental Freedoms.

16. This has been implemented by UK Government largely as result of recent decisions of European Court of Human Rights in Weeks -v- UK Series A No 114, Thynne, Wilson and Gunnell -v- UK Series A No 190, and Wynne -v- UK Series A No 294-A, culminating in the recent case of Hussain -v- UK No 55/1994/502/584 regarding detention at Her Majesty's Pleasure.

17. Contended that indeterminate and un-reviewable nature of "Civil Proceedings Order" against 2 Appellant, wholly unwarranted in comparison to other determinate and subsequently reviewable Disqualification Orders and life sentences imposed by courts throughout United Kingdom.

 

 

 

EXTENT AND EFFECTS AND PROPORTIONALITY OF "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT

 

PRINCIPLES OF PROPORTIONALITY APPLICABLE TO LENGTH OF "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT

1. In addition, 2 Appellant contends that current "Civil Proceedings Order" against him therefore offends against principle of "proportionality" as applied by European Court of Human Rights in recent cases.

2. See in particular Tolstoy -v- UK (1995) 20 EHRR 442, referred to in Attorney-General -v- Price (1997) CO/3390/96 19 March 1997 Crown Office List transcript, per Brooke LJ at page 23 paras B-E,

------------------------------------------------------------------------------------‘The guiding principles were recently restated by the European Court of Human Rights in paragraph 59 of its judgment in Tolstoy Miloslavsky v United Kingdom (1995) 20 EHRR 442 in the following terms:

"The Court reiterates that the right of access secured by Article 6(1) may be subject to limitation in the form of regulation by the State. In this respect the State enjoys a certain margin of appreciation. However, the Court must be satisfied, firstly, that the limitations applied do not restrict or reduce the access left to the individual in such a way or to such an extent that the very essence of the right is impaired. Secondly, a restriction must pursue a legitimate aim and there must be a reasonable relationship of proportionality between the means employed and the aim sought to be achieved."

3. Test of reasonable proportionality applied in relation to reduction of libel damages under section 8(1) Courts and Legal Services Act 1990 by Court of Appeal in Rantzen -v- Mirror Group Newspapers (1993) 4 All ER 975.

4. Held that principles of article 10(1) Convention for Protection of Human Rights and Fundamental Freedoms applicable to exercise of discretion in domestic law although not part of it, see Rantzen -v- Mirror Group Newspapers (1993) 4 All ER 975, per Neill LJ at pages 992 to 997, and in particular at page 993 paras B-C,

------------------------------------------------------------------------------------"It is also clear that art 10 may be used when the court is contemplating how a discretion is to be exercised. Thus in A-G v Guardian Newspapers Ltd [1987] 3 All ER 316 at 355, [1987] 1 WLR 1248 at 1296 Lord Templeman referred to art 10 when considering whether the interference with the freedom of expression which the grant of an interlocutory injunction would entail was 'necessary in a democratic society' for any of the purposes specified in para (2) of art 10."

5. Principles of Rantzen -v- Mirror Group Newspapers (1993) 4 All ER 975 approved of and applied by Court of Appeal in John -v- MGN Ltd (1996) 2 All ER 35, per Bingham MR at page 58 para J, in light of subsequent judgment of European Court in Tolstoy -v- UK (1995) 20 EHRR 442.

 

 

 

USE OF ALTERNATIVE REMEDIES TO MAKING OF "CIVIL PROCEEDINGS ORDER" AGAINST 2 APPELLANT BY DIVISIONAL COURT

1. Contended that "Civil Proceedings Order" made against 2 Appellant disproportionate in effect by prohibiting without prior leave of High Court institution of any future "civil proceedings" of whatever nature.

2. This even if wholly unrelated to subject matter of "civil proceedings" taken into account by Divisional Court when deciding to make Civil Proceedings Orders against him.

3. Contended that provisions of section 42(1)(1A)(a)(b)(c) Supreme Court Act 1981 wholly disproportionate in relation to blanket bans without prior leave, even in relation to fundamental neighbourhood disputes or similar types of proceedings.

4. Contended that Divisional Court should have considered utilisation of alternative remedies by Injunction under section 37(1) Supreme Court Act 1981 and/or inherent jurisdiction of court as being more proportionate remedy in respect of actions involving 2 Appellant, especially in view of minor role played by him in comparison with 1 Appellant.

5. Specific Injunctions could have been obtained by HM Attorney-General under section 37(1) Supreme Court Act 1981 or under inherent jurisdiction of court against 2 Appellant prohibiting further actions being brought against specified defendants without prior leave of High Court or Court of Appeal, see Grepe -v- Loam (1887) 37 Ch D 168, and Co-operative Permanent Building Society -v- Gush (1964) Times Law Report January 21.

6. This alternative remedy far more just and equitable in its effect, than draconian effects of full "Civil Proceedings Order", which in present circumstances of 2 Appellant’s cases lacks reasonable proportionality in its too extensive effect.

7. This especially so in view of prejudicial and tarnishing effect of the making of "Civil Proceedings Order", see Attorney-General -v- Cutler (1987) 5 November, Supreme Court Library transcript, per Woolf LJ at page 5 para H to page 6 paras A-B,

------------------------------------------------------------------------------------"Nonetheless it is right that this court should bear in mind that an order under section 42 of the Supreme Court Act 1981 is a formidable one which should not be taken lightly by any court, because it restricts a particular litigant in a way in which the remainder of the public are not restricted. Therefore to that extend it impinges upon his rights as an individual and reflects upon him as a citizen."

8. Must also now be taken into account that comments regarding reflection on citizenship regarding making of Civil Proceedings Orders must be looked at in light that all citizens are now citizens of European Union.

9. See article 8 Part 2 of Treaty on European Union, which provides,

"1. Citizenship of the Union is hereby established.

Every person holding the nationality of a Member State shall be a citizen of the Union.

2. Citizens of the Union shall enjoy the rights conferred by this Treaty and shall be subject to the duties imposed thereby."

10. Court itself can settle terms of Injunction and its overall effect in relation to specific litigation involving defendant, and also manner in which appropriate leave may subsequently be obtained, which not present case under rigid régime of section 42(1) Supreme Court Act 1981.

11. Even if blanket "Civil Proceedings Order" against 1 Appellant could conceivably be justified, this could not be case with 2 Appellant who was only involved on periphery of litigious activity of 1 Appellant and then only in relation to actions of distinct subject matter relating to particular disputes over titles to land etc.

12. Specific issue of alternative and less draconian remedies by way of Injunctions under section 37(1) Supreme Court Act 1981 and/or exercise of inherent jurisdiction of court, considered in Attorney-General -v- Price (1997) CO/3390/96 19 March 1997.

13. See Attorney-General -v- Price (1997) CO/3390/96 19 March 1997 Crown Office List transcript, per Brooke LJ at page 28 para A-G, page 29 paras A-G to page 30 paras A-C,

‘The only matter that might have influenced us not to make a civil proceedings order was the consideration that Mr Price, like the litigant in Re Vernazza [1959] 1 WLR 622 is a man with a single all-pervading grievance and a civil proceedings order would have the effect of obliging him to pay a £50 premium to the State (being the current fee for a High Court application in the Queen’s Bench and Chancery Divisions) whenever he sought to issue civil proceedings of any kind or to make an application in any such proceedings. There is, however, no evidence that he has ever been involved in any civil proceedings before the Novell dispute blew up, nor any evidence that he wishes or intends to get himself involved in any non-Novell proceedings in the future, so that the weight we should give to this factor in the exercise of our discretion is more limited than it otherwise might have been.

We enquired of Mr Jay whether the High Court had in its inherent jurisdiction made orders against vexatious litigants before the creation of the broadbrush statutory remedy in the Vexatious Proceedings Act 1896. After taking instructions overnight he told us that the Law Officers' Department knew of five, or possibly six cases between 1888 and 1896 in which the court had made a blanket order against a vexatious litigant of the type that was given a codified form in the 1896 Act. Since the remedy was now codified and the statutory remedy could not be limited so as to apply to legal proceedings against a particular defendant only (see Re Hutchison [1929] WN 102) he requested us not to have recourse to the inherent jurisdiction of the court to make an individualised order limited to "Novell litigation," and if Parliament, despite the influence of Article 6 of the European Convention on Human Rights, has not given the High Court a more flexible range of remedies against vexatious litigants it does not appear to us to be appropriate for this Court, on the basis of limited argument and with evidence before it of the Parliamentary preference, to embark on such a course, particularly if the Attorney-General does not invite us to consider it. We saw evidence, by chance, in a case we heard the day after the hearing in the present case finished, of the willingness of the Attorney-General to invoke the inherent jurisdiction of the court in a case where the remedies provided by Section 42 of the 1981 Act were perceived to be insufficient. On 22nd January 1997, in A-G v Landau, this court granted a permanent injunction on the application of the Attorney-General to restrain a vexatious litigant from issuing statutory demands as a prelude to bankruptcy proceedings.

We also took into account the possible administrative and other inconvenience involved in making an order limited to a single category of vexatious litigation. We considered, for example, vexatious arguments as to whether any particular litigation or application was caught or not caught by the terms of a limited order. Taking all these factors into consideration we considered it just, in the exercise of our discretion, to make a statutory order in the usual way.’

14. Contended that in Attorney-General -v- Price, Divisional Court wrongly declined to utilise use of specific Injunction, as indicated that would be wrong for court of that status to seek to do so in light of statutory powers available under section 42(1) Supreme Court Act 1981.

15. However, judgment clearly expressed reservations regarding too all embracing ambit of making of Civil Proceedings Orders under section 42(1) Supreme Court Act 1981.

16. Contended that Court of Appeal should consider whether present "Civil Proceedings Order" should be discharged against 2 Appellant as being too draconian in effect in light of judgment in Attorney-General -v- Price, leaving HM Attorney-General to bring fresh application before Divisional Court for Injunction under section 37(1) Supreme Court Act 1981 and/or inherent jurisdiction of court.

 

 

 

IN THE COURT OF APPEAL

ON APPEAL FROM THE HIGH COURT OF

JUSTICE

QUEEN’S BENCH DIVISION

DIVISIONAL COURT

(THE RIGHT HONOURABLE LORD JUSTICE

ROSE AND THE HONOURABLE MR JUSTICE HOOPER)

CO/0565/96

FC3 99/6157/4

QBCOF/1253/D

 

IN THE MATTER OF section 42(1) of the Supreme Court Act 1981 as amended by section 24 of the Prosecution of Offences Act 1985

AND IN THE MATTER OF Lewis Frank Foley and Harry Desmond Foley

B E T W E EN :-

HER MAJESTY’S ATTORNEY-GENERAL

Applicant/

Respondent

- and -

LEWIS FRANK FOLEY KNOWN ALSO

AS FRANK LEWIS FOLEY Applicant/

1 Appellant/

Respondent

and

HARRY DESMOND FOLEY 2 Appellant/

Respondent

______________________________________________________

 

SKELETON ARGUMENT ON BEHALF OF

2 APPELLANT HARRY DESMOND FOLEY

______________________________________________________

 

 

 

Mahmood & Southcombe,

74 Ilford Lane,

London

IGI 2LA

2 Appellant’s Solicitors

FOLEY - AFFIDAVIT (1) (COURT OF APPEAL)
FOLEY - AFFIDAVIT (2) (COURT OF APPEAL)
FOLEY - SKELETON ARGUMENT (QUEEN'S BENCH)
FOLEY - EUROPEAN COURT APPLICATION
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